First Trust Emerging Markets Small Cap AlphaDEX Fund(FEMS)

$45.33—

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First Trust Emerging Markets Small Cap AlphaDEX Fund(FEMS)

NASDAQ

$45.33—

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FEMS(FEMS)

FEMS

Overview Notebook Intelligence Chart History Fundmntls TTM Earnings Analysts News Financials Segments Insiders Institl.DCF Peers

Institutional Ownership

Top 99 Institutional Holders

Holder	Shares	Date	Change	% Held
MORGAN STANLEY	499.82K	Mar 31, 26	+8.43K	8.67%
WELLS FARGO & COMPANY/MN	391.87K	Mar 31, 26	+50.55K	6.80%
LPL Financial LLC	242.76K	Mar 31, 26	-1.46K	4.21%
RAYMOND JAMES FINANCIAL INC	220.21K	Mar 31, 26	+7.47K	3.82%
Beta Wealth Group, Inc.	194.72K	Mar 31, 26	-5.84K	3.38%
626 Financial, LLC	140.37K	Mar 31, 26	-24.33K	2.44%
SRS Capital Advisors, Inc.	135.12K	Mar 31, 26	+4.13K	2.34%
Private Advisor Group, LLC	121.08K	Mar 31, 26	-906	2.10%
JONES FINANCIAL COMPANIES LLLP	95.32K	Mar 31, 26	+1.40K	1.65%
FLOW TRADERS U.S. LLC	90.79K	Mar 31, 26	+10.95K	1.58%
NewEdge Advisors, LLC	81.96K	Mar 31, 26	+3.82K	1.42%
Cetera Investment Advisers	74.17K	Mar 31, 26	+4.18K	1.29%
VestGen Advisors, LLC	73.18K	Mar 31, 26	+1.58K	1.27%
Independent Advisor Alliance	72.43K	Mar 31, 26	+72.43K	1.26%
Archer Investment Corp	69.10K	Mar 31, 26	+763	1.20%
ROYAL BANK OF CANADA	52.48K	Mar 31, 26	+3.60K	0.91%
HBW Advisory Services LLC	51.24K	Mar 31, 26	+9.40K	0.89%
STIFEL FINANCIAL CORP	50.30K	Mar 31, 26	-705	0.87%
UBS Group AG	50.28K	Mar 31, 26	-7.60K	0.87%
Cornerstone Planning Group LLC	47.91K	Mar 31, 26	-4.59K	0.83%
SUSQUEHANNA INTERNATIONAL GROUP, LLP	41.80K	Mar 31, 26	+5.42K	0.73%
Baird Financial Group, Inc.	40.89K	Mar 31, 26	+9.79K	0.71%
ADVISOR GROUP HOLDINGS, INC.	30.83K	Mar 31, 26	+9.13K	0.53%
Cambridge Investment Research Advisors, Inc.	29.27K	Mar 31, 26	+9.29K	0.51%
Integrated Wealth Concepts LLC	28.39K	Mar 31, 26	+13.47K	0.49%
CWM, LLC	24.71K	Mar 31, 26	+4.64K	0.43%
CITADEL ADVISORS LLC	23.96K	Mar 31, 26	+7.05K	0.42%
Paradigm Financial Partners, LLC	17.17K	Mar 31, 26	-46.30K	0.30%
OLD MISSION CAPITAL LLC	16.90K	Mar 31, 26	-13.70K	0.29%
SFI Advisors, LLC	16.08K	Mar 31, 26	-3.77K	0.28%
CAPTRUST FINANCIAL ADVISORS	15.71K	Mar 31, 26	+64	0.27%
ENVESTNET ASSET MANAGEMENT INC	14.46K	Mar 31, 26	-4.10K	0.25%
RVW Wealth, LLC	13.60K	Mar 31, 26	+8	0.24%
MML INVESTORS SERVICES, LLC	13.41K	Mar 31, 26	-1.85K	0.23%
Steward Partners Investment Advisory, LLC	12.56K	Mar 31, 26	+8.70K	0.22%
COMMONWEALTH EQUITY SERVICES, LLC	11.75K	Mar 31, 26	-966	0.20%
Western Wealth Management, LLC	11.04K	Mar 31, 26	-142	0.19%
JANE STREET GROUP, LLC	10.72K	Mar 31, 26	-53.53K	0.19%
Janney Montgomery Scott LLC	10.63K	Mar 31, 26	+710	0.18%
Richmond Investment Services, LLC	9.21K	Mar 31, 26	+8	0.16%
NATIONS FINANCIAL GROUP INC, /IA/ /ADV	8.78K	Mar 31, 26	+535	0.15%
Farther Finance Advisors, LLC	7.40K	Mar 31, 26	+2.06K	0.13%
Equitable Holdings, Inc.	7.13K	Mar 31, 26	+225	0.12%
