Guggenheim Active Allocation Fund(GUG)

$15.40—

Chart

Guggenheim Active Allocation Fund(GUG)

NYSE

$15.40—

Chart Studio

GUG(GUG)

GUG

Overview Notebook Intelligence Chart History Fundmntls TTM Earnings Analysts News Financials Segments Insiders Institl.DCF Peers

Institutional Ownership

Top 64 Institutional Holders

Holder	Shares	Date	Change	% Held
J.W. COLE ADVISORS, INC.	39.19K	Jun 30, 26	+21.92K	0.12%
DAVENPORT & Co LLC	19.23K	Jun 30, 26	-264	0.06%
Noble Wealth Management PBC	2.70K	Jun 30, 26	--	0.01%
Farther Finance Advisors, LLC	357	Jun 30, 26	--	0.00%
HIGHLINE WEALTH PARTNERS LLC	187	Jun 30, 26	--	0.00%
TSFG, LLC	--	Jun 30, 26	-1.73K	--
MORGAN STANLEY	2.84M	Mar 31, 26	+56.45K	8.61%
GUGGENHEIM CAPITAL LLC	950.00K	Mar 31, 26	--	2.88%
BANK OF AMERICA CORP /DE/	914.96K	Mar 31, 26	+29.93K	2.77%
Pathstone Holdings, LLC	888.87K	Mar 31, 26	-87.06K	2.70%
COHEN & STEERS, INC.	848.15K	Mar 31, 26	+100.00K	2.57%
Advisors Asset Management, Inc.	804.35K	Mar 31, 26	-31.60K	2.44%
Baird Financial Group, Inc.	730.30K	Mar 31, 26	+22.26K	2.21%
RAYMOND JAMES FINANCIAL INC	708.95K	Mar 31, 26	+60.82K	2.15%
ROYAL BANK OF CANADA	500.01K	Mar 31, 26	+15.30K	1.52%
WELLS FARGO & COMPANY/MN	296.59K	Mar 31, 26	+20.10K	0.90%
Steward Partners Investment Advisory, LLC	150.12K	Mar 31, 26	+12.74K	0.46%
Invesco Ltd.	84.96K	Mar 31, 26	+6.60K	0.26%
Colony Group, LLC	75.70K	Mar 31, 26	-66.99K	0.23%
OPPENHEIMER & CO INC	66.96K	Mar 31, 26	-4.07K	0.20%
Golden State Equity Partners	48.58K	Mar 31, 26	+883	0.15%
STIFEL FINANCIAL CORP	48.13K	Mar 31, 26	-155	0.15%
Cetera Investment Advisers	43.69K	Mar 31, 26	+16.36K	0.13%
ENVESTNET ASSET MANAGEMENT INC	40.77K	Mar 31, 26	+9.29K	0.12%
ADVISOR GROUP HOLDINGS, INC.	39.72K	Mar 31, 26	-5.82K	0.12%
LPL Financial LLC	38.91K	Mar 31, 26	+12.34K	0.12%
Concurrent Investment Advisors, LLC	38.42K	Mar 31, 26	+1.94K	0.12%
Pensionmark Financial Group, LLC	32.53K	Mar 31, 26	+1.56K	0.10%
JOURNEY STRATEGIC WEALTH LLC	31.94K	Mar 31, 26	+4.00K	0.10%
Aviance Capital Partners, LLC	31.67K	Mar 31, 26	+47	0.10%
Rockefeller Capital Management L.P.	30.63K	Mar 31, 26	+626	0.09%
CITADEL ADVISORS LLC	30.18K	Mar 31, 26	+30.18K	0.09%
Independent Advisor Alliance	18.59K	Mar 31, 26	+18.59K	0.06%
UBS Group AG	18.54K	Mar 31, 26	-632	0.06%
Cambridge Investment Research Advisors, Inc.	15.02K	Mar 31, 26	-9	0.05%
High Net Worth Advisory Group LLC	12.55K	Mar 31, 26	+182	0.04%
Kingsview Wealth Management, LLC	12.39K	Mar 31, 26	-2.44K	0.04%
WEDBUSH SECURITIES INC	10.81K	Mar 31, 26	+57	0.03%
Annis Gardner Whiting Capital Advisors, LLC	7.50K	Mar 31, 26	--	0.02%
Geneos Wealth Management Inc.	3.00K	Mar 31, 26	--	0.01%
Larson Financial Group LLC	3.00K	Mar 31, 26	--	0.01%
HARBOUR INVESTMENTS, INC.	1.50K	Mar 31, 26	--	0.00%
JPMORGAN CHASE & CO	550	Mar 31, 26	--	0.00%
U.S. Capital Wealth Advisors, LLC	--	Mar 31, 26	-11.80K	--
JANE STREET GROUP, LLC	--	Mar 31, 26	-19.88K	--
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	--	Mar 31, 26	-500	--
Marex Group plc	--	Mar 31, 26	-27.85K	--
Kestra Advisory Services, LLC	--	Mar 31, 26	-104.03K	--
CORRADO ADVISORS, LLC	--	Mar 31, 26	-180.34K	--
Brinker Capital Investments, LLC	--	Mar 31, 26	-15.21K	--
XTX Topco Ltd	--	Mar 31, 26	-10.86K	--
SouthState Corp	--	Mar 31, 26	-8.43K	--
COMMONWEALTH EQUITY SERVICES, LLC	--	Mar 31, 26	-15.13K	--
CENTRAL TRUST Co	--	Mar 31, 26	-1	--
1607 Capital Partners, LLC	--	Mar 31, 26	-12.60K	--
MGB Wealth Management, LLC	14.15K	Dec 31, 25	-1.76K	0.04%
WETHERBY ASSET MANAGEMENT INC	11.23K	Sep 30, 25	-12.36K	0.03%
RAYMOND JAMES & ASSOCIATES	249.82K	Sep 30, 24	+81.04K	0.76%
Raymond James Financial Services Advisors, Inc.	178.88K	Sep 30, 24	+50.42K	0.54%
RAYMOND JAMES TRUST N.A.	17.83K	Sep 30, 24	--	0.05%
Relative Value Partners Group, LLC	--	Jun 30, 24	-239.44K	--
ADVISOR PARTNERS II, LLC	18.52K	Sep 30, 23	+18.52K	0.06%
Hightower 6M Holding, LLC	34.54K	Sep 30, 22	-8.63K	0.10%
B. Riley Wealth Management, Inc.	21.37K	Jun 30, 22	+21.37K	0.06%

