First Trust Japan AlphaDEX Fund(FJP)

$72.83—

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First Trust Japan AlphaDEX Fund(FJP)

NASDAQ

$72.83—

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FJP(FJP)

FJP

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Institutional Ownership

Top 126 Institutional Holders

Holder	Shares	Date	Change	% Held
Farther Finance Advisors, LLC	84.74K	Jun 30, 26	+73.25K	2.47%
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	52.88K	Jun 30, 26	-1.14K	1.54%
Prospera Financial Services Inc	24.32K	Jun 30, 26	-964	0.71%
CoreCap Advisors, LLC	14.63K	Jun 30, 26	+85	0.43%
HBW Advisory Services LLC	11.41K	Jun 30, 26	+2.21K	0.33%
IAMS WEALTH MANAGEMENT, LLC	7.83K	Jun 30, 26	+225	0.23%
RFG Advisory, LLC	3.38K	Jun 30, 26	-267	0.10%
BFI Infinity Ltd.	2.97K	Jun 30, 26	--	0.09%
Spire Wealth Management	192	Jun 30, 26	+32	0.01%
GAMMA Investing LLC	7	Jun 30, 26	--	0.00%
ADVISOR GROUP HOLDINGS, INC.	735.73K	Mar 31, 26	+297	21.48%
LPL Financial LLC	260.26K	Mar 31, 26	+20.15K	7.60%
MORGAN STANLEY	243.58K	Mar 31, 26	-28.33K	7.11%
ENVESTNET ASSET MANAGEMENT INC	218.79K	Mar 31, 26	+3.10K	6.39%
Cetera Investment Advisers	124.33K	Mar 31, 26	+4.90K	3.63%
Rathbones Group PLC	96.22K	Mar 31, 26	-9.09K	2.81%
RAYMOND JAMES FINANCIAL INC	87.98K	Mar 31, 26	+46.19K	2.57%
ASSETMARK, INC	86.15K	Mar 31, 26	-748	2.51%
Holistic Financial Partners	69.25K	Mar 31, 26	+1.78K	2.02%
Cambridge Investment Research Advisors, Inc.	58.94K	Mar 31, 26	+6.06K	1.72%
Gateway Wealth Partners, LLC	37.75K	Mar 31, 26	+18.79K	1.10%
BENJAMIN EDWARDS INC	37.64K	Mar 31, 26	+2.69K	1.10%
STIFEL FINANCIAL CORP	37.14K	Mar 31, 26	+14.56K	1.08%
HighTower Advisors, LLC	36.16K	Mar 31, 26	+5.50K	1.06%
Transamerica Financial Advisors, Inc.	26.82K	Mar 31, 26	-3.36K	0.78%
Concorde Asset Management, LLC	26.41K	Mar 31, 26	+1.09K	0.77%
IFP Advisors, Inc	24.94K	Mar 31, 26	+1.05K	0.73%
Janney Montgomery Scott LLC	22.11K	Mar 31, 26	+2.79K	0.65%
Bank of New York Mellon Corp	20.17K	Mar 31, 26	-987	0.59%
CITADEL ADVISORS LLC	18.49K	Mar 31, 26	+10.47K	0.54%
AE Wealth Management LLC	17.44K	Mar 31, 26	-2.09K	0.51%
Atria Investments, Inc	16.14K	Mar 31, 26	-1.43K	0.47%
Brinker Capital Investments, LLC	15.54K	Mar 31, 26	-701	0.45%
US BANCORP \DE\	15.49K	Mar 31, 26	-1.29K	0.45%
Snowden Capital Advisors LLC	14.22K	Mar 31, 26	-95	0.42%
PARK AVENUE SECURITIES LLC	13.45K	Mar 31, 26	+411	0.39%
OneAscent Financial Services LLC	12.72K	Mar 31, 26	-964	0.37%