Migdal Insurance & Financial Holdings Ltd.	6.50K	Mar 31, 26	+6.50K	0.11%
SUMMIT WEALTH GROUP LLC / CO	5.39K	Mar 31, 26	+5.39K	0.09%
PRINCIPAL SECURITIES, INC.	5.34K	Mar 31, 26	-150	0.09%
PRIVATE TRUST CO NA	5.32K	Mar 31, 26	+121	0.09%
STONEHAVEN WEALTH & TAX SOLUTIONS, LLC	5.05K	Mar 31, 26	+158	0.09%
Pinnacle Bancorp, Inc.	4.88K	Mar 31, 26	--	0.08%
Merit Financial Group, LLC	4.82K	Mar 31, 26	-424	0.08%
American Financial Advisors, LLC	4.67K	Mar 31, 26	-150	0.08%
Spire Wealth Management	3.99K	Mar 31, 26	+8	0.07%
BANK OF MONTREAL /CAN/	1.10K	Mar 31, 26	+1.10K	0.02%
Geneos Wealth Management Inc.	1.07K	Mar 31, 26	--	0.02%
Russell Investments Group, Ltd.	934	Mar 31, 26	+805	0.02%
FIFTH THIRD BANCORP	902	Mar 31, 26	+902	0.02%
Cassaday & Co Wealth Management LLC	243	Mar 31, 26	+243	0.00%
JPMORGAN CHASE & CO	231	Mar 31, 26	-70	0.00%
IFP Advisors, Inc	150	Mar 31, 26	--	0.00%
AE Wealth Management LLC	104	Mar 31, 26	--	0.00%
HARBOUR INVESTMENTS, INC.	97	Mar 31, 26	-1	0.00%
Davis Capital Management	34	Mar 31, 26	--	0.00%
Trust Co	14	Mar 31, 26	--	0.00%
OPPENHEIMER & CO INC	--	Mar 31, 26	-22.03K	--
Kestra Advisory Services, LLC	--	Mar 31, 26	-1.62K	--
LeClair Wealth Partners LLC	--	Mar 31, 26	-18.41K	--
Harbor Asset Planning, Inc.	--	Mar 31, 26	-176	--
Allworth Financial LP	--	Mar 31, 26	-135	--
BANK OF AMERICA CORP /DE/	--	Mar 31, 26	-10.09K	--
Global Retirement Partners, LLC	1.31K	Dec 31, 25	--	0.02%
COMERICA BANK	908	Dec 31, 25	--	0.02%
AVANTAX ADVISORY SERVICES, INC.	7.81K	Jun 30, 25	-9.98K	0.14%
Raymond James Financial Services Advisors, Inc.	494.29K	Sep 30, 24	-40.62K	8.57%
RAYMOND JAMES & ASSOCIATES	70.10K	Sep 30, 24	+1.47K	1.22%
CEDRUS LLC	61.57K	Sep 30, 24	+7.06K	1.07%
Sweet Financial Partners, LLC	19.23K	Sep 30, 24	--	0.33%
Bridge Advisory, LLC	16.71K	Sep 30, 24	-1.07K	0.29%
M&R CAPITAL MANAGEMENT INC	3.12K	Sep 30, 24	-325	0.05%
ICA Group Wealth Management, LLC	1.61K	Jun 30, 24	+20	0.03%
Cetera Advisor Networks LLC	78.67K	Mar 31, 24	-14.48K	1.36%
Cetera Advisors LLC	37.83K	Mar 31, 24	+6.61K	0.66%
WEALTHSOURCE PARTNERS, LLC	58.43K	Dec 31, 23	-9.18K	1.01%
Ten Capital Wealth Advisors, LLC	--	Jun 30, 23	-400	--
Frontier Wealth Management LLC	38.63K	Jun 30, 22	-1.53K	0.67%
Holloway Wealth Management, LLC	2.74K	Mar 31, 22	--	0.05%
3D ASSET MANAGEMENT, INC	7.10K	Sep 30, 20	--	0.12%
Advisor Group, Inc.	18.39K	Dec 31, 19	-2.60K	0.32%
LADENBURG THALMANN FINANCIAL SERVICES INC.	6.03K	Dec 31, 19	+210	0.10%
Sequoia Wealth Management, LLC	--	Dec 31, 19	-11.27K	--
BB&T SECURITIES, LLC	6.46K	Sep 30, 19	-410	0.11%
BB&T INVESTMENT SERVICES, INC.	199	Dec 31, 17	--	0.00%
NATIONAL PLANNING CORP	--	Dec 31, 17	-6.08K	--
GIRARD SECURITIES, INC.	8.84K	Sep 30, 17	+277	0.15%
Virtu KCG Holdings LLC	13.19K	Jun 30, 17	-11.20K	0.23%
WFG Advisors, LP	8.43K	Jun 30, 17	+2.71K	0.15%
Commonwealth Equity Services, Inc	7.25K	Jun 30, 17	+7.25K	0.13%
MSI Financial Services Inc	2.56K	Dec 31, 16	+344	0.04%
UBS AG	31.94K	Sep 30, 14	-460	0.55%
Jane Street Holding, LLC	52.36K	Dec 31, 13	-17.20K	0.91%

