| Jul 2, 26 | THOMSEN LAURIE J | CTO | Sale | -- | -- | -- | -- |
| Jun 8, 26 | JPMorgan Chase Bank, N.A. | 10 percent owner | Sale | -- | 330 | -- | -- |
| May 1, 26 | JPMorgan Chase Bank, N.A. | 10 percent owner | Sale | $100,000.00 | 180 | $18.00M | 330 |
| Sep 30, 25 | SCHECHTER GEOFFREY | -- | Sale | -- | -- | -- | -- |
| Jan 20, 26 | Bulldog Investors, LLP | 10 percent owner | Purchase | $3.50 | 678 | $2.37K | 24.88K |
| Jan 20, 26 | Bulldog Investors, LLP | 10 percent owner | Sale | $3.50 | 678 | $2.37K | 24.88K |
| Jan 1, 26 | MURPHY THOMAS P. | -- | Sale | -- | -- | -- | -- |
| Jun 1, 25 | FLAHERTY JOSEPH | -- | Sale | -- | -- | -- | -- |
| Apr 2, 25 | KANWAL AMRIT | -- | Sale | -- | -- | -- | -- |
| Sep 30, 24 | Adams William | -- | Sale | -- | -- | -- | -- |
| Feb 11, 25 | Bulldog Investors, LLP | 10 percent owner | Sale | -- | -- | -- | 24.20K |
| Jul 15, 24 | DOUGHERTY LINDA | -- | Sale | -- | -- | -- | -- |
| Jan 1, 25 | WILLIAMS DARRELL A | CTO | Sale | -- | -- | -- | -- |
| Jan 1, 25 | SMITH PAULA ELISABETH | CTO | Sale | -- | -- | -- | -- |
| Jan 1, 25 | O'NEILL MACKEY ALISON | -- | Sale | -- | -- | -- | -- |
| Jan 1, 25 | Mackey Alexander | -- | Sale | -- | -- | -- | -- |
| Jan 1, 25 | Gomez-Bravo Pilar | -- | Sale | -- | -- | -- | -- |
| Mar 31, 24 | YOST JAMES O | -- | Sale | -- | -- | -- | -- |
| Apr 1, 24 | Phillips Kasey | -- | Sale | -- | -- | -- | -- |
| Mar 18, 24 | SINGH MANJIT | -- | Sale | -- | -- | -- | -- |
| Sep 5, 24 | JPMorgan Chase Bank, N.A. | 10 percent owner | Purchase | -- | 510 | -- | 510 |
| Sep 5, 24 | JPMorgan Chase Bank, N.A. | 10 percent owner | Sale | -- | 510 | -- | -- |
| Aug 30, 24 | JPMorgan Chase Bank, N.A. | 10 percent owner | Sale | $100,368.72 | 13 | $1.30M | 510 |
| Aug 2, 24 | JPMorgan Chase Bank, N.A. | 10 percent owner | Sale | $100,012.87 | 77 | $7.70M | 523 |
| Jul 15, 24 | DEACON TIMOTHY | -- | Sale | -- | -- | -- | -- |
| Apr 6, 23 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $3.25 | 400 | $1.30K | 2.87M |
| Nov 8, 23 | Saba Capital Management, L.P. | 10 percent owner | Sale | $3.39 | 856.82K | $2.90M | 2.46M |
| Nov 8, 23 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $2.98 | 10.45K | $31.14K | 3.33M |
| Nov 8, 23 | Saba Capital Management, L.P. | 10 percent owner | Sale | $3.39 | 856.82K | $2.90M | 2.47M |
| Nov 3, 23 | JPMorgan Chase Bank, N.A. | 10 percent owner | Sale | $100,027.23 | 100 | $10.00M | 600 |
| Oct 6, 23 | Saba Capital Management, L.P. | 10 percent owner | Sale | $3.06 | 2.48K | $7.60K | 3.32M |
| Oct 9, 23 | Saba Capital Management, L.P. | 10 percent owner | Sale | $3.05 | 2.92K | $8.92K | 3.32M |