American Institute for Advanced Investment Management, LLP	11.81K	Mar 31, 26	--	0.34%
NewEdge Wealth, LLC	10.99K	Mar 31, 26	+4	0.32%
Kestra Advisory Services, LLC	10.53K	Mar 31, 26	-1.34K	0.31%
JANE STREET GROUP, LLC	9.91K	Mar 31, 26	+9.91K	0.29%
COTTONWOOD CAPITAL ADVISORS, LLC	8.30K	Mar 31, 26	-96	0.24%
Sanctuary Advisors, LLC	7.51K	Mar 31, 26	+160	0.22%
Triad Wealth Partners, LLC	7.17K	Mar 31, 26	-133	0.21%
D.A. DAVIDSON & CO.	6.87K	Mar 31, 26	-154	0.20%
COMMONWEALTH EQUITY SERVICES, LLC	5.89K	Mar 31, 26	+1.98K	0.17%
SUSQUEHANNA INTERNATIONAL GROUP, LLP	5.08K	Mar 31, 26	+5.08K	0.15%
HARBOUR INVESTMENTS, INC.	5.06K	Mar 31, 26	+603	0.15%
Private Advisor Group, LLC	4.74K	Mar 31, 26	+4.74K	0.14%
LaSalle St. Investment Advisors, LLC	4.25K	Mar 31, 26	-27	0.12%
Pine Valley Investments Ltd Liability Co	4.09K	Mar 31, 26	+120	0.12%
BlueChip Wealth Advisors LLC	4.08K	Mar 31, 26	+358	0.12%
Pinnacle Family Advisors, LLC	3.74K	Mar 31, 26	-108	0.11%
MML INVESTORS SERVICES, LLC	3.66K	Mar 31, 26	-69	0.11%
Envestnet Portfolio Solutions, Inc.	3.62K	Mar 31, 26	+242	0.11%
FSB PREMIER WEALTH MANAGEMENT, INC.	3.44K	Mar 31, 26	-413	0.10%
MGO ONE SEVEN LLC	3.24K	Mar 31, 26	+3.24K	0.09%
ABLE Financial Group, LLC	3.23K	Mar 31, 26	-308	0.09%
Mariner, LLC	3.20K	Mar 31, 26	-27	0.09%
NOVEM GROUP	2.93K	Mar 31, 26	+2.93K	0.09%
JONES FINANCIAL COMPANIES LLLP	2.89K	Mar 31, 26	+770	0.08%
Concurrent Investment Advisors, LLC	2.85K	Mar 31, 26	+2.85K	0.08%
ICAPITAL WEALTH LLC	2.80K	Mar 31, 26	+2.80K	0.08%
Ashton Thomas Private Wealth, LLC	1.52K	Mar 31, 26	+1.52K	0.04%
TSFG, LLC	1.33K	Mar 31, 26	+1	0.04%
Parallel Advisors, LLC	1.01K	Mar 31, 26	+1.01K	0.03%
Rossby Financial, LCC	952	Mar 31, 26	+260	0.03%
Synergy Investment Management, LLC	733	Mar 31, 26	+733	0.02%
REAP Financial Group, LLC	723	Mar 31, 26	+1	0.02%
Rockefeller Capital Management L.P.	500	Mar 31, 26	--	0.01%
FMR LLC	420	Mar 31, 26	+110	0.01%
CULLEN/FROST BANKERS, INC.	394	Mar 31, 26	+161	0.01%
Sound Income Strategies, LLC	370	Mar 31, 26	+167	0.01%
ROYAL BANK OF CANADA	334	Mar 31, 26	-175	0.01%
JPMORGAN CHASE & CO	307	Mar 31, 26	--	0.01%
Smartleaf Asset Management LLC	283	Mar 31, 26	-45	0.01%
CWM, LLC	165	Mar 31, 26	+165	0.00%
Western Wealth Management, LLC	157	Mar 31, 26	+157	0.00%
FIFTH THIRD BANCORP	100	Mar 31, 26	+100	0.00%
Atlantic Union Bankshares Corp	75	Mar 31, 26	--	0.00%
AMERICAN NATIONAL BANK	70	Mar 31, 26	--	0.00%
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	68	Mar 31, 26	+68	0.00%
