| Feb 9, 26 | JPMORGAN CHASE & CO | 10 percent owner | Sale | -- | 1.54K | -- | -- |
| Feb 9, 26 | HUBBARD ROBERT GLENN | CTO | Sale | $10.89 | 336 | $3.66K | -- |
| Feb 9, 26 | KALINOSKI MICHAEL | CTO | Sale | $10.89 | 5.16 | $56.218 | -- |
| Feb 9, 26 | Harris Stayce D. | CTO | Sale | $10.89 | 10.728 | $116.877 | -- |
| Jan 30, 26 | OCONNOR WALTER | other: Portfolio Manager | Purchase | -- | 171.528 | -- | 171.528 |
| Jan 30, 26 | OCONNOR WALTER | other: Portfolio Manager | Sale | $10.17 | 171.528 | $1.74K | -- |
| Jan 30, 26 | OCONNOR WALTER | other: Portfolio Manager | Sale | -- | 171.528 | -- | -- |
| Jan 30, 26 | Romaglino Christian | other: Portfolio Manager | Purchase | -- | 131.699 | -- | 131.699 |
| Jan 30, 26 | Romaglino Christian | other: Portfolio Manager | Sale | -- | 131.699 | -- | -- |
| Jan 30, 26 | Romaglino Christian | other: Portfolio Manager | Sale | $10.17 | 131.699 | $1.34K | -- |
| May 8, 25 | Minar Stephen Thomas | -- | Sale | -- | -- | -- | -- |
| Jan 31, 25 | OCONNOR WALTER | other: Portfolio Manager | Sale | -- | 161.424 | -- | 161.424 |
| Jan 31, 25 | OCONNOR WALTER | other: Portfolio Manager | Purchase | -- | 161.424 | -- | 161.424 |
| Jan 31, 25 | OCONNOR WALTER | other: Portfolio Manager | Sale | $10.25 | 161.424 | $1.65K | -- |
| Jan 31, 25 | Romaglino Christian | other: Portfolio Manager | Sale | -- | 123.941 | -- | 123.941 |
| Jan 31, 25 | Romaglino Christian | other: Portfolio Manager | Purchase | -- | 123.941 | -- | 123.941 |
| Jan 31, 25 | Romaglino Christian | other: Portfolio Manager | Sale | $10.25 | 123.941 | $1.27K | -- |
| Oct 29, 24 | Harris Stayce D. | CTO | Purchase | $10.12 | 10 | $101.2 | 10 |
| Jan 31, 24 | Romaglino Christian | other: Portfolio Manager | Sale | -- | 116.895 | -- | 233.791 |
| Jan 31, 24 | Romaglino Christian | other: Portfolio Manager | Purchase | -- | 116.895 | -- | 116.895 |
| Jan 31, 24 | Romaglino Christian | other: Portfolio Manager | Sale | $10.11 | 116.895 | $1.18K | -- |
| Jan 31, 24 | OCONNOR WALTER | other: Portfolio Manager | Sale | -- | 152.248 | -- | 304.496 |
| Jan 31, 24 | OCONNOR WALTER | other: Portfolio Manager | Purchase | -- | 152.248 | -- | 152.248 |
| Jan 31, 24 | OCONNOR WALTER | other: Portfolio Manager | Sale | $10.11 | 152.248 | $1.54K | -- |
| Dec 20, 23 | JPMORGAN CHASE & CO | 10 percent owner | Sale | -- | -- | -- | 1.54K |
| Dec 20, 23 | JPMorgan Chase Bank, N.A. | 10 percent owner | Sale | $100,258.35 | 1.54K | $154.50M | -- |
| Nov 24, 23 | JPMorgan Chase Bank, N.A. | 10 percent owner | Sale | $100,311.23 | 1.17K | $117.06M | 1.54K |
| Sep 9, 23 | Steinmetz Arthur Philip | CTO | Sale | -- | -- | -- | -- |
| Jul 1, 23 | Wasserman Aaron David | Officer | Sale | -- | -- | -- | -- |
| Mar 1, 23 | Maloney Kevin | -- | Sale | -- | -- | -- | -- |
| Mar 1, 23 | KALINOSKI MICHAEL | -- | Sale | -- | -- | -- | 5.16 |
| Mar 1, 23 | Santiago Kristi Manidis | -- | Sale | -- | -- | -- | -- |
| Mar 1, 23 | Soccio Phillip | -- | Sale | -- | -- | -- | -- |
| Jan 31, 23 | OCONNOR WALTER | -- | Purchase | -- | 442.335 | -- | 442.335 |