Explore More

S&P 500 Screener

Filter and sort all 500 stocks

Market Movers

Today's biggest gainers and losers

Market Heatmap

Visual sector performance

Holder

Date

Change

% Held

J.W. COLE ADVISORS, INC.

39.19K

Jun 30, 26

+21.92K

0.12%

DAVENPORT & Co LLC

19.23K

Jun 30, 26

-264

0.06%

Noble Wealth Management PBC

2.70K

Jun 30, 26

0.01%

Farther Finance Advisors, LLC

357

Jun 30, 26

0.00%

HIGHLINE WEALTH PARTNERS LLC

187

Jun 30, 26

0.00%

TSFG, LLC

Jun 30, 26

-1.73K

MORGAN STANLEY

2.84M

Mar 31, 26

+56.45K

8.61%

GUGGENHEIM CAPITAL LLC

950.00K

Mar 31, 26

2.88%

BANK OF AMERICA CORP /DE/

914.96K

Mar 31, 26

+29.93K

2.77%

Pathstone Holdings, LLC

888.87K

Mar 31, 26

-87.06K

2.70%

COHEN & STEERS, INC.

848.15K

Mar 31, 26

+100.00K

2.57%

Advisors Asset Management, Inc.

804.35K

Mar 31, 26

-31.60K

2.44%

Baird Financial Group, Inc.

730.30K

Mar 31, 26

+22.26K

2.21%

RAYMOND JAMES FINANCIAL INC

708.95K

Mar 31, 26

+60.82K

2.15%

ROYAL BANK OF CANADA

500.01K

Mar 31, 26

+15.30K

1.52%

WELLS FARGO & COMPANY/MN

296.59K

Mar 31, 26

+20.10K

0.90%

Steward Partners Investment Advisory, LLC

150.12K

Mar 31, 26

+12.74K

0.46%

Invesco Ltd.

