| Sep 8, 26 | Mahoney Francis C. | -- | Sale | -- | -- | -- | -- |
| Aug 1, 26 | Park Charles | -- | Sale | -- | -- | -- | -- |
| Jun 2, 26 | JPMORGAN CHASE & CO | 10 percent owner | Purchase | -- | 7.18K | -- | 7.18K |
| Jun 2, 26 | JPMORGAN CHASE & CO | 10 percent owner | Sale | -- | 7.18K | -- | -- |
| Feb 9, 26 | JPMORGAN CHASE & CO | 10 percent owner | Purchase | -- | 5.04K | -- | 7.18K |
| Feb 23, 26 | Romaglino Christian | other: Portfolio Manager | Sale | $11.81 | 684 | $8.07K | -- |
| Feb 9, 26 | HUBBARD ROBERT GLENN | CTO | Purchase | $12.02 | 285 | $3.42K | 1.49K |
| Feb 9, 26 | HUBBARD ROBERT GLENN | CTO | Purchase | $11.41 | 587 | $6.70K | 1.20K |
| Feb 9, 26 | HUBBARD ROBERT GLENN | CTO | Purchase | $10.89 | 285 | $3.10K | 613 |
| Feb 9, 26 | KALINOSKI MICHAEL | CTO | Purchase | $12.02 | 467 | $5.61K | 7.40K |
| Feb 9, 26 | KALINOSKI MICHAEL | CTO | Purchase | $11.41 | 5.84K | $66.60K | 6.94K |
| Feb 9, 26 | KALINOSKI MICHAEL | CTO | Purchase | $10.89 | 4 | $43.578 | 1.10K |
| Feb 9, 26 | Harris Stayce D. | CTO | Purchase | $10.96 | 9 | $98.663 | 47.794 |
| Feb 9, 26 | Harris Stayce D. | CTO | Purchase | $12