AMERIFLEX GROUP, INC.	66	Mar 31, 26	--	0.00%
MPWM ADVISORY SOLUTIONS, LLC	28	Mar 31, 26	+28	0.00%
Coppell Advisory Solutions LLC	--	Mar 31, 26	-42.87K	--
BANK OF AMERICA CORP /DE/	--	Mar 31, 26	-856	--
Luminist Capital LLC	--	Mar 31, 26	-132	--
BAROMETER CAPITAL MANAGEMENT INC.	--	Mar 31, 26	-3.40K	--
FLOW TRADERS U.S. LLC	--	Mar 31, 26	-17.85K	--
BRYN MAWR TRUST Co	--	Mar 31, 26	-500	--
Lloyd Advisory Services, LLC.	--	Mar 31, 26	-23	--
Global Retirement Partners, LLC	4.01K	Dec 31, 25	-232	0.12%
TUCKER ASSET MANAGEMENT LLC	1.92K	Dec 31, 25	-191	0.06%
COMERICA BANK	100	Dec 31, 25	+100	0.00%
CIBC Private Wealth Group, LLC	64	Dec 31, 25	--	0.00%
Congress Wealth Management LLC / DE /	723.32K	Jun 30, 25	+4.89K	21.12%
AVANTAX ADVISORY SERVICES, INC.	27.73K	Jun 30, 25	+5.68K	0.81%
Good Life Advisors, LLC	24.36K	Jun 30, 25	-4.46K	0.71%
Moser Wealth Advisors, LLC	1.18K	Jun 30, 25	+1.18K	0.03%
Atria Wealth Solutions, Inc.	--	Jun 30, 25	-9.34K	--
Orion Portfolio Solutions, LLC	16.03K	Mar 31, 25	-238	0.47%
Sandy Spring Bank	86	Mar 31, 25	--	0.00%
SignalPoint Asset Management, LLC	12.79K	Dec 31, 24	-1.66K	0.37%
Raymond James Financial Services Advisors, Inc.	34.05K	Sep 30, 24	+2.94K	0.99%
RAYMOND JAMES & ASSOCIATES	7.01K	Sep 30, 24	-18.87K	0.20%
BENJAMIN F. EDWARDS & COMPANY, INC.	67.26K	Jun 30, 24	+16.48K	1.96%
Coppell Advisory Solutions Corp.	39.83K	Mar 31, 24	+39.83K	1.16%
Cetera Advisors LLC	15.76K	Mar 31, 24	+15.76K	0.46%
Cetera Advisor Networks LLC	12.22K	Mar 31, 24	-25	0.36%
Retirement Group, LLC	15	Mar 31, 24	--	0.00%
PROVENCE WEALTH MANAGEMENT GROUP	1.90K	Dec 31, 23	--	0.06%
OLD MISSION CAPITAL, LLC	23.11K	Dec 31, 20	+23.11K	0.67%
Advisor Group, Inc.	2.80K	Dec 31, 19	-1.33K	0.08%
LADENBURG THALMANN FINANCIAL SERVICES INC.	2.76K	Dec 31, 19	-5.21K	0.08%
RELIANCE TRUST CO OF DELAWARE	21.14K	Mar 31, 19	+4.20K	0.62%
IFC Holdings Incorporated/FL	6.04K	Dec 31, 17	-26.86K	0.18%
BB&T INVESTMENT SERVICES, INC.	106	Dec 31, 17	+106	0.00%
Commonwealth Equity Services, Inc	4.21K	Jun 30, 17	+4.21K	0.12%
WFG Advisors, LP	1.36K	Jun 30, 17	--	0.04%
MSI Financial Services Inc	315	Dec 31, 16	-59	0.01%
SOCIETE GENERALE	7.51K	Jun 30, 16	+7.51K	0.22%
Gupta Wealth Management LLC	400	Mar 31, 16	--	0.01%
F-Squared Investment Management, LLC	1.25M	Jun 30, 15	-847.07K	36.50%
MANAGED ACCOUNT ADVISORS LLC	18.27K	Jun 30, 15	+4.90K	0.53%
UBS AG	9.99K	Sep 30, 14	+6.86K	0.29%
Jane Street Holding, LLC	9.71K	Dec 31, 13	+9.71K	0.28%