| Jan 31, 23 | Romaglino Christian | -- | Purchase | -- | 339.623 | -- | 339.623 |
| Jan 31, 23 | Perilli Michael | -- | Purchase | -- | 254.717 | -- | 254.717 |
| Sep 29, 22 | Perilli Michael | -- | Sale | -- | -- | -- | -- |
| Sep 29, 22 | Romaglino Christian | -- | Sale | -- | -- | -- | -- |
| Jul 30, 21 | Flores Lorenzo | CTO | Sale | -- | -- | -- | -- |
| Jun 10, 21 | Harris Stayce D. | CTO | Sale | -- | -- | -- | -- |
| Jun 10, 21 | Holloman James Phillip | CTO | Sale | -- | -- | -- | -- |
| Jan 29, 21 | OCONNOR WALTER | -- | Purchase | -- | 587.566 | -- | 587.566 |
| Jan 29, 21 | OCONNOR WALTER | -- | Sale | -- | 587.566 | -- | -- |
| Jan 29, 21 | OCONNOR WALTER | -- | Sale | $15.20 | 587.566 | $8.93K | -- |
| Jan 1, 21 | Walker Trent | Officer | Sale | -- | -- | -- | -- |
| Jan 31, 20 | OCONNOR WALTER | -- | Sale | -- | 559.712 | -- | 559.712 |
| Jan 31, 20 | OCONNOR WALTER | -- | Purchase | -- | 559.712 | -- | 559.712 |
| Jan 31, 20 | OCONNOR WALTER | -- | Sale | $14.60 | 559.712 | $8.17K | -- |
| Jan 31, 19 | OCONNOR WALTER | -- | Sale | -- | 533.41 | -- | 1.07K |
| Jan 31, 19 | OCONNOR WALTER | -- | Purchase | -- | 533.41 | -- | 533.41 |
| Jan 31, 19 | OCONNOR WALTER | -- | Sale | $12.88 | 533.41 | $6.87K | -- |
| Jan 16, 19 | GABBAY HENRY | CTO | Purchase | $12.79 | 90 | $1.15K | 100 |
| Jan 15, 19 | GABBAY HENRY | CTO | Purchase | $12.85 | 10 | $128.5 | 10 |
| Jan 1, 19 | GABBAY HENRY | CTO | Sale | -- | -- | -- | -- |
| Dec 17, 18 | JAECKEL THEODORE R JR | -- | Sale | $12.32 | 2.71K | $33.41K | -- |
| Feb 16, 18 | Fairbairn Robert W | CTO | Sale | -- | -- | -- | -- |
| Jan 31, 18 | OCONNOR WALTER | -- | Purchase | -- | 1.51K | -- | 1.51K |
| Sep 28, 17 | JPMorgan Chase Bank, N.A. | 10 percent owner | Sale | -- | -- | -- | 2.71K |
| Sep 28, 17 | J.P. Morgan Taxable PUTTERs/Taxable DRIVERs, Series T0006 Trust | 10 percent owner | Sale | $100,000.00 | 2.71K | $270.80M | -- |
| Apr 1, 16 | Egan Cynthia | CTO | Sale | -- | -- | -- | -- |
| Mar 24, 16 | JAECKEL THEODORE R JR | -- | Sale | $15.15 | 1.50K | $22.73K | 2.60K |
| Mar 10, 16 | JAECKEL THEODORE R JR | -- | Sale | $15.25 | 1.50K | $22.88K | 4.10K |
| Mar 3, 16 | JAECKEL THEODORE R JR | -- | Sale | $15.10 | 1.66K | $25.08K | 5.56K |
| Mar 2, 16 | JAECKEL THEODORE R JR | -- | Sale | $15.05 | 690 | $10.38K | 7.22K |
| Mar 1, 16 | JAECKEL THEODORE R JR | -- | Sale | $15.08 | 149 | $2.25K | 7.91K |
| Mar 1, 16 | Lynch Catherine A. | CTO | Sale | -- | -- | -- | -- |
| Jan 8, 16 | Harris Jerrold B | CTO | Purchase | $14.87 | 694 | $10.32K | 694 |
| Jan 5, 16 | Harris Jerrold B | CTO | Purchase | $14.85 | 2.00K | $29.70K | 9.20K |
| Jan 4, 16 | Harris Jerrold B | CTO | Purchase | $14.74 | 200 | $2.95K | 7.20K |
| Dec 29, 15 | Harris Jerrold B | CTO | Purchase | $14.68 | 1.00K | $14.68K | 7.00K |
| Sep 18, 15 | Diorio Jonathan | Officer | Sale | -- | -- | -- | -- |
| Dec 31, 14 | NOVICK BARBARA | CTO | Sale | -- | -- | -- | -- |
| Dec 9, 14 | GABBAY HENRY | CTO | Sale | $14.02 | 100 | $1.40K | -- |