84.96K

Mar 31, 26

+6.60K

0.26%

Colony Group, LLC

75.70K

Mar 31, 26

-66.99K

0.23%

OPPENHEIMER & CO INC

66.96K

Mar 31, 26

-4.07K

0.20%

Golden State Equity Partners

48.58K

Mar 31, 26

+883

0.15%

STIFEL FINANCIAL CORP

48.13K

Mar 31, 26

-155

0.15%

Cetera Investment Advisers

43.69K

Mar 31, 26

+16.36K

0.13%

ENVESTNET ASSET MANAGEMENT INC

40.77K

Mar 31, 26

+9.29K

0.12%

ADVISOR GROUP HOLDINGS, INC.

39.72K

Mar 31, 26

-5.82K

0.12%

LPL Financial LLC

38.91K

Mar 31, 26

+12.34K

0.12%

Concurrent Investment Advisors, LLC

38.42K

Mar 31, 26

+1.94K

0.12%

Pensionmark Financial Group, LLC

32.53K

Mar 31, 26

+1.56K

0.10%

JOURNEY STRATEGIC WEALTH LLC

31.94K

Mar 31, 26

+4.00K

0.10%

Aviance Capital Partners, LLC

31.67K

Mar 31, 26

+47

0.10%

Rockefeller Capital Management L.P.

30.63K

Mar 31, 26

+626

0.09%

CITADEL ADVISORS LLC

30.18K

Mar 31, 26

+30.18K

0.09%

Independent Advisor Alliance

18.59K

Mar 31, 26

+18.59K

0.06%

UBS Group AG

18.54K

Mar 31, 26

-632

0.06%

Cambridge Investment Research Advisors, Inc.

15.02K

Mar 31, 26

-9

0.05%

High Net Worth Advisory Group LLC

12.55K

Mar 31, 26

+182

0.04%

Kingsview Wealth Management, LLC

12.39K

Mar 31, 26

-2.44K

0.04%

WEDBUSH SECURITIES INC

10.81K

Mar 31, 26

+57

0.03%

Annis Gardner Whiting Capital Advisors, LLC

7.50K

Mar 31, 26

0.02%

Geneos Wealth Management Inc.

3.00K

Mar 31, 26

0.01%

Larson Financial Group LLC

3.00K

Mar 31, 26

0.01%

HARBOUR INVESTMENTS, INC.

1.50K

Mar 31, 26

0.00%

JPMORGAN CHASE & CO

550

Mar 31, 26

0.00%

U.S. Capital Wealth Advisors, LLC

Mar 31, 26

-11.80K

JANE STREET GROUP, LLC

Mar 31, 26

-19.88K

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

Mar 31, 26

-500

Marex Group plc

Mar 31, 26

-27.85K

Kestra Advisory Services, LLC

Mar 31, 26

-104.03K

CORRADO ADVISORS, LLC

Mar 31, 26

-180.34K

Brinker Capital Investments, LLC

Mar 31, 26

-15.21K

XTX Topco Ltd

Mar 31, 26

-10.86K

SouthState Corp

Mar 31, 26

-8.43K

COMMONWEALTH EQUITY SERVICES, LLC

Mar 31, 26

-15.13K

CENTRAL TRUST Co

Mar 31, 26

-1

1607 Capital Partners, LLC

Mar 31, 26

-12.60K

MGB Wealth Management, LLC

14.15K

Dec 31, 25

-1.76K

0.04%

WETHERBY ASSET MANAGEMENT INC

11.23K

Sep 30, 25

-12.36K

0.03%

RAYMOND JAMES & ASSOCIATES

249.82K

Sep 30, 24

+81.04K

0.76%

Raymond James Financial Services Advisors, Inc.

178.88K

Sep 30, 24

+50.42K

0.54%

RAYMOND JAMES TRUST N.A.

17.83K

Sep 30, 24

0.05%

Relative Value Partners Group, LLC

Jun 30, 24

-239.44K

ADVISOR PARTNERS II, LLC

18.52K

Sep 30, 23

+18.52K

0.06%

Hightower 6M Holding, LLC

34.54K

Sep 30, 22

-8.63K

0.10%

B. Riley Wealth Management, Inc.

21.37K

Jun 30, 22

+21.37K

0.06%