| Oct 4, 23 | Saba Capital Management, L.P. | 10 percent owner | Sale | $3.09 | 11.90K | $36.77K | 3.33M |
| Oct 5, 23 | Saba Capital Management, L.P. | 10 percent owner | Sale | $3.08 | 9.23K | $28.43K | 3.32M |
| Oct 3, 23 | Saba Capital Management, L.P. | 10 percent owner | Sale | $3.10 | 6.36K | $19.71K | 3.35M |
| Sep 1, 23 | DOUGHERTY LINDA | -- | Sale | -- | -- | -- | -- |
| Jul 24, 23 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $3.30 | 46.01K | $151.83K | 3.35M |
| Jul 18, 23 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $3.26 | 521 | $1.70K | 3.31M |
| Jun 27, 23 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $3.24 | 7.19K | $23.31K | 3.31M |
| Jun 21, 23 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $3.18 | 3.07K | $9.76K | 3.30M |
| Jun 8, 23 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $3.19 | 12.87K | $41.07K | 3.29M |
| Jun 6, 23 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $3.15 | 358.68K | $1.13M | 3.28M |
| May 19, 23 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $3.18 | 10.92K | $34.74K | 2.92M |
| May 18, 23 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $3.20 | 179 | $572.8 | 2.91M |
| May 16, 23 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $3.22 | 12.60K | $40.58K | 2.91M |
| May 15, 23 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $3.20 | 12.05K | $38.55K | 2.90M |
| May 12, 23 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $3.19 | 576 | $1.84K | 2.89M |
| May 11, 23 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $3.19 | 14.57K | $46.49K | 2.89M |
| May 5, 23 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $3.18 | 6.89K | $21.92K | 2.87M |
| Mar 28, 23 | Lasman Gary S | -- | Sale | -- | -- | -- | -- |
| Apr 5, 23 | Saba Capital Management, L.P. | 10 percent owner | Sale | -- | -- | -- | 2.87M |
| Nov 28, 22 | JPMorgan Chase Bank, N.A. | 10 percent owner | Sale | $100,230.14 | 50 | $5.01M | 700 |
| Nov 28, 22 | JPMorgan Chase Bank, N.A. | CTO | Sale | -- | 50 | -- | 700 |
| Apr 19, 22 | CONNORS THOMAS H | -- | Sale | -- | -- | -- | -- |
| Dec 31, 21 | MANNING ROBERT J | CTO | Sale | -- | -- | -- | -- |
| Feb 28, 22 | WOLIN MARTIN J | -- | Sale | -- | -- | -- | -- |
| Oct 15, 21 | Beatty Kevin | -- | Sale | -- | -- | -- | -- |
| Mar 1, 22 | Dawson Michael L | -- | Sale | -- | -- | -- | -- |
| Mar 1, 22 | LICEA-MAILLOUX ROSA | -- | Sale | -- | -- | -- | -- |
| Aug 15, 21 | STELMACH ROBIN A | CTO | Sale | -- | -- | -- | -- |
| Jun 18, 21 | GOULET JACQUES JR | -- | Sale | -- | -- | -- | -- |
| Jan 31, 20 | Peacher Stephen Clarkson | -- | Sale | -- | -- | -- | -- |