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Holder

Date

Change

% Held

MORGAN STANLEY

499.82K

Mar 31, 26

+8.43K

8.67%

WELLS FARGO & COMPANY/MN

391.87K

Mar 31, 26

+50.55K

6.80%

LPL Financial LLC

242.76K

Mar 31, 26

-1.46K

4.21%

RAYMOND JAMES FINANCIAL INC

220.21K

Mar 31, 26

+7.47K

3.82%

Beta Wealth Group, Inc.

194.72K

Mar 31, 26

-5.84K

3.38%

626 Financial, LLC

140.37K

Mar 31, 26

-24.33K

2.44%

SRS Capital Advisors, Inc.

135.12K

Mar 31, 26

+4.13K

2.34%

Private Advisor Group, LLC

121.08K

Mar 31, 26

-906

2.10%

JONES FINANCIAL COMPANIES LLLP

95.32K

Mar 31, 26

+1.40K

1.65%

FLOW TRADERS U.S. LLC

90.79K

Mar 31, 26

+10.95K

1.58%

NewEdge Advisors, LLC

81.96K

Mar 31, 26

+3.82K

1.42%

Cetera Investment Advisers

74.17K

Mar 31, 26

+4.18K

1.29%

VestGen Advisors, LLC

73.18K

Mar 31, 26

+1.58K

1.27%

Independent Advisor Alliance

72.43K

Mar 31, 26

+72.43K

1.26%

Archer Investment Corp

69.10K

Mar 31, 26

+763

1.20%

ROYAL BANK OF CANADA

52.48K

Mar 31, 26

+3.60K

0.91%

HBW Advisory Services LLC

51.24K

Mar 31, 26

+9.40K

0.89%

STIFEL FINANCIAL CORP

50.30K

Mar 31, 26

-705

0.87%

UBS Group AG

50.28K

Mar 31, 26

-7.60K

0.87%

Cornerstone Planning Group LLC

47.91K

Mar 31, 26

-4.59K

0.83%

SUSQUEHANNA INTERNATIONAL GROUP, LLP

41.80K

Mar 31, 26

+5.42K

0.73%

Baird Financial Group, Inc.

