First Trust Multi Cap Value AlphaDEX FundFABNASDAQ
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| Holder | Shares | Date | Change | % Held |
|---|---|---|---|---|
| MORGAN STANLEY | 62.52K | Sep 30, 25 | -1.03K | -- |
| RAYMOND JAMES FINANCIAL INC | 62.14K | Sep 30, 25 | +432 | -- |
| LPL Financial LLC | 45.51K | Sep 30, 25 | -4.79K | -- |
| ADVISOR GROUP HOLDINGS, INC. | 38.89K | Sep 30, 25 | +4.47K | -- |
| WELLS FARGO & COMPANY/MN | 36.78K | Sep 30, 25 | -1.18K | -- |
| 626 Financial, LLC | 36.70K | Sep 30, 25 | -2.26K | -- |
| ROYAL BANK OF CANADA | 33.69K | Sep 30, 25 | +466 | -- |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 31.79K | Sep 30, 25 | -2.67K | -- |
| GOLDMAN SACHS GROUP INC | 22.53K | Sep 30, 25 | +717 | -- |
| Baird Financial Group, Inc. | 21.65K | Sep 30, 25 | -182 | -- |
| STIFEL FINANCIAL CORP | 20.40K | Sep 30, 25 | -70 | -- |
| COMMONWEALTH EQUITY SERVICES, LLC | 19.63K | Sep 30, 25 | -82 | -- |
| PRINCIPAL SECURITIES, INC. | 17.09K | Sep 30, 25 | -1.47K | -- |
| PFG Advisors | 15.53K | Sep 30, 25 | +340 | -- |
| UBS Group AG | 12.64K | Sep 30, 25 | -4.07K | -- |
| Private Advisor Group, LLC | 10.86K | Sep 30, 25 | -396 | -- |
| Rockefeller Capital Management L.P. | 8.74K | Sep 30, 25 | +8.74K | -- |
| Proactive Wealth Strategies LLC | 8.06K | Sep 30, 25 | +35 | -- |
| HARBOUR INVESTMENTS, INC. | 7.50K | Sep 30, 25 | +1 | -- |
| Janney Montgomery Scott LLC | 7.32K | Sep 30, 25 | -50 | -- |
| Avidian Wealth Solutions, LLC | 7.24K | Sep 30, 25 | +24 | -- |
| Cambridge Investment Research Advisors, Inc. | 7.11K | Sep 30, 25 | -603 | -- |
| Capital Investment Advisory Services, LLC | 6.81K | Sep 30, 25 | -100 | -- |
| Cetera Investment Advisers | 6.44K | Sep 30, 25 | +280 | -- |
| CITADEL ADVISORS LLC | 6.28K | Sep 30, 25 | +179 | -- |
| Stratos Wealth Partners, LTD. | 6.16K | Sep 30, 25 | +19 | -- |
| D.A. DAVIDSON & CO. | 5.79K | Sep 30, 25 | -- | -- |
| ENVESTNET ASSET MANAGEMENT INC | 5.44K | Sep 30, 25 | +309 | -- |
| TRUIST FINANCIAL CORP | 5.23K | Sep 30, 25 | +865 | -- |
| HFG Advisors, Inc. | 4.09K | Sep 30, 25 | -- | -- |
| PFG Investments, LLC | 4.09K | Sep 30, 25 | +16 | -- |
| JONES FINANCIAL COMPANIES LLLP | 4.02K | Sep 30, 25 | +230 | -- |
| Creative Planning | 3.71K | Sep 30, 25 | -273 | -- |
| TCFG WEALTH MANAGEMENT, LLC | 3.60K | Sep 30, 25 | -99 | -- |
| Apeiron RIA LLC | 3.30K | Sep 30, 25 | +4 | -- |
| PACIFIC SUN FINANCIAL CORP | 3.11K | Sep 30, 25 | -- | -- |
| Virtu Financial LLC | 2.63K | Sep 30, 25 | +2.63K | -- |
| GPS Wealth Strategies Group, LLC | 2.41K | Sep 30, 25 | +2.35K | -- |
| Clearstead Advisors, LLC | 2.32K | Sep 30, 25 | +2.32K | -- |
| Wealthspire Advisors, LLC | 1.90K | Sep 30, 25 | +1.90K | -- |
| Ameritas Advisory Services, LLC | 1.43K | Sep 30, 25 | +1.04K | -- |