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Holder

Date

Change

% Held

Farther Finance Advisors, LLC

84.74K

Jun 30, 26

+73.25K

2.47%

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

52.88K

Jun 30, 26

-1.14K

1.54%

Prospera Financial Services Inc

24.32K

Jun 30, 26

-964

0.71%

CoreCap Advisors, LLC

14.63K

Jun 30, 26

+85

0.43%

HBW Advisory Services LLC

11.41K

Jun 30, 26

+2.21K

0.33%

IAMS WEALTH MANAGEMENT, LLC

7.83K

Jun 30, 26

+225

0.23%

RFG Advisory, LLC

3.38K

Jun 30, 26

-267

0.10%

BFI Infinity Ltd.

2.97K

Jun 30, 26

0.09%

Spire Wealth Management

192

Jun 30, 26

+32

0.01%

GAMMA Investing LLC

Jun 30, 26

0.00%

ADVISOR GROUP HOLDINGS, INC.

735.73K

Mar 31, 26

+297

21.48%

LPL Financial LLC

260.26K

Mar 31, 26

+20.15K

7.60%

MORGAN STANLEY

243.58K

Mar 31, 26

-28.33K

7.11%

ENVESTNET ASSET MANAGEMENT INC

218.79K

Mar 31, 26

+3.10K

6.39%

Cetera Investment Advisers

124.33K

Mar 31, 26

+4.90K

3.63%

Rathbones Group PLC

96.22K

Mar 31, 26

-9.09K

2.81%

RAYMOND JAMES FINANCIAL INC

87.98K

Mar 31, 26

+46.19K

2.57%

ASSETMARK, INC

86.15K

Mar 31, 26

-748

2.51%

Holistic Financial Partners

69.25K

Mar 31, 26

+1.78K

2.02%

Cambridge Investment Research Advisors, Inc.

58.94K

Mar 31, 26

+6.06K

1.72%

Gateway Wealth Partners, LLC

37.75K

Mar 31, 26

+18.79K

1.10%

BENJAMIN EDWARDS INC

37.64K

Mar 31, 26

+2.69K

1.10%

STIFEL FINANCIAL CORP

37.14K

Mar 31, 26

+14.56K

1.08%

HighTower Advisors, LLC

36.16K

Mar 31, 26

+5.50K

1.06%

Transamerica Financial Advisors, Inc.

26.82K

Mar 31, 26

-3.36K

0.78%

Concorde Asset Management, LLC

26.41K

Mar 31, 26

+1.09K

0.77%

IFP Advisors, Inc

24.94K

Mar 31, 26

+1.05K

0.73%

Janney Montgomery Scott LLC

22.11K

Mar 31, 26

+2.79K

0.65%

Bank of New York Mellon Corp

20.17K

Mar 31, 26

-987

0.59%

CITADEL ADVISORS LLC

18.49K

Mar 31, 26

+10.47K

0.54%

AE Wealth Management LLC

17.44K

Mar 31, 26

-2.09K

0.51%

Atria Investments, Inc

16.14K

Mar 31, 26

-1.43K

0.47%

Brinker Capital Investments, LLC

15.54K

Mar 31, 26

-701

0.45%

US BANCORP \DE\

15.49K

Mar 31, 26

-1.29K

0.45%

Snowden Capital Advisors LLC

14.22K

Mar 31, 26

-95

0.42%

PARK AVENUE SECURITIES LLC

13.45K

Mar 31, 26

+411

0.39%

OneAscent Financial Services LLC

12.72K

Mar 31, 26

-964

0.37%

American Institute for Advanced Investment Management, LLP

11.81K

Mar 31, 26

0.34%

NewEdge Wealth, LLC

10.99K

Mar 31, 26

0.32%

Kestra Advisory Services, LLC

10.53K

Mar 31, 26

-1.34K

0.31%

JANE STREET GROUP, LLC

9.91K

Mar 31, 26

+9.91K

0.29%

COTTONWOOD CAPITAL ADVISORS, LLC

8.30K

Mar 31, 26

-96

0.24%

Sanctuary Advisors, LLC

7.51K

Mar 31, 26

+160

0.22%

Triad Wealth Partners, LLC

7.17K

Mar 31, 26

-133

0.21%

D.A. DAVIDSON & CO.