40.89K

Mar 31, 26

+9.79K

0.71%

ADVISOR GROUP HOLDINGS, INC.

30.83K

Mar 31, 26

+9.13K

0.53%

Cambridge Investment Research Advisors, Inc.

29.27K

Mar 31, 26

+9.29K

0.51%

Integrated Wealth Concepts LLC

28.39K

Mar 31, 26

+13.47K

0.49%

CWM, LLC

24.71K

Mar 31, 26

+4.64K

0.43%

CITADEL ADVISORS LLC

23.96K

Mar 31, 26

+7.05K

0.42%

Paradigm Financial Partners, LLC

17.17K

Mar 31, 26

-46.30K

0.30%

OLD MISSION CAPITAL LLC

16.90K

Mar 31, 26

-13.70K

0.29%

SFI Advisors, LLC

16.08K

Mar 31, 26

-3.77K

0.28%

CAPTRUST FINANCIAL ADVISORS

15.71K

Mar 31, 26

+64

0.27%

ENVESTNET ASSET MANAGEMENT INC

14.46K

Mar 31, 26

-4.10K

0.25%

RVW Wealth, LLC

13.60K

Mar 31, 26

0.24%

MML INVESTORS SERVICES, LLC

13.41K

Mar 31, 26

-1.85K

0.23%

Steward Partners Investment Advisory, LLC

12.56K

Mar 31, 26

+8.70K

0.22%

COMMONWEALTH EQUITY SERVICES, LLC

11.75K

Mar 31, 26

-966

0.20%

Western Wealth Management, LLC

11.04K

Mar 31, 26

-142

0.19%

JANE STREET GROUP, LLC

10.72K

Mar 31, 26

-53.53K

0.19%

Janney Montgomery Scott LLC

10.63K

Mar 31, 26

+710

0.18%

Richmond Investment Services, LLC

9.21K

Mar 31, 26

0.16%

NATIONS FINANCIAL GROUP INC, /IA/ /ADV

8.78K

Mar 31, 26

+535

0.15%

Farther Finance Advisors, LLC

7.40K

Mar 31, 26

+2.06K

0.13%

Equitable Holdings, Inc.

7.13K

Mar 31, 26

+225

0.12%

Migdal Insurance & Financial Holdings Ltd.

6.50K

Mar 31, 26

+6.50K

0.11%

SUMMIT WEALTH GROUP LLC / CO

5.39K

Mar 31, 26

+5.39K

0.09%

PRINCIPAL SECURITIES, INC.

5.34K

Mar 31, 26

-150

0.09%

PRIVATE TRUST CO NA

5.32K

Mar 31, 26

+121

0.09%

STONEHAVEN WEALTH & TAX SOLUTIONS, LLC

5.05K

Mar 31, 26

+158

0.09%

Pinnacle Bancorp, Inc.

4.88K

Mar 31, 26

0.08%

Merit Financial Group, LLC

4.82K

Mar 31, 26

-424

0.08%

American Financial Advisors, LLC

4.67K

Mar 31, 26

-150

0.08%

Spire Wealth Management

3.99K

Mar 31, 26

0.07%

BANK OF MONTREAL /CAN/

1.10K

Mar 31, 26

+1.10K

0.02%

Geneos Wealth Management Inc.

1.07K

Mar 31, 26

0.02%

Russell Investments Group, Ltd.

