| Jan 21, 26 | Maxwell Kevin Michael | CTO | Sale | -- | -- | -- | -- |
| Jan 19, 24 | DALMASO NICHOLAS | CTO | Sale | -- | -- | -- | -- |
| Mar 17, 16 | WULF ROBERT F | CTO | Purchase | $20.37 | 2.37K | $48.31K | 7.28K |
| Nov 30, 15 | ETTINGER ROBERT M | other: Affiliated Person of Adviser | Purchase | -- | -- | -- | 44.89K |
| Nov 30, 15 | ETTINGER ROBERT M | -- | Sale | -- | -- | -- | -- |
| Nov 30, 15 | CRUMRINE DONALD F | other: Affiliated Person of Adviser | Purchase | -- | -- | -- | 10.95K |
| Nov 30, 15 | CRUMRINE DONALD F | -- | Sale | -- | -- | -- | -- |
| Nov 30, 15 | STONE BRADFORD S | CFO | Purchase | -- | -- | -- | 2.50K |
| Nov 30, 15 | STONE BRADFORD S | Officer | Sale | -- | -- | -- | -- |
| Nov 30, 15 | Conwell Chad | President | Purchase | -- | -- | -- | 500 |
| Nov 30, 15 | Conwell Chad | Officer | Sale | -- | -- | -- | -- |
| Nov 30, 15 | CHADWICK ROBERT E | CEO | Purchase | -- | -- | -- | 2.45K |
| Nov 30, 15 | CHADWICK ROBERT E | CEO | Sale | -- | -- | -- | -- |
| Jul 28, 03 | Flaherty Robert T. | -- | Sale | -- | -- | -- | -- |
| Aug 6, 13 | Hogan Karen Hanovice | CTO | Purchase | $19.12 | 500 | $9.56K | 500 |
| Jun 3, 13 | STONE BRADFORD S | Officer | Purchase | $19.50 | 1.20K | $23.40K | 2.50K |
| Jun 3, 13 | STONE BRADFORD S | Officer | Purchase | $19.50 | 100 | $1.95K | 1.30K |
| Jun 3, 13 | STONE BRADFORD S | Officer | Purchase | $19.49 | 200 | $3.90K | 1.20K |
| Jun 3, 13 | Conwell Chad | Officer | Purchase | $19.44 | 500 | $9.72K | 500 |
| May 28, 13 | STONE BRADFORD S | Officer | Purchase | $20.76 | 1.00K | $20.76K | 1.00K |
| Dec 28, 12 | ETTINGER ROBERT M | President | Sale | $19.82 | 7.00K | $138.74K | 4.20K |
| Nov 30, 12 | ETTINGER ROBERT M | Officer | Sale | -- | -- | -- | -- |
| Mar 5, 12 | WULF ROBERT F | CTO | Purchase | $19.16 | 3.91K | $74.92K | 4.91K |
| Aug 9, 11 | ETTINGER ROBERT M | President | Purchase | $15.86 | 228 | $3.62K | 38.30K |
| Aug 9, 11 | ETTINGER ROBERT M | President | Purchase | $16.00 | 2.30K | $36.80K | 38.07K |
| Aug 9, 11 | ETTINGER ROBERT M | President | Purchase | $15.98 | 1.40K | $22.37K | 35.77K |
| Aug 9, 11 | ETTINGER ROBERT M | President | Purchase | $15.92 | 200 | $3.18K | 34.37K |
| Aug 9, 11 | ETTINGER ROBERT M | President | Purchase | $15.85 | 400 | $6.34K | 34.17K |
| Aug 9, 11 | ETTINGER ROBERT M | President | Purchase | $16.00 | 2.64K | $42.30K | 33.77K |
| Aug 9, 11 | ETTINGER ROBERT M | President | Purchase | $15.98 | 200 | $3.20K | 31.13K |
| Aug 9, 11 | ETTINGER ROBERT M | President | Purchase | $15.85 | 100 | $1.58K | 30.93K |
| Aug 9, 11 | ETTINGER ROBERT M | President | Purchase | $15.84 | 300 | $4.75K | 30.83K |
| Aug 9, 11 | ETTINGER ROBERT M | President | Purchase | $15.95 | 100 | $1.59K | 30.53K |
| Aug 9, 11 | ETTINGER ROBERT M | President | Purchase | $15.83 | 300 | $4.75K | 30.43K |
| Aug 9, 11 | ETTINGER ROBERT M | President | Purchase | $15.90 | 100 | $1.59K | 30.13K |
| Aug 9, 11 | ETTINGER ROBERT M | President | Purchase | $15.82 | 100 | $1.58K | 30.03K |
| Aug 9, 11 | ETTINGER ROBERT M | President | Purchase | $15.89 | 328 | $5.21K | 29.93K |