| Apr 15, 21 | Antonelli David A | -- | Sale | -- | -- | -- | -- |
| Jul 20, 21 | JPMorgan Chase Bank, N.A. | 10 percent owner | Sale | -- | -- | -- | 750 |
| Jul 20, 21 | CITIGROUP INC | 10 percent owner | Sale | $25,000.00 | 3.00K | $75.00M | -- |
| Jun 18, 21 | SINGH MANJIT | CTO | Sale | -- | -- | -- | -- |
| Mar 31, 21 | KOSTY JASON | -- | Sale | -- | -- | -- | -- |
| Dec 31, 19 | Hegarty Michael | CTO | Sale | -- | -- | -- | -- |
| Jun 30, 20 | Hegarty Michael | CTO | Sale | -- | -- | -- | -- |
| Jan 31, 20 | KENNEDY MELISSA | -- | Sale | -- | -- | -- | -- |
| Jan 31, 20 | GOULET JACQUES JR | -- | Sale | -- | -- | -- | -- |
| Jun 30, 19 | Tarantino Frank L | -- | Sale | -- | -- | -- | -- |
| Jan 1, 18 | GEREMIA CAROL W. | Officer | Sale | -- | -- | -- | -- |
| Jan 1, 19 | JONES PETER DARRELL | CTO | Sale | -- | -- | -- | -- |
| Jan 1, 19 | MALONEY EDWARD M. | Officer | Sale | -- | -- | -- | -- |
| Jan 1, 19 | KILMAN JAMES W. | CTO | Sale | -- | -- | -- | -- |
| Dec 31, 17 | GUNNING DAVID H | CTO | Sale | -- | -- | -- | -- |
| Jun 14, 17 | Freyne Colm J | -- | Sale | -- | -- | -- | -- |
| May 31, 17 | Polebaum Mark N | Officer | Sale | -- | -- | -- | -- |
| Dec 31, 16 | Butler Robert Ellsworth | CTO | Sale | -- | -- | -- | -- |
| Dec 31, 16 | Uek Robert W | CTO | Sale | -- | -- | -- | -- |
| Dec 31, 16 | GUTOW WILLIAM R | CTO | Sale | -- | -- | -- | -- |
| Jun 14, 17 | Strain Kevin D | -- | Sale | -- | -- | -- | -- |
| Dec 16, 16 | Collins Kristin V | Officer | Sale | -- | -- | -- | -- |
| Mar 23, 17 | CAROSELLI JOHN A | CTO | Sale | -- | -- | -- | -- |
| Mar 23, 17 | OTIS CLARENCE JR | CTO | Sale | -- | -- | -- | -- |
| Mar 6, 17 | Hardin Heidi | Officer | Sale | -- | -- | -- | -- |
| Dec 17, 16 | Bohane Christopher R. | Officer | Sale | -- | -- | -- | -- |
| Oct 15, 15 | NEWTON SUSAN S | Officer | Sale | -- | -- | -- | -- |
| Mar 24, 16 | CITIGROUP INC | 10 percent owner | Sale | -- | -- | -- | 3.00K |
| Mar 24, 16 | CITIGROUP INC | 10 percent owner | Sale | $25,000.00 | 2.84K | $71.10M | -- |
| May 31, 15 | Fagan Timothy M | Officer | Sale | -- | -- | -- | -- |
| Sep 10, 15 | Collins Kristin V | Officer | Sale | -- | -- | -- | -- |
| Jul 15, 15 | WOLIN MARTIN J | Officer | Sale | -- | -- | -- | -- |
| Jan 1, 15 | Beatty Kevin | Officer | Sale | -- | -- | -- | -- |
| Jun 26, 14 | Bogart Thomas A | Officer | Sale | -- | -- | -- | -- |
| Jun 26, 14 | Peacher Stephen Clarkson | -- | Sale | -- | -- | -- | -- |
| Dec 31, 13 | SHERRATT J DALE | CTO | Sale | -- | -- | -- | -- |
| May 6, 14 | Roepke Maryanne L | CTO | Sale | -- | -- | -- | -- |
