| Nov 16, 18 | PRUDENTIAL FINANCIAL INC | other: See Footnote 1 | Sale | -- | 41 | -- | -- |
| Nov 16, 18 | PRUDENTIAL FINANCIAL INC | other: See Footnote 1 | Sale | -- | 24 | -- | -- |
| Nov 16, 18 | AMERICAN INTERNATIONAL GROUP INC | other: See Remarks | Sale | -- | 30 | -- | -- |
| Nov 16, 18 | AMERICAN INTERNATIONAL GROUP INC | other: See Remarks | Sale | -- | 70 | -- | -- |
| Nov 16, 18 | AMERICAN INTERNATIONAL GROUP INC | other: See Remarks | Sale | -- | 22.64M | -- | -- |
| Nov 16, 18 | AMERICAN INTERNATIONAL GROUP INC | other: See Remarks | Sale | -- | 16.89M | -- | -- |
| Dec 11, 17 | Eades Chris | other: Portfolio Manager | Purchase | $8.01 | 3.14K | $25.14K | 12.22K |
| Dec 8, 17 | Glasser Scott | other: Co-CIO of Subadviser | Purchase | $7.82 | 13.00K | $101.65K | 13.00K |
| Sep 13, 17 | Eades Chris | other: Portfolio Manager | Purchase | $8.34 | 1.80K | $15.01K | 8.85K |
| Dec 22, 15 | AMERICAN INTERNATIONAL GROUP INC | other: See Remarks | Sale | $102,000.00 | 160 | $16.32M | 240 |
| May 31, 17 | Eades Chris | other: Portfolio Manager | Purchase | $9.06 | 2.70K | $24.45K | 6.80K |
| Jul 23, 15 | AMERICAN INTERNATIONAL GROUP INC | other: See Remarks | Purchase | $100,000.00 | 400 | $40.00M | 400 |
| Dec 22, 15 | AMERICAN INTERNATIONAL GROUP INC | other: See Remarks | Sale | $102,000.00 | 160 | $16.32M | 240 |
| Feb 5, 16 | AMERICAN INTERNATIONAL GROUP INC | other: See Remarks | Sale | $102,000.00 | 71 | $7.24M | 169 |
| Jul 23, 15 | AMERICAN INTERNATIONAL GROUP INC | other: See Remarks | Purchase | $100,000.00 | 100 | $10.00M | 100 |
| Feb 5, 16 | AMERICAN INTERNATIONAL GROUP INC | other: See Remarks | Sale | $102,000.00 | 29 | $2.96M | 71 |
| Feb 11, 16 | AMERICAN INTERNATIONAL GROUP INC | other: See Remarks | Sale | $102,000.00 | 99 | $10.10M | 70 |
| Feb 11, 16 | AMERICAN INTERNATIONAL GROUP INC | other: See Remarks | Sale | $102,000.00 | 41 | $4.18M | 30 |
| Feb 4, 16 | AMERICAN INTERNATIONAL GROUP INC | other: See Remarks | Sale | $3,889,565.23 | 3.81M | $14.83T | -- |
| Feb 12, 16 | AMERICAN INTERNATIONAL GROUP INC | other: See Remarks | Sale | $1,222,434.79 | 1.20M | $1.47T | -- |
| Feb 11, 16 | AMERICAN INTERNATIONAL GROUP INC | other: See Remarks | Sale | $3,222,782.62 | 3.16M | $10.18T | -- |
| Dec 18, 15 | AMERICAN INTERNATIONAL GROUP INC | other: See Remarks | Sale | $6,528,000.00 | 6.40M | $41.78T | -- |
| Feb 11, 16 | AMERICAN INTERNATIONAL GROUP INC | other: See Remarks | Sale | $4,321,252.16 | 4.24M | $18.31T | -- |
| Dec 18, 15 | AMERICAN INTERNATIONAL GROUP INC | other: See Remarks | Sale | $5,040,000.00 | 4.94M | $24.90T | -- |
| Feb 4, 16 | AMERICAN INTERNATIONAL GROUP INC | other: See Remarks | Sale | $5,215,304.35 | 5.11M | $26.67T | -- |
| Feb 12, 16 | AMERICAN INTERNATIONAL GROUP INC | other: See Remarks | Sale | $1,639,095.65 | 1.61M | $2.63T | -- |
| Nov 30, 16 | MANNING BARBARA BROOKE | other: CCO/GC of Subadviser | Sale | $8.81 | 1.20K | $10.57K | -- |
| Feb 24, 16 | Athene Holding Ltd | 10 percent owner | Sale | -- | 2.01M | -- | -- |
| Feb 23, 16 | PRUDENTIAL FINANCIAL INC | 10 percent owner | Sale | $103,159.00 | 120 | $12.38M | 85 |
| Feb 23, 16 | PRUDENTIAL FINANCIAL INC | 10 percent owner | Sale | $103,080.00 | 58 | $5.98M | 41 |
| Feb 23, 16 | PRUDENTIAL FINANCIAL INC | 10 percent owner | Sale | $103,159.00 | 32 | $3.30M | 24 |
| Feb 17, 16 | PRUDENTIAL FINANCIAL INC | 10 percent owner | Sale | $103,087.00 | 85 | $8.76M | 205 |
| Feb 17, 16 | PRUDENTIAL FINANCIAL INC | 10 percent owner | Sale | $103,014.00 | 41 | $4.22M | 99 |
| Feb 17, 16 | PRUDENTIAL FINANCIAL INC | 10 percent owner | Sale | $103,087.00 | 24 | $2.47M | 56 |
| Dec 30, 15 | Athene Holding Ltd | 10 percent owner | Sale | -- | 8.32M | -- | -- |