934

Mar 31, 26

+805

0.02%

FIFTH THIRD BANCORP

902

Mar 31, 26

+902

0.02%

Cassaday & Co Wealth Management LLC

243

Mar 31, 26

+243

0.00%

JPMORGAN CHASE & CO

231

Mar 31, 26

-70

0.00%

IFP Advisors, Inc

150

Mar 31, 26

0.00%

AE Wealth Management LLC

104

Mar 31, 26

0.00%

HARBOUR INVESTMENTS, INC.

Mar 31, 26

-1

0.00%

Davis Capital Management

Mar 31, 26

0.00%

Trust Co

Mar 31, 26

0.00%

OPPENHEIMER & CO INC

Mar 31, 26

-22.03K

Kestra Advisory Services, LLC

Mar 31, 26

-1.62K

LeClair Wealth Partners LLC

Mar 31, 26

-18.41K

Harbor Asset Planning, Inc.

Mar 31, 26

-176

Allworth Financial LP

Mar 31, 26

-135

BANK OF AMERICA CORP /DE/

Mar 31, 26

-10.09K

Global Retirement Partners, LLC

1.31K

Dec 31, 25

0.02%

COMERICA BANK

908

Dec 31, 25

0.02%

AVANTAX ADVISORY SERVICES, INC.

7.81K

Jun 30, 25

-9.98K

0.14%

Raymond James Financial Services Advisors, Inc.

494.29K

Sep 30, 24

-40.62K

8.57%

RAYMOND JAMES & ASSOCIATES

70.10K

Sep 30, 24

+1.47K

1.22%

CEDRUS LLC

61.57K

Sep 30, 24

+7.06K

1.07%

Sweet Financial Partners, LLC

19.23K

Sep 30, 24

0.33%

Bridge Advisory, LLC

16.71K

Sep 30, 24

-1.07K

0.29%

M&R CAPITAL MANAGEMENT INC

3.12K

Sep 30, 24

-325

0.05%

ICA Group Wealth Management, LLC

1.61K

Jun 30, 24

+20

0.03%

Cetera Advisor Networks LLC

78.67K

Mar 31, 24

-14.48K

1.36%

Cetera Advisors LLC

37.83K

Mar 31, 24

+6.61K

0.66%

WEALTHSOURCE PARTNERS, LLC

58.43K

Dec 31, 23

-9.18K

1.01%

Ten Capital Wealth Advisors, LLC

Jun 30, 23

-400

Frontier Wealth Management LLC

38.63K

Jun 30, 22

-1.53K

0.67%

Holloway Wealth Management, LLC

2.74K

Mar 31, 22

0.05%

3D ASSET MANAGEMENT, INC

7.10K

Sep 30, 20

0.12%

Advisor Group, Inc.

18.39K

Dec 31, 19

-2.60K

0.32%

LADENBURG THALMANN FINANCIAL SERVICES INC.

6.03K

Dec 31, 19

+210

0.10%

Sequoia Wealth Management, LLC

Dec 31, 19

-11.27K

BB&T SECURITIES, LLC

6.46K

Sep 30, 19

-410

0.11%

BB&T INVESTMENT SERVICES, INC.

199

Dec 31, 17

0.00%

NATIONAL PLANNING CORP

Dec 31, 17

-6.08K

GIRARD SECURITIES, INC.

8.84K

Sep 30, 17

+277

0.15%

Virtu KCG Holdings LLC

13.19K

Jun 30, 17

-11.20K

0.23%

WFG Advisors, LP

8.43K

Jun 30, 17

+2.71K

0.15%

Commonwealth Equity Services, Inc

7.25K

Jun 30, 17

+7.25K

0.13%

MSI Financial Services Inc

2.56K

Dec 31, 16

+344

0.04%

UBS AG

31.94K

Sep 30, 14

-460

0.55%

Jane Street Holding, LLC

52.36K

Dec 31, 13

-17.20K

0.91%