| Feb 11, 14 | Buller Steven E | CTO | Sale | -- | -- | -- | -- |
| Jan 1, 14 | STELMACH ROBIN A | CTO | Sale | -- | -- | -- | -- |
| Jul 1, 13 | CONNORS THOMAS H | Officer | Sale | -- | -- | -- | -- |
| Oct 31, 12 | Connor Dean A | -- | Sale | -- | -- | -- | -- |
| Jul 18, 12 | MOYNIHAN ELLEN | Officer | Sale | -- | -- | -- | -- |
| Sep 12, 12 | CITIGROUP INC | 10 percent owner | Purchase | $25,000.00 | 2.84K | $71.10M | 2.84K |
| Sep 12, 12 | CITIGROUP INC | 10 percent owner | Sale | $23,750.00 | 1.31K | $31.23M | -- |
| Dec 31, 11 | POZEN ROBERT C | CTO | Sale | -- | -- | -- | -- |
| Dec 31, 11 | DWYER MARIA F | Officer | Sale | -- | -- | -- | -- |
| Oct 3, 11 | BEAULIEU MARTIN | -- | Sale | -- | -- | -- | -- |
| Mar 22, 12 | Freyne Colm J | -- | Sale | -- | -- | -- | -- |
| Sep 1, 11 | MYKRANTZ DONALD M | -- | Sale | -- | -- | -- | -- |
| Dec 31, 11 | Fagan Timothy M | -- | Sale | -- | -- | -- | -- |
| Dec 31, 11 | DiLorenzo David L | Officer | Sale | -- | -- | -- | -- |
| Sep 1, 11 | Marston Joshua P. | -- | Sale | -- | -- | -- | -- |
| Sep 1, 11 | Adams William | -- | Sale | -- | -- | -- | -- |
| Dec 31, 10 | COHN LAWRENCE H | CTO | Sale | -- | -- | -- | -- |
| Dec 2, 10 | STEWART DONALD A | -- | Sale | -- | -- | -- | -- |
| Dec 2, 10 | BOSCIA JON A | -- | Sale | -- | -- | -- | -- |
| Dec 2, 10 | Bogart Thomas A | -- | Sale | -- | -- | -- | -- |
| Mar 8, 10 | Dougherty Kevin | -- | Sale | -- | -- | -- | -- |
| Jul 1, 10 | BEAULIEU MARTIN | -- | Sale | -- | -- | -- | -- |
| Dec 31, 09 | IVES J ATWOOD | CTO | Sale | -- | -- | -- | -- |
| Dec 31, 08 | PERERA LAWRENCE T | CTO | Sale | -- | -- | -- | -- |
| Dec 2, 08 | Bogart Thomas A | -- | Sale | -- | -- | -- | -- |
| Apr 20, 09 | KANWAL AMRIT | -- | Sale | -- | -- | -- | -- |
| Mar 24, 09 | Antonelli David A | -- | Sale | -- | -- | -- | -- |
| Jan 1, 09 | KAVANAUGH JOHN P | CTO | Sale | -- | -- | -- | -- |
| Jan 1, 09 | FORD GOLDFARB MAUREEN R | CTO | Sale | -- | -- | -- | -- |
| Jan 1, 09 | FORD GOLDFARB MAUREEN R | CTO | Sale | -- | -- | -- | -- |
| Nov 30, 08 | CITIGROUP INC | 10 percent owner | Sale | -- | -- | -- | 632 |
| Dec 2, 08 | BOSCIA JON A | CTO | Sale | -- | -- | -- | -- |
| Oct 21, 08 | CORCORAN JOHN M | Officer | Sale | -- | -- | -- | -- |
| Mar 20, 08 | Atkinson Tracy A | Officer | Sale | -- | -- | -- | -- |
| Nov 29, 07 | Dougherty Kevin | CTO | Sale | -- | -- | -- | -- |
| Jun 29, 07 | MANNING ROBERT J | CTO | Sale | -- | -- | -- | -- |
| Jun 29, 07 | SHERRATT J DALE | CTO | Sale | -- | -- | -- | -- |
| Jun 29, 07 | Uek Robert W | CTO | Sale | -- | -- | -- | -- |
| Jun 29, 07 | PERERA LAWRENCE T | CTO | Sale | -- | -- | -- | -- |