| Jun 6, 14 | Park Charles | Officer | Sale | -- | -- | -- | -- |
| Dec 20, 13 | Crothers Robert | President | Purchase | $12.84 | 1.00K | $12.84K | 1.60K |
| Sep 20, 13 | Castellano Michael J | CTO | Purchase | $12.93 | 800 | $10.34K | 800 |
| Jan 9, 12 | Brigade Leveraged Capital Structures Fund Ltd. | CTO | Sale | $25,000.00 | 449 | $11.22M | 1.02K |
| May 22, 12 | Crothers Robert | President | Sale | -- | -- | -- | 546.13 |
| May 22, 12 | Ahn Janey | Officer | Sale | -- | -- | -- | -- |
| Apr 18, 12 | JAECKEL THEODORE R JR | -- | Purchase | $14.64 | 2.00K | $29.28K | 6.30K |
| Dec 16, 11 | Lord Securities Corp | -- | Sale | -- | -- | -- | 2.71K |
| Feb 23, 12 | J.P. Morgan Taxable PUTTERs/Taxable DRIVERs, Series T0006 Trust | 10 percent owner | Sale | -- | -- | -- | 2.71K |
| Feb 23, 12 | JPMorgan Chase Bank, National Association | 10 percent owner | Sale | $100,000.00 | 2.71K | $270.80M | 2.71K |
| Jan 12, 12 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | -- | 394 | -- | 296 |
| Jan 13, 12 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | -- | 296 | -- | -- |
| Jan 12, 12 | CITIGROUP INC | 10 percent owner | Sale | $25,000.00 | 423 | $10.57M | 523 |
| Jan 13, 12 | CITIGROUP INC | 10 percent owner | Sale | $25,000.00 | 523 | $13.07M | -- |
| Jan 5, 12 | CITIGROUP INC | CTO | Sale | $22,418.00 | 4 | $89.67K | 1.78K |
| Jan 5, 12 | CITIGROUP INC | CTO | Sale | $25,000.00 | 172 | $4.30M | 1.60K |
| Jan 5, 12 | CITIGROUP INC | CTO | Sale | $25,000.00 | 429 | $10.72M | 1.18K |
| Jan 5, 12 | CITIGROUP INC | CTO | Sale | $25,000.00 | 230 | $5.75M | 946 |
| Jan 9, 12 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | -- | 619 | -- | 1.65K |
| Jan 10, 12 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | -- | 268 | -- | 1.39K |
| Jan 11, 12 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | -- | 696 | -- | 690 |
| Jan 3, 12 | Powers John F | CTO | Sale | -- | -- | -- | -- |
| Dec 16, 11 | JPMorgan Chase Bank, National Association | 10 percent owner | Sale | -- | -- | -- | 2.71K |
| Nov 28, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $13.82 | 3.02K | $41.81K | 3.02K |
| Nov 28, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.69 | 3.02K | $41.41K | -- |
| Jul 26, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $13.17 | 86 | $1.13K | 86 |
| Jul 26, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.15 | 86 | $1.13K | -- |
| Jul 28, 11 | AUDET PAUL | CTO | Sale | -- | -- | -- | -- |
| Jul 26, 11 | CITIGROUP INC | 10 percent owner | Purchase | $22,418.00 | 4 | $89.67K | 1.78K |
| Feb 11, 08 | Harris Jerrold B | CTO | Purchase | $15.33 | 100 | $1.53K | 100 |
| Apr 15, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $12.11 | 3 | $36.33 | 3 |
| Apr 15, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $12.31 | 3 | $36.93 | -- |
| Jan 12, 11 | BANK OF AMERICA CORP /DE/ | CTO | Purchase | $11.95 | 417 | $4.98K | 417 |
| Jan 12, 11 | BANK OF AMERICA CORP /DE/ | CTO | Purchase | $12.37 | 391 | $4.84K | 391 |
| Jan 12, 11 | BANK OF AMERICA CORP /DE/ | CTO | Purchase | $12.20 | 100 | $1.22K | 100 |
