ERC(ERC)
ERC
| Date | Insider | Title | Type | Price | Shares | Value | Owned After |
|---|---|---|---|---|---|---|---|
| Feb 27, 26 | SHLISSEL BRIAN S | CTO | Purchase | $9.37 | 400 | $3.75K | 400 |
| Jan 2, 26 | Miller Cindy J | CTO | Sale | -- | -- | -- | -- |
| Jan 2, 26 | SHLISSEL BRIAN S | CTO | Sale | -- | -- | -- | -- |
| Aug 7, 25 | Reed Andrew Michael | -- | Sale | -- | -- | -- | -- |
| Mar 18, 25 | Barbieri Thomas Edward | Officer | Sale | -- | -- | -- | -- |
| Mar 13, 25 | Tran Jimmy T | Officer | Sale | -- | -- | -- | -- |
| Jan 7, 25 | Kenney John | Officer | Sale | -- | -- | -- | -- |
| Nov 4, 24 | Hicks Adam F.S. | -- | Sale | -- | -- | -- | -- |
| Jan 9, 24 | Ebsworth William R. | CTO | Sale | $9.49 | 1.50K | $14.23K | 1.70K |
| Jan 4, 24 | POLISSON JAMES | CTO | Sale | $9.41 | 1.00K | $9.41K | 1.00K |
| Jun 1, 23 | POLISSON JAMES | CTO | Purchase | $8.82 | 1.00K | $8.82K | 2.00K |
| Jun 1, 23 | Ebsworth William R. | CTO | Purchase | $8.84 | 1.70K | $15.02K | 3.20K |
| Apr 17, 23 | Grunberg Jennifer Lea | Officer | Sale | -- | -- | -- | -- |
| Apr 17, 23 | Crawford Jonathan | Officer | Sale | -- | -- | -- | -- |
| Feb 8, 23 | Felsch Paul Werner | Officer | Sale | -- | -- | -- | -- |
| Aug 22, 22 | FREEMAN JANE A | CTO | Purchase | $9.75 | 150 | $1.46K | 251.463 |
| Jan 12, 22 | Baker Christopher Micah | Officer | Sale | -- | -- | -- | -- |
| Dec 7, 21 | Brotman Karin | Officer | Sale | -- | -- | -- | -- |
| Nov 9, 21 | McKinley Kate Sandman | Officer | Sale | -- | -- | -- | -- |
| Oct 18, 21 | Prasse Richard Matthew | Officer | Sale | -- | -- | -- | -- |
| Sep 13, 21 | Cockbill Simon FJ | Officer | Sale | -- | -- | -- | -- |
| Feb 4, 21 | Lee Christopher M | -- | Purchase | $12.44 | 3.00K | $37.32K | 15.50K |
| Dec 22, 20 | Lee Christopher M | -- | Purchase | $12.05 | 6.50K | $78.33K | 12.50K |
| Dec 21, 20 | Lee Christopher M | -- | Purchase | $12.07 | 6.00K | $72.42K | 6.00K |
| Oct 1, 20 | Hewitt Alison Jane | Officer | Sale | -- | -- | -- | -- |
| Aug 21, 20 | Lee Christopher M | -- | Sale | -- | -- | -- | -- |
| Aug 18, 20 | Schueller Michael Joseph | -- | Sale | -- | -- | -- | -- |
| Jan 1, 20 | Wheelock Pamela | CTO | Sale | -- | -- | -- | 100 |
| Apr 4, 19 | Mavico Daniel J. | Officer | Sale | -- | -- | -- | -- |
| Feb 7, 19 | Roskopf Kevin T. | -- | Sale | -- | -- | -- | -- |
| Feb 7, 19 | Ibbotson Catherine Jane | Officer | Sale | -- | -- | -- | -- |
| Nov 12, 18 | Ebsworth William R. | CTO | Purchase | $11.79 | 500 | $5.89K | 1.50K |
| Oct 10, 18 | Van Biljon Lauren Frances | -- | Sale | -- | -- | -- | -- |
| May 14, 18 | Rhee Michelle H. | Officer | Sale | -- | -- | -- | -- |
| Apr 25, 18 | Kymn Alexander | Officer | Sale | -- | -- | -- | -- |
| Oct 31, 17 | FREEMAN JANE A | CTO | Sale | -- | -- | -- | -- |
| Oct 31, 17 | Germany David | -- | Sale | -- | -- | -- | -- |
| Nov 27, 17 | Wheelock Pamela | CTO | Purchase | $13.05 | 100 | $1.30K | 100 |
| Nov 27, 17 | POLISSON JAMES | CTO | Purchase | $13.02 | 1.00K | $13.02K | 1.00K |
| Oct 31, 17 | Bhatia Ashok K | -- | Sale | -- | -- | -- | -- |
| Aug 1, 17 | POLISSON JAMES | CTO | Sale | -- | -- | -- | -- |
| Aug 1, 17 | Wheelock Pamela | CTO | Sale | -- | -- | -- | -- |
| Jun 16, 17 | Saba Capital Management, L.P. | 10 percent owner | Sale | $13.45 | 93.58K | $1.26M | 3.57M |