| Aug 9, 11 | ETTINGER ROBERT M | President | Purchase | $15.85 | 200 | $3.17K | 29.60K |
| Aug 9, 11 | ETTINGER ROBERT M | President | Purchase | $15.80 | 900 | $14.22K | 29.40K |
| Aug 9, 11 | ETTINGER ROBERT M | President | Purchase | $15.78 | 100 | $1.58K | 28.50K |
| Aug 9, 11 | ETTINGER ROBERT M | President | Purchase | $15.75 | 100 | $1.57K | 28.40K |
| Aug 8, 11 | ETTINGER ROBERT M | President | Purchase | $16.62 | 18.40K | $305.81K | 28.30K |
| Jan 19, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $17.26 | 1.45K | $25.03K | 1.45K |
| Feb 25, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $17.64 | 167 | $2.95K | 167 |
| Feb 25, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $17.73 | 167 | $2.96K | -- |
| Jan 19, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $17.43 | 1.45K | $25.27K | -- |
| Nov 18, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $17.53 | 1.15K | $20.16K | 1.15K |
| Jul 30, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $16.48 | 800 | $13.18K | 800 |
| Dec 6, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $17.53 | 262 | $4.59K | 555 |
| Jul 30, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $17.44 | 400 | $6.98K | 400 |
| Dec 6, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $17.48 | 200 | $3.50K | 355 |
| Mar 2, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $16.07 | 100 | $1.61K | 320 |
| Dec 6, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $17.52 | 293 | $5.13K | 293 |
| Mar 2, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $16.08 | 220 | $3.54K | 220 |
| Jul 30, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $17.45 | 200 | $3.49K | 200 |
| Jan 19, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $14.99 | 10 | $149.9 | 10 |
| Jan 19, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $15.25 | 10 | $152.5 | -- |
| Nov 18, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $17.58 | 1.15K | $20.22K | -- |
| Jul 30, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $17.46 | 200 | $3.49K | -- |
| Dec 6, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $17.49 | 355 | $6.21K | -- |
| Mar 2, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $15.77 | 320 | $5.05K | -- |
| Jan 4, 10 | Hogan Karen Hanovice | CTO | Purchase | $14.59 | 375 | $5.47K | 375 |
| Dec 31, 08 | MORGAN STANLEY | 10 percent owner | Sale | -- | -- | -- | 355 |
| Dec 31, 08 | MERRILL LYNCH & CO., INC. | 10 percent owner | Sale | -- | -- | -- | 203 |
| Jan 5, 09 | WULF ROBERT F | CTO | Purchase | $8.53 | 200 | $1.71K | 1.00K |
| Dec 30, 08 | GALE DAVID | CTO | Purchase | $7.74 | 1.00K | $7.74K | 3.00K |
| Dec 19, 07 | WULF ROBERT F | CTO | Purchase | $16.40 | 200 | $3.28K | 800 |
| Aug 1, 07 | ETTINGER ROBERT M | President | Purchase | $19.05 | 3.40K | $64.77K | 9.90K |
| Jul 31, 07 | WULF ROBERT F | CTO | Purchase | $19.44 | 100 | $1.94K | 600 |
| Dec 26, 06 | CHADWICK ROBERT E | CFO | Purchase | $21.60 | 4.20K | $90.68K | 4.20K |
| Dec 26, 06 | STONE BRADFORD S | President | Purchase | $21.60 | 4.20K | $90.68K | 4.20K |