| Dec 30, 15 | PRUDENTIAL FINANCIAL INC | 10 percent owner | Sale | $102,490.00 | 55 | $5.64M | 140 |
| Dec 30, 15 | PRUDENTIAL FINANCIAL INC | 10 percent owner | Sale | $102,490.00 | 185 | $18.96M | -- |
| Sep 10, 15 | COLMAN CAROL L | CTO | Sale | $11.55 | 2.00K | $23.10K | -- |
| Aug 7, 15 | PRUDENTIAL FINANCIAL INC | 10 percent owner | Sale | -- | -- | -- | 290 |
| Aug 7, 15 | PRUDENTIAL FINANCIAL INC | 10 percent owner | Sale | -- | -- | -- | 195 |
| Aug 7, 15 | PRUDENTIAL FINANCIAL INC | 10 percent owner | Sale | -- | -- | -- | 185 |
| Aug 7, 15 | PRUDENTIAL FINANCIAL INC | 10 percent owner | Sale | -- | -- | -- | 80 |
| Jul 27, 15 | CRONIN DANIEL P | CTO | Purchase | $12.39 | 2.00K | $24.78K | 3.00K |
| Feb 26, 14 | MANNING BARBARA BROOKE | other: Mgr Dir.,Gen.Coun&CCO of SubAd | Purchase | $16.59 | 1.00K | $16.59K | 1.20K |
| Feb 26, 14 | MANNING BARBARA BROOKE | other: Mgr Dir.,Gen.Coun&CCO of SubAd | Purchase | $16.59 | 200 | $3.32K | 200 |
| Nov 26, 13 | Clarfeld Michael | other: Portfolio Manager of the Fund | Purchase | $17.51 | 1.00K | $17.51K | 1.00K |
| Oct 15, 13 | Athene Holding Ltd | 10 percent owner | Sale | -- | -- | -- | -- |
| Oct 15, 13 | ING LIFE INSURANCE & ANNUITY CO | other: See Remarks | Sale | -- | -- | -- | -- |
| Oct 15, 13 | ING LIFE INSURANCE & ANNUITY CO | other: See Remarks | Sale | -- | -- | -- | -- |
| Oct 15, 13 | ING LIFE INSURANCE & ANNUITY CO | other: See Remarks | Sale | -- | -- | -- | -- |
| Oct 15, 13 | ING LIFE INSURANCE & ANNUITY CO | other: See Remarks | Sale | -- | -- | -- | -- |
| Oct 15, 13 | RELIASTAR LIFE INSURANCE CO | other: See Remarks | Sale | -- | -- | -- | -- |
| Oct 15, 13 | RELIASTAR LIFE INSURANCE CO | other: See Remarks | Sale | -- | -- | -- | -- |
| Oct 15, 13 | RELIASTAR LIFE INSURANCE CO | other: See Remarks | Sale | -- | -- | -- | -- |
| Oct 15, 13 | RELIASTAR LIFE INSURANCE CO | other: See Remarks | Sale | -- | -- | -- | -- |
| Oct 15, 13 | ING USA ANNUITY & LIFE INSURANCE CO | other: See Remarks. | Sale | -- | -- | -- | -- |
| Oct 15, 13 | ING USA ANNUITY & LIFE INSURANCE CO | other: See Remarks. | Sale | -- | -- | -- | -- |
| Oct 15, 13 | ING USA ANNUITY & LIFE INSURANCE CO | other: See Remarks. | Sale | -- | -- | -- | -- |
| Oct 15, 13 | ING USA ANNUITY & LIFE INSURANCE CO | other: See Remarks. | Sale | -- | -- | -- | -- |
| Oct 15, 13 | AMERICAN INTERNATIONAL GROUP INC | other: See Remarks | Sale | -- | -- | -- | -- |
| Oct 15, 13 | AMERICAN INTERNATIONAL GROUP INC | other: See Remarks | Sale | -- | -- | -- | -- |
| Sep 6, 13 | COLMAN CAROL L | CTO | Purchase | $18.88 | 2.00K | $37.76K | 2.00K |
| Sep 4, 13 | CRONIN DANIEL P | CTO | Purchase | $18.48 | 1.00K | $18.48K | 1.00K |
| Jun 26, 13 | Eades Chris | other: Portfolio Manager | Purchase | $20.01 | 3.00K | $60.03K | 3.00K |
| Jun 25, 13 | LEGG MASON, INC. | other: Parent of Mgr. and Subadviser | Sale | -- | -- | -- | 5.24K |
| Jun 25, 13 | Glasser Scott | Officer | Sale | -- | -- | -- | -- |
| Jun 25, 13 | Clarfeld Michael | other: Portfolio Manager | Sale | -- | -- | -- | -- |
| Jun 25, 13 | Eades Chris | other: Portfolio Manager | Sale | -- | -- | -- | -- |
| Jun 25, 13 | GELB LESLIE H | CTO | Sale | -- | -- | -- | -- |
| Jun 25, 13 | SALACUSE JESWALD W | CTO | Sale | -- | -- | -- | -- |
| Jun 25, 13 | COLMAN CAROL L | CTO | Sale | -- | -- | -- | -- |
| Jun 25, 13 | MANNING BARBARA BROOKE | other: MgrDir.,Gen.Coun &CCO of SubAd | Sale | -- | -- | -- | -- |
| Jun 25, 13 | CRONIN DANIEL P | CTO | Sale | -- | -- | -- | -- |
| Jun 25, 13 | HUTCHINSON WILLIAM R | CTO | Sale | -- | -- | -- | -- |
| Jun 25, 13 | KAMERICK EILEEN A | CTO | Sale | -- | -- | -- | -- |