| Jan 12, 11 | BANK OF AMERICA CORP /DE/ | CTO | Sale | $12.34 | 391 | $4.82K | -- |
| Jan 12, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $11.66 | 100 | $1.17K | -- |
| Jan 19, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $11.48 | 417 | $4.79K | -- |
| Apr 14, 11 | Castellano Michael J | CTO | Sale | -- | -- | -- | -- |
| Feb 4, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $13.38 | 1.38K | $18.52K | 6.18K |
| Feb 4, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $13.41 | 1.80K | $24.14K | 4.80K |
| Feb 4, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $13.39 | 900 | $12.05K | 4.28K |
| Feb 4, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $13.40 | 100 | $1.34K | 3.78K |
| Feb 4, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.36 | 2.50K | $33.40K | 3.68K |
| Feb 4, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.37 | 408 | $5.45K | 3.38K |
| Apr 28, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $13.58 | 915 | $12.43K | 3.12K |
| Feb 4, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $13.42 | 3.00K | $40.26K | 3.00K |
| Apr 28, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $13.57 | 600 | $8.14K | 2.20K |
| Mar 24, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $13.61 | 2.00K | $27.22K | 2.00K |
| Aug 10, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $13.88 | 1.50K | $20.82K | 1.70K |
| Apr 28, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $13.56 | 400 | $5.42K | 1.60K |
| Apr 28, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $13.55 | 400 | $5.42K | 1.20K |
| Apr 28, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.48 | 1.92K | $25.81K | 1.20K |
| Apr 28, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $13.54 | 400 | $5.42K | 800 |
| Apr 28, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.49 | 500 | $6.75K | 700 |
| Feb 24, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $12.97 | 500 | $6.49K | 500 |
| Apr 28, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $13.53 | 300 | $4.06K | 400 |
| Aug 10, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $13.87 | 200 | $2.77K | 200 |
| Apr 28, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $13.52 | 100 | $1.35K | 100 |
| Nov 22, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $13.07 | 10 | $130.7 | 10 |
| Feb 24, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $12.97 | 500 | $6.49K | -- |
| Nov 22, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.11 | 10 | $131.1 | -- |
| Apr 28, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.50 | 700 | $9.45K | -- |
| Aug 10, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.78 | 1.70K | $23.43K | -- |
| Feb 4, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.35 | 4.28K | $57.08K | -- |
| Mar 24, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.58 | 2.00K | $27.16K | -- |
| Feb 11, 11 | Perlowski John | Officer | Sale | -- | -- | -- | -- |
| Jan 20, 10 | Brigade Leveraged Capital Structures Fund Ltd. | 10 percent owner | Sale | -- | -- | -- | 1.47K |