| Jun 29, 07 | THOMSEN LAURIE J | CTO | Sale | -- | -- | -- | -- |
| Jun 29, 07 | YOST JAMES O | Officer | Sale | -- | -- | -- | -- |
| Jun 29, 07 | Tarantino Frank L | Officer | Sale | -- | -- | -- | -- |
| Jun 29, 07 | NEWTON SUSAN S | Officer | Sale | -- | -- | -- | -- |
| Jun 29, 07 | MOYNIHAN ELLEN | Officer | Sale | -- | -- | -- | -- |
| Jun 29, 07 | Hegarty Michael | CTO | Sale | -- | -- | -- | -- |
| Jun 29, 07 | Atkinson Tracy A | Officer | Sale | -- | -- | -- | -- |
| Jun 29, 07 | GUTOW WILLIAM R | CTO | Sale | -- | -- | -- | -- |
| Jun 29, 07 | Lasman Gary S | -- | Sale | -- | -- | -- | -- |
| Jun 29, 07 | SCHECHTER GEOFFREY | -- | Sale | -- | -- | -- | -- |
| Jun 29, 07 | ROBERGE MICHAEL W | -- | Sale | -- | -- | -- | -- |
| Jun 29, 07 | GUNNING DAVID H | CTO | Sale | -- | -- | -- | -- |
| Jun 29, 07 | MYKRANTZ DONALD M | -- | Sale | -- | -- | -- | -- |
| Jun 29, 07 | COHN LAWRENCE H | CTO | Sale | -- | -- | -- | -- |
| Jun 29, 07 | Kirwan Paul T | -- | Sale | -- | -- | -- | -- |
| Jun 29, 07 | Butler Robert Ellsworth | CTO | Sale | -- | -- | -- | -- |
| Jun 29, 07 | FLAHERTY JOSEPH | -- | Sale | -- | -- | -- | -- |
| Jun 29, 07 | STEWART DONALD A | -- | Sale | -- | -- | -- | -- |
| Jun 29, 07 | STEWART DONALD A | -- | Sale | -- | -- | -- | -- |
| Jun 29, 07 | POZEN ROBERT C | CTO | Sale | -- | -- | -- | -- |
| Jun 29, 07 | Bogart Thomas A | -- | Sale | -- | -- | -- | -- |
| Jun 29, 07 | Bogart Thomas A | -- | Sale | -- | -- | -- | -- |
| Jan 1, 07 | Wondrack Linda | Officer | Sale | -- | -- | -- | -- |
| Feb 8, 06 | Edwards Ty S | Officer | Sale | -- | -- | -- | -- |
| Feb 8, 06 | BORDEWICK JAMES R JR | Officer | Sale | -- | -- | -- | -- |
| Dec 15, 04 | Henderson Robert Scott | Officer | Sale | -- | -- | -- | -- |
| Oct 13, 04 | Coleman Jeffrey R | Officer | Sale | -- | -- | -- | -- |
| Oct 18, 04 | Wilson Christopher L. | Officer | Sale | -- | -- | -- | -- |
| Aug 23, 04 | Hoene Mary Joan | Officer | Sale | -- | -- | -- | -- |
| Aug 23, 04 | Hoene Mary Joan | Officer | Sale | -- | -- | -- | -- |
| May 12, 04 | Clarke Michael G | Officer | Sale | -- | -- | -- | -- |
| Dec 10, 03 | ROZENSON DAVID A | Officer | Sale | -- | -- | -- | -- |
| Dec 10, 03 | ROZENSON DAVID A | Officer | Sale | -- | -- | -- | -- |
| Oct 8, 03 | WOOLWORTH RICHARD L | CTO | Sale | -- | -- | -- | -- |
| Oct 8, 03 | WOOLWORTH RICHARD L | CTO | Sale | -- | -- | -- | -- |
| Oct 8, 03 | SIMPSON PATRICK J | CTO | Sale | -- | -- | -- | -- |
| Oct 8, 03 | SIMPSON PATRICK J | CTO | Sale | -- | -- | -- | -- |
| Jun 1, 03 | SAYLER ROGER A | -- | Sale | -- | -- | -- | -- |