6.87K

Mar 31, 26

-154

0.20%

COMMONWEALTH EQUITY SERVICES, LLC

5.89K

Mar 31, 26

+1.98K

0.17%

SUSQUEHANNA INTERNATIONAL GROUP, LLP

5.08K

Mar 31, 26

+5.08K

0.15%

HARBOUR INVESTMENTS, INC.

5.06K

Mar 31, 26

+603

0.15%

Private Advisor Group, LLC

4.74K

Mar 31, 26

+4.74K

0.14%

LaSalle St. Investment Advisors, LLC

4.25K

Mar 31, 26

-27

0.12%

Pine Valley Investments Ltd Liability Co

4.09K

Mar 31, 26

+120

0.12%

BlueChip Wealth Advisors LLC

4.08K

Mar 31, 26

+358

0.12%

Pinnacle Family Advisors, LLC

3.74K

Mar 31, 26

-108

0.11%

MML INVESTORS SERVICES, LLC

3.66K

Mar 31, 26

-69

0.11%

Envestnet Portfolio Solutions, Inc.

3.62K

Mar 31, 26

+242

0.11%

FSB PREMIER WEALTH MANAGEMENT, INC.

3.44K

Mar 31, 26

-413

0.10%

MGO ONE SEVEN LLC

3.24K

Mar 31, 26

+3.24K

0.09%

ABLE Financial Group, LLC

3.23K

Mar 31, 26

-308

0.09%

Mariner, LLC

3.20K

Mar 31, 26

-27

0.09%

NOVEM GROUP

2.93K

Mar 31, 26

+2.93K

0.09%

JONES FINANCIAL COMPANIES LLLP

2.89K

Mar 31, 26

+770

0.08%

Concurrent Investment Advisors, LLC

2.85K

Mar 31, 26

+2.85K

0.08%

ICAPITAL WEALTH LLC

2.80K

Mar 31, 26

+2.80K

0.08%

Ashton Thomas Private Wealth, LLC

1.52K

Mar 31, 26

+1.52K

0.04%

TSFG, LLC

1.33K

Mar 31, 26

0.04%

Parallel Advisors, LLC

1.01K

Mar 31, 26

+1.01K

0.03%

Rossby Financial, LCC

952

Mar 31, 26

+260

0.03%

Synergy Investment Management, LLC

733

Mar 31, 26

+733

0.02%

REAP Financial Group, LLC

723

Mar 31, 26

0.02%

Rockefeller Capital Management L.P.

500

Mar 31, 26

0.01%

FMR LLC

420

Mar 31, 26

+110

0.01%

CULLEN/FROST BANKERS, INC.

394

Mar 31, 26

+161

0.01%

Sound Income Strategies, LLC

370

Mar 31, 26

+167

0.01%

ROYAL BANK OF CANADA

334

Mar 31, 26

-175

0.01%

JPMORGAN CHASE & CO

307

Mar 31, 26

0.01%

Smartleaf Asset Management LLC

283

Mar 31, 26

-45

0.01%

CWM, LLC

165

Mar 31, 26

+165

0.00%

Western Wealth Management, LLC

157

Mar 31, 26

+157

0.00%

FIFTH THIRD BANCORP

100

Mar 31, 26

+100

0.00%

Atlantic Union Bankshares Corp

Mar 31, 26

0.00%

AMERICAN NATIONAL BANK

Mar 31, 26

0.00%

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

Mar 31, 26

+68

0.00%

AMERIFLEX GROUP, INC.