| Jan 14, 11 | JAECKEL THEODORE R JR | -- | Purchase | $11.35 | 1.00K | $11.35K | 4.00K |
| Jan 12, 11 | JAECKEL THEODORE R JR | -- | Purchase | $11.68 | 1.00K | $11.68K | 3.00K |
| Nov 12, 10 | SHAPIRO IRA P | Officer | Sale | -- | -- | -- | -- |
| Aug 18, 10 | Harris Jerrold B | CTO | Purchase | $14.25 | 4.00K | $57.00K | 6.12K |
| Aug 13, 10 | Harris Jerrold B | CTO | Purchase | $14.07 | 2.00K | $28.14K | 2.12K |
| Jan 15, 10 | GABBAY HENRY | CTO | Purchase | $13.05 | 100 | $1.30K | 100 |
| Dec 7, 09 | JAECKEL THEODORE R JR | -- | Purchase | $12.65 | 1.90K | $24.04K | 2.00K |
| Dec 4, 09 | JAECKEL THEODORE R JR | -- | Purchase | $12.65 | 100 | $1.26K | 100 |
| Oct 21, 09 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $12.99 | 1.90K | $24.68K | 2.80K |
| Oct 21, 09 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $13.00 | 900 | $11.70K | 900 |
| Oct 21, 09 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $12.95 | 2.80K | $36.26K | -- |
| Aug 3, 09 | Kyne Brendan | Officer | Sale | -- | -- | -- | -- |
| Jan 30, 09 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | -- | -- | -- | 2.24K |
| Nov 30, 08 | CITIGROUP INC | 10 percent owner | Sale | -- | -- | -- | 1.42K |
| Nov 1, 07 | Davis Dick | CTO | Sale | -- | -- | -- | -- |
| Jul 17, 07 | Hayes Peter | Officer | Sale | -- | -- | -- | -- |
| Oct 2, 06 | OCONNOR WALTER | -- | Sale | -- | -- | -- | -- |
| Oct 2, 06 | JAECKEL THEODORE R JR | -- | Sale | -- | -- | -- | -- |
| Feb 11, 08 | Harris Jerrold B | CTO | Purchase | $15.33 | 100 | $1.53K | 100 |
| Dec 20, 07 | Beckwith George Nicholas III | CTO | Purchase | $13.61 | 100 | $1.36K | 100 |
| Nov 1, 07 | SALOMON ROBERT S JR | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Andrews Neal | Officer | Sale | -- | -- | -- | -- |
| Nov 1, 07 | GABBAY HENRY | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Davis Richard | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | FLYNN JAMES T | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | KINDELAN BRIAN P | Officer | Sale | -- | -- | -- | -- |
| Nov 1, 07 | SUDDARTH ROSCOE | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | SALOMON ROBERT S JR | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | KESTER CARL W | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Surloff Howard | Officer | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Fife Jay M. | Officer | Sale | -- | -- | -- | -- |
| Nov 1, 07 | ROBARDS KAREN P | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Harris Jerrold B | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Beckwith George Nicholas III | CTO | Sale | -- | -- | -- | -- |
| Nov 21, 06 | BURKE DONALD C | Officer | Sale | -- | -- | -- | -- |
| Feb 9, 05 | FELDSTEIN KATHLEEN F | CTO | Purchase | $14.91 | 50 | $745.5 | 50 |
| Feb 4, 05 | HUBBARD ROBERT GLENN | CTO | Purchase | $14.84 | 100 | $1.48K | 100 |
| Jan 19, 05 | FELDSTEIN KATHLEEN F | CTO | Sale | -- | -- | -- | -- |
| Nov 16, 04 | HUBBARD ROBERT GLENN | CTO | Sale | -- | -- | -- | -- |
| Jan 13, 04 | DIXON KENT | CTO | Purchase | $14.34 | 5.00K | $71.70K | 5.10K |