| Jun 12, 06 | WULF ROBERT F | CTO | Sale | $19.69 | 227.635 | $4.48K | 500 |
| Jan 24, 06 | GALE DAVID | CTO | Purchase | $20.44 | 500 | $10.22K | 2.00K |
| Dec 6, 05 | CRUMRINE DONALD F | CEO | Purchase | $19.80 | 1.80K | $35.64K | 4.50K |
| Dec 6, 05 | CRUMRINE DONALD F | CEO | Purchase | $19.80 | 700 | $13.86K | 2.70K |
| Nov 21, 05 | WULF ROBERT F | CTO | Purchase | $19.86 | 100 | $1.99K | 500 |
| Sep 27, 05 | ETTINGER ROBERT M | President | Purchase | $21.53 | 700 | $15.07K | 6.50K |
| Sep 27, 05 | ETTINGER ROBERT M | President | Purchase | $21.50 | 100 | $2.15K | 5.80K |
| Sep 27, 05 | ETTINGER ROBERT M | President | Purchase | $21.49 | 400 | $8.60K | 5.70K |
| Sep 27, 05 | ETTINGER ROBERT M | President | Purchase | $21.49 | 300 | $6.45K | 5.30K |
| Jul 22, 05 | Conwell Chad | Officer | Sale | -- | -- | -- | -- |
| Jul 22, 05 | Hogan Karen Hanovice | CTO | Sale | -- | -- | -- | -- |
| Apr 21, 05 | Ryan Christopher Douglas | President | Sale | -- | -- | -- | 1.35K |
| Apr 5, 05 | CHADWICK ROBERT E | CFO | Purchase | $21.45 | 1.00K | $21.45K | 1.50K |
| Apr 4, 05 | STIMES PETER C | Officer | Purchase | $21.53 | 1.00K | $21.53K | 1.50K |
| Dec 28, 04 | GALE DAVID | CTO | Purchase | $24.49 | 500 | $12.24K | 1.50K |
| Jul 23, 04 | Lodolo Laurie C | Officer | Sale | -- | -- | -- | -- |
| Jun 8, 04 | WULF ROBERT F | CTO | Purchase | $23.65 | 200 | $4.73K | 600 |
| May 10, 04 | WULF ROBERT F | CTO | Purchase | $21.75 | 200 | $4.35K | 400 |
| Apr 20, 04 | ETTINGER ROBERT M | President | Purchase | $24.34 | 3.20K | $77.89K | 5.00K |
| Apr 14, 04 | CRUMRINE DONALD F | CEO | Purchase | $24.68 | 2.00K | $49.36K | 2.00K |
| Apr 14, 04 | ETTINGER ROBERT M | President | Purchase | $24.68 | 1.80K | $44.42K | 1.80K |
| Aug 29, 03 | GALE DAVID | CTO | Purchase | $25.00 | 1.00K | $25.00K | 1.00K |
| Aug 29, 03 | GALE DAVID | CTO | Purchase | $25.00 | 1.00K | $25.00K | 1.00K |
| Jan 13, 04 | GUST MORGAN | CTO | Purchase | $25.65 | 1.00K | $25.65K | 1.00K |
| Jan 5, 04 | CHADWICK ROBERT E | President | Purchase | $25.46 | 500 | $12.73K | 500 |
| Dec 30, 03 | STIMES PETER C | CFO | Purchase | $25.64 | 500 | $12.82K | 500 |
| Dec 17, 03 | BRODY MARTIN | CTO | Purchase | $25.55 | 2.00K | $51.10K | 2.00K |
| Dec 17, 03 | WULF ROBERT F | CTO | Purchase | $25.35 | 200 | $5.07K | 200 |
| Aug 8, 03 | FLAHERTY & GRUMRINE INC | -- | Sale | -- | -- | -- | 4.20K |
| Jul 28, 03 | WULF ROBERT F | CTO | Sale | -- | -- | -- | -- |
| Jul 28, 03 | STONE BRADFORD S | Officer | Sale | -- | -- | -- | -- |
| Aug 7, 03 | STIMES PETER C | Officer | Sale | -- | -- | -- | -- |
| Jul 28, 03 | GUST MORGAN | CTO | Sale | -- | -- | -- | -- |
| Jul 28, 03 | GALE DAVID | CTO | Sale | -- | -- | -- | -- |
| Jul 28, 03 | ETTINGER ROBERT M | Officer | Sale | -- | -- | -- | -- |
| Jul 28, 03 | DALMASO NICHOLAS | CTO | Sale | -- | -- | -- | -- |
| Jul 28, 03 | CRUMRINE DONALD F | CEO | Sale | -- | -- | -- | -- |
| Jul 28, 03 | CHADWICK ROBERT E | Officer | Sale | -- | -- | -- | -- |
| Jul 28, 03 | BRODY MARTIN | CTO | Sale | -- | -- | -- | -- |