| Golden State Wealth Management, LLC | 985 | Sep 30, 25 | -12 | -- |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 801 | Sep 30, 25 | -593 | -- |
| FMR LLC | 789 | Sep 30, 25 | -- | -- |
| JPMORGAN CHASE & CO | 700 | Sep 30, 25 | -- | -- |
| IFP Advisors, Inc | 697 | Sep 30, 25 | -- | -- |
| Geneos Wealth Management Inc. | 628 | Sep 30, 25 | -- | -- |
| Parkside Financial Bank & Trust | 600 | Sep 30, 25 | -- | -- |
| TRUST CO OF TOLEDO NA /OH/ | 348 | Sep 30, 25 | -- | -- |
| NewEdge Advisors, LLC | 320 | Sep 30, 25 | -- | -- |
| NBC SECURITIES, INC. | 319 | Sep 30, 25 | -9.27K | -- |
| Advisory Services Network, LLC | 185 | Sep 30, 25 | +185 | -- |
| Parallel Advisors, LLC | 184 | Sep 30, 25 | -- | -- |
| US BANCORP \DE\ | 175 | Sep 30, 25 | -- | -- |
| CITIGROUP INC | 135 | Sep 30, 25 | -- | -- |
| PNC FINANCIAL SERVICES GROUP, INC. | 98 | Sep 30, 25 | -- | -- |
| Allworth Financial LP | 70 | Sep 30, 25 | -- | -- |
| Global Retirement Partners, LLC | 43 | Sep 30, 25 | -- | -- |
| Larson Financial Group LLC | 42 | Sep 30, 25 | -- | -- |
| Russell Investments Group, Ltd. | 20 | Sep 30, 25 | -- | -- |
| AdvisorNet Financial, Inc | 17 | Sep 30, 25 | -- | -- |
| SRS Capital Advisors, Inc. | -- | Sep 30, 25 | -75 | -- |
| NORTHEAST PLANNING ASSOCIATES, INC. / NH / | -- | Sep 30, 25 | -21.22K | -- |
| Raymond James Financial Services Advisors, Inc. | 49.83K | Sep 30, 24 | -940 | -- |
| RAYMOND JAMES & ASSOCIATES | 10.71K | Sep 30, 24 | +537 | -- |
| ETFIDEA, LLC | 4.21K | Sep 30, 24 | -- | -- |
| Kowal Investment Group, LLC | 3.30K | Sep 30, 24 | -89 | -- |
| RAYMOND JAMES TRUST N.A. | 2.77K | Sep 30, 24 | -- | -- |
| BENJAMIN F. EDWARDS & COMPANY, INC. | 596 | Jun 30, 24 | -68.66K | -- |
| ICA Group Wealth Management, LLC | -- | Jun 30, 24 | -275 | -- |
| Cetera Advisors LLC | 3.24K | Mar 31, 24 | +107 | -- |
| WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC | 2.91K | Mar 31, 24 | -- | -- |
| American Portfolios Advisors | 100 | Sep 30, 22 | -- | -- |
| NEXT Financial Group, Inc | 33 | Dec 31, 21 | +33 | -- |
| Advisor Group, Inc. | 30.56K | Dec 31, 19 | +2.50K | -- |
| LADENBURG THALMANN FINANCIAL SERVICES INC. | 4.72K | Dec 31, 19 | -1.85K | -- |
| IFC Holdings Incorporated/FL | 16.61K | Dec 31, 17 | -177 | -- |
| Commonwealth Equity Services, Inc | 22.96K | Jun 30, 17 | -1.10K | -- |
| Virtu KCG Holdings LLC | 8.80K | Jun 30, 17 | +8.80K | -- |
| WFG Advisors, LP | 5.00K | Jun 30, 17 | +995 | -- |
| MSI Financial Services Inc | 818 | Dec 31, 16 | +48 | -- |
| ANCORA FAMILY WEALTH ADVISORS, LLC | 4.50K | Sep 30, 16 | +4.50K | -- |
| SOCIETE GENERALE | 4.86K | Jun 30, 16 | +4.86K | -- |
| VSR Financial Services, Inc. | -- | Jun 30, 16 | -80.03K | -- |
| NEW ENGLAND SECURITIES CORP /MA/ | -- | Dec 31, 14 | -395 | -- |
| UBS AG | 192.48K | Sep 30, 14 | +5.11K | -- |
| First Allied Securities, Inc. | 1.23K | Jun 30, 12 | +150 | -- |