| Jun 19, 17 | Saba Capital Management, L.P. | 10 percent owner | Sale | $13.50 | 2.05K | $27.68K | 3.56M |
| Jun 13, 17 | Saba Capital Management, L.P. | 10 percent owner | Sale | $13.45 | 7.84K | $105.42K | 3.66M |
| Jun 14, 17 | Saba Capital Management, L.P. | 10 percent owner | Sale | $13.51 | 2.19K | $29.59K | 3.66M |
| Jun 9, 17 | Saba Capital Management, L.P. | 10 percent owner | Sale | $13.50 | 6.80K | $91.79K | 3.67M |
| Jun 12, 17 | Saba Capital Management, L.P. | 10 percent owner | Sale | $13.41 | 2.50K | $33.52K | 3.67M |
| Jun 7, 17 | Saba Capital Management, L.P. | 10 percent owner | Sale | $13.53 | 8.82K | $119.39K | 3.68M |
| Jun 8, 17 | Saba Capital Management, L.P. | 10 percent owner | Sale | $13.51 | 1.90K | $25.67K | 3.68M |
| Jun 5, 17 | Saba Capital Management, L.P. | 10 percent owner | Sale | $13.50 | 3.30K | $44.55K | 3.71M |
| Jun 6, 17 | Saba Capital Management, L.P. | 10 percent owner | Sale | $13.52 | 20.00K | $270.40K | 3.69M |
| May 31, 17 | Saba Capital Management, L.P. | 10 percent owner | Sale | $13.40 | 11.96K | $160.28K | 3.72M |
| Jun 1, 17 | Saba Capital Management, L.P. | 10 percent owner | Sale | $13.42 | 4.50K | $60.39K | 3.71M |
| May 25, 17 | Saba Capital Management, L.P. | 10 percent owner | Sale | $13.40 | 4.42K | $59.28K | 3.73M |
| May 23, 17 | Saba Capital Management, L.P. | 10 percent owner | Sale | $13.36 | 20.00K | $267.20K | 3.74M |
| May 24, 17 | Saba Capital Management, L.P. | 10 percent owner | Sale | $13.39 | 8.71K | $116.68K | 3.73M |
| May 19, 17 | Saba Capital Management, L.P. | 10 percent owner | Sale | $13.39 | 3.70K | $49.54K | 3.78M |
| May 22, 17 | Saba Capital Management, L.P. | 10 percent owner | Sale | $13.35 | 20.65K | $275.65K | 3.76M |
| May 17, 17 | Saba Capital Management, L.P. | 10 percent owner | Sale | $13.49 | 899 | $12.13K | 3.81M |
| May 18, 17 | Saba Capital Management, L.P. | 10 percent owner | Sale | $13.40 | 20.00K | $268.05K | 3.79M |
| May 15, 17 | Saba Capital Management, L.P. | 10 percent owner | Sale | $13.56 | 68.27K | $925.69K | 5.75M |
| May 15, 17 | Saba Capital Management, L.P. | 10 percent owner | Sale | $14.17 | 1.94M | $27.42M | 3.81M |
| May 16, 17 | Saba Capital Management, L.P. | 10 percent owner | Sale | $13.57 | 5.53K | $75.10K | 3.81M |
| May 11, 17 | Saba Capital Management, L.P. | 10 percent owner | Sale | $13.50 | 58.23K | $786.12K | 5.90M |
| May 12, 17 | Saba Capital Management, L.P. | 10 percent owner | Sale | $13.48 | 83.84K | $1.13M | 5.82M |
| May 9, 17 | Saba Capital Management, L.P. | 10 percent owner | Sale | $13.55 | 16.03K | $217.22K | 5.96M |
| May 10, 17 | Saba Capital Management, L.P. | 10 percent owner | Sale | $13.53 | 1.45K | $19.62K | 5.96M |
| May 5, 17 | Saba Capital Management, L.P. | 10 percent owner | Sale | $13.50 | 20.03K | $270.45K | 6.02M |
| May 8, 17 | Saba Capital Management, L.P. | 10 percent owner | Sale | $13.51 | 40.00K | $540.40K | 5.98M |
| May 3, 17 | Saba Capital Management, L.P. | 10 percent owner | Sale | $13.58 | 44.56K | $605.10K | 6.04M |
| May 4, 17 | Saba Capital Management, L.P. | 10 percent owner | Sale | $13.51 | 8.74K | $118.10K | 6.04M |
| May 1, 17 | Saba Capital Management, L.P. | 10 percent owner | Sale | $13.58 | 25.76K | $349.81K | 6.12M |
| May 2, 17 | Saba Capital Management, L.P. | 10 percent owner | Sale | $13.55 | 35.57K | $481.93K | 6.09M |
| Jan 5, 17 | Owen Andrew | Officer | Sale | -- | -- | -- | -- |
| Oct 25, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $12.95 | 9.04K | $117.03K | 6.15M |
| Oct 24, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $12.96 | 39.66K | $514.05K | 6.14M |
| Oct 21, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $12.90 | 6.55K | $84.50K | 6.10M |
| Aug 12, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $13.04 | 13.40K | $174.74K | 6.10M |
| Aug 11, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $13.01 | 32.69K | $425.31K | 6.08M |
| Aug 10, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $12.93 | 26.90K | $347.82K | 6.05M |
| Aug 9, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $12.90 | 33.23K | $428.62K | 6.02M |
| Aug 8, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $12.90 | 37.34K | $481.70K | 5.99M |
| Jul 13, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $12.78 | 22.10K | $282.44K | 5.95M |
| Jun 10, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $12.64 | 1.27K | $16.08K | 5.93M |
| Jun 9, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $12.65 | 2.01K | $25.44K | 5.93M |
| Jun 7, 16 | Whitaker Michael Howard | Officer | Sale | -- | -- | -- | -- |
| Jun 3, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $12.46 | 18.89K | $235.39K | 5.93M |
| May 27, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $12.38 | 10.70K | $132.44K | 5.91M |
| May 9, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $12.35 | 10.00K | $123.50K | 5.90M |
| Apr 22, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $12.33 | 154.30K | $1.90M | 5.89M |
| Apr 20, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $12.30 | 163.57K | $2.01M | 5.73M |
| Apr 19, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $12.20 | 13.54K | $165.24K | 5.57M |
| Apr 18, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $12.10 | 25.65K | $310.37K | 5.56M |
| Apr 15, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $12.06 | 7.80K | $94.07K | 5.53M |
| Apr 14, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $12.05 | 9.60K | $115.68K | 5.52M |
| Apr 13, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $12.01 | 19.15K | $229.98K | 5.51M |
| Apr 8, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $12.10 | 23.70K | $286.77K | 5.49M |
| Apr 7, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $12.01 | 2.60K | $31.23K | 5.47M |
| Apr 6, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $12.05 | 13.25K | $159.66K | 5.47M |
| Apr 5, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $12.01 | 10.57K | $126.95K | 5.45M |
| Apr 4, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $12.10 | 18.78K | $227.25K | 5.44M |
| Apr 1, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $12.20 | 61.40K | $749.08K | 5.42M |
| Mar 31, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $12.06 | 2.64K | $31.80K | 5.36M |
| Mar 30, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $12.02 | 400 | $4.81K | 5.36M |
| Mar 22, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $12.09 | 11.60K | $140.24K | 5.36M |
| Mar 21, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $12.04 | 45.38K | $546.36K | 5.35M |
| Mar 18, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $11.95 | 94.03K | $1.12M | 5.30M |
| Mar 8, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $11.66 | 1.20K | $13.99K | 5.21M |
| Mar 7, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $11.68 | 85.67K | $1.00M | 5.21M |
| Mar 4, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $11.57 | 7.79K | $90.14K | 5.12M |
| Mar 3, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $11.51 | 20.55K | $236.47K | 5.11M |
| Mar 2, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $11.47 | 5.42K | $62.19K | 5.09M |
| Mar 1, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $11.47 | 66.82K | $766.44K | 5.09M |
| Feb 29, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $11.35 | 70.00K | $794.49K | 5.02M |
| Feb 26, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $11.25 | 22.33K | $251.22K | 4.95M |
| Feb 25, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $11.18 | 37.82K | $422.85K | 4.93M |
| Feb 24, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $11.14 | 130.78K | $1.46M | 4.89M |
| Feb 23, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $11.15 | 11.62K | $129.57K | 4.76M |
| Feb 22, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $11.11 | 122.37K | $1.36M | 4.75M |
| Feb 19, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $10.94 | 49.77K | $544.44K | 4.63M |
| Feb 18, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $10.95 | 26.95K | $295.07K | 4.58M |
| Feb 12, 16 | Saba Capital Management, L.P. | 10 percent owner | Sale | -- | -- | -- | 4.55M |
| Feb 17, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $10.93 | 172.20K | $1.88M | 4.55M |
| Feb 16, 16 | Saba Capital Management, L.P. | 10 percent owner | Purchase | $10.87 | 166.38K | $1.81M | 4.38M |
| Jun 19, 15 | Bhatia Ashok K | -- | Sale | -- | -- | -- | -- |
| Feb 2, 15 | FREEMAN JANE A | CTO | Purchase | $13.58 | 100 | $1.36K | 100 |
| Jan 14, 15 | Rilling Janet S. | -- | Sale | -- | -- | -- | -- |
| Jan 14, 15 | Wise Noah M | -- | Sale | -- | -- | -- | -- |
| Jan 5, 15 | Ebsworth William R. | CTO | Purchase | $13.54 | 1.00K | $13.54K | 1.00K |
| Jan 1, 15 | FREEMAN JANE A | CTO | Sale | -- | -- | -- | -- |
| Jan 1, 15 | Ebsworth William R. | CTO | Sale | -- | -- | -- | -- |
| Dec 31, 14 | KEITH LEROY | CTO | Sale | -- | -- | -- | -- |
| Dec 15, 14 | Foy Siobhan | -- | Sale | -- | -- | -- | -- |
| Oct 31, 14 | Shiver Mai S | -- | Sale | -- | -- | -- | -- |
| Oct 31, 14 | Innis William B | -- | Sale | -- | -- | -- | -- |
| Oct 31, 14 | Ordman Joshua | -- | Sale | -- | -- | -- | -- |
| Oct 31, 14 | Owen Andrew | -- | Sale | -- | -- | -- | -- |
| Sep 17, 14 | Ceccarelli Aldo A | -- | Sale | -- | -- | -- | -- |
| Oct 31, 13 | Chan CHRISTIAN | -- | Sale | -- | -- | -- | -- |
| Oct 31, 13 | Bissell Robert W | -- | Sale | -- | -- | -- | -- |
| Feb 8, 13 | WELLS FARGO BANK N A | -- | Sale | $16.24 | 5.85K | $95.02K | -- |
| Jan 1, 13 | HARTMAN KIRK D | -- | Sale | -- | -- | -- | -- |
| Oct 31, 12 | Phillips Kasey | Officer | Sale | -- | -- | -- | -- |
| Jul 23, 12 | Wiser Nancy A | -- | Sale | -- | -- | -- | -- |
| Jul 23, 12 | Haast Paul J | -- | Sale | -- | -- | -- | -- |
| Jun 29, 12 | Wightman Christopher | -- | Sale | -- | -- | -- | -- |
| Apr 23, 12 | Innis William B | -- | Sale | -- | -- | -- | -- |
| Oct 31, 11 | MUNN W DOUGLAS | -- | Sale | -- | -- | -- | -- |
| Nov 17, 11 | Rilling Janet S. | -- | Sale | -- | -- | -- | -- |
| Apr 21, 11 | Johnson Judith M | CTO | Purchase | $14.97 | 100 | $1.50K | 100 |
| Apr 25, 11 | Larcker David F. | CTO | Purchase | $14.94 | 100 | $1.49K | 100 |