Mar 31, 26

0.00%

MPWM ADVISORY SOLUTIONS, LLC

Mar 31, 26

+28

0.00%

Coppell Advisory Solutions LLC

Mar 31, 26

-42.87K

BANK OF AMERICA CORP /DE/

Mar 31, 26

-856

Luminist Capital LLC

Mar 31, 26

-132

BAROMETER CAPITAL MANAGEMENT INC.

Mar 31, 26

-3.40K

FLOW TRADERS U.S. LLC

Mar 31, 26

-17.85K

BRYN MAWR TRUST Co

Mar 31, 26

-500

Lloyd Advisory Services, LLC.

Mar 31, 26

-23

Global Retirement Partners, LLC

4.01K

Dec 31, 25

-232

0.12%

TUCKER ASSET MANAGEMENT LLC

1.92K

Dec 31, 25

-191

0.06%

COMERICA BANK

100

Dec 31, 25

+100

0.00%

CIBC Private Wealth Group, LLC

Dec 31, 25

0.00%

Congress Wealth Management LLC / DE /

723.32K

Jun 30, 25

+4.89K

21.12%

AVANTAX ADVISORY SERVICES, INC.

27.73K

Jun 30, 25

+5.68K

0.81%

Good Life Advisors, LLC

24.36K

Jun 30, 25

-4.46K

0.71%

Moser Wealth Advisors, LLC

1.18K

Jun 30, 25

+1.18K

0.03%

Atria Wealth Solutions, Inc.

Jun 30, 25

-9.34K

Orion Portfolio Solutions, LLC

16.03K

Mar 31, 25

-238

0.47%

Sandy Spring Bank

Mar 31, 25

0.00%

SignalPoint Asset Management, LLC

12.79K

Dec 31, 24

-1.66K

0.37%

Raymond James Financial Services Advisors, Inc.

34.05K

Sep 30, 24

+2.94K

0.99%

RAYMOND JAMES & ASSOCIATES

7.01K

Sep 30, 24

-18.87K

0.20%

BENJAMIN F. EDWARDS & COMPANY, INC.

67.26K

Jun 30, 24

+16.48K

1.96%

Coppell Advisory Solutions Corp.

39.83K

Mar 31, 24

+39.83K

1.16%

Cetera Advisors LLC

15.76K

Mar 31, 24

+15.76K

0.46%

Cetera Advisor Networks LLC

12.22K

Mar 31, 24

-25

0.36%

Retirement Group, LLC

Mar 31, 24

0.00%

PROVENCE WEALTH MANAGEMENT GROUP

1.90K

Dec 31, 23

0.06%

OLD MISSION CAPITAL, LLC

23.11K

Dec 31, 20

+23.11K

0.67%

Advisor Group, Inc.

2.80K

Dec 31, 19

-1.33K

0.08%

LADENBURG THALMANN FINANCIAL SERVICES INC.

2.76K

Dec 31, 19

-5.21K

0.08%

RELIANCE TRUST CO OF DELAWARE

21.14K

Mar 31, 19

+4.20K

0.62%

IFC Holdings Incorporated/FL

6.04K

Dec 31, 17

-26.86K

0.18%

BB&T INVESTMENT SERVICES, INC.

106

Dec 31, 17

+106

0.00%

Commonwealth Equity Services, Inc

4.21K

Jun 30, 17

+4.21K

0.12%

WFG Advisors, LP

1.36K

Jun 30, 17

0.04%

MSI Financial Services Inc

315

Dec 31, 16

-59

0.01%

SOCIETE GENERALE

7.51K

Jun 30, 16

+7.51K

0.22%

Gupta Wealth Management LLC

400

Mar 31, 16

0.01%

F-Squared Investment Management, LLC

1.25M

Jun 30, 15

-847.07K

36.50%

MANAGED ACCOUNT ADVISORS LLC

18.27K

Jun 30, 15

+4.90K

0.53%

UBS AG

9.99K

Sep 30, 14

+6.86K

0.29%

Jane Street Holding, LLC

9.71K

Dec 31, 13

+9.71K

0.28%