| Apr 17, 11 | Mitchell Olivia S | CTO | Purchase | $14.83 | 100 | $1.48K | 100 |
| Apr 20, 11 | Willeke Donald C | CTO | Purchase | $14.95 | 200 | $2.99K | 200 |
| Apr 17, 11 | Mitchell Olivia S | CTO | Purchase | $14.85 | 100 | $1.49K | 100 |
| Apr 18, 11 | Penny Timothy J | CTO | Purchase | $14.82 | 130 | $1.93K | 130 |
| Apr 14, 11 | HARRIS ISAIAH JR | CTO | Purchase | $14.85 | 200 | $2.97K | 200 |
| Apr 1, 11 | Gordon Peter G | CTO | Purchase | $15.09 | 50 | $754.5 | 50 |
| Nov 18, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $15.58 | 2.00K | $31.16K | 2.00K |
| Apr 29, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $15.44 | 40 | $617.6 | 100 |
| Apr 29, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $15.25 | 60 | $915 | 60 |
| Nov 18, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $14.94 | 2.00K | $29.88K | -- |
| Apr 29, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $15.42 | 100 | $1.54K | -- |
| Feb 15, 11 | Chan CHRISTIAN | -- | Sale | -- | -- | -- | -- |
| Jan 1, 11 | Bray Michael J | -- | Sale | -- | -- | -- | -- |
| Oct 31, 10 | WAGONER RICHARD | -- | Sale | -- | -- | -- | -- |
| Oct 31, 10 | Utano Jaime | -- | Sale | -- | -- | -- | -- |
| Oct 31, 10 | SHIMA RICHARD J | -- | Sale | -- | -- | -- | -- |
| Oct 31, 10 | SALTON RUSSELL A III | -- | Sale | -- | -- | -- | -- |
| Oct 31, 10 | RICHARDSON DAVID M | -- | Sale | -- | -- | -- | -- |
| Oct 31, 10 | PETTIT WILLIAM W | -- | Sale | -- | -- | -- | -- |
| Oct 31, 10 | Norris Patricia B | -- | Sale | -- | -- | -- | -- |
| Oct 31, 10 | Moss Matthew | -- | Sale | -- | -- | -- | -- |
| Oct 31, 10 | McDuffie Jennifer | -- | Sale | -- | -- | -- | -- |
| Oct 31, 10 | MCDONNELL GERALD M | -- | Sale | -- | -- | -- | -- |
| Oct 31, 10 | Kuimjian Todd | -- | Sale | -- | -- | -- | -- |
| Oct 31, 10 | KOSEL CAROL | -- | Sale | -- | -- | -- | -- |
| Oct 31, 10 | KOONCE MICHAEL H | -- | Sale | -- | -- | -- | -- |
| Oct 31, 10 | GIFFORD K DUN | -- | Sale | -- | -- | -- | -- |
| Oct 31, 10 | CESTONE ANDREW | -- | Sale | -- | -- | -- | -- |
| Oct 31, 10 | Calhoun Robert | -- | Sale | -- | -- | -- | -- |
| Oct 31, 10 | AUSTIN CHARLES A III | -- | Sale | -- | -- | -- | -- |
| Oct 31, 10 | Tattersall Advisory Group, Inc. | -- | Sale | -- | -- | -- | -- |
| Jul 9, 10 | HARRIS ISAIAH JR | CTO | Sale | -- | -- | -- | -- |
| Jul 19, 10 | Shiver Mai S | -- | Sale | -- | -- | -- | -- |
| Jul 9, 10 | Early Debra Ann | Officer | Sale | -- | -- | -- | -- |
| Jul 9, 10 | Bissell Robert W | -- | Sale | -- | -- | -- | -- |
| Jul 9, 10 | Owen Andrew | -- | Sale | -- | -- | -- | -- |
| Jul 9, 10 | Messman C. David | Officer | Sale | -- | -- | -- | -- |
| Jul 9, 10 | Rabusch Karla | -- | Sale | -- | -- | -- | -- |
| Jul 9, 10 | Nordenfelt Niklas | -- | Sale | -- | -- | -- | -- |
| Jul 9, 10 | Susser Philip | -- | Sale | -- | -- | -- | -- |
| Jul 9, 10 | Willeke Donald C | CTO | Sale | -- | -- | -- | -- |
| Jul 9, 10 | Penny Timothy J | CTO | Sale | -- | -- | -- | -- |
| Jul 9, 10 | Mitchell Olivia S | CTO | Sale | -- | -- | -- | -- |
| Jul 9, 10 | Larcker David F. | CTO | Sale | -- | -- | -- | -- |
| Jul 9, 10 | Johnson Judith M | CTO | Sale | -- | -- | -- | -- |
| Jul 9, 10 | Gordon Peter G | CTO | Sale | -- | -- | -- | -- |
| Jun 30, 10 | UBS AG | -- | Sale | -- | 110 | -- | -- |
| May 31, 10 | UBS AG | 10 percent owner | Sale | -- | -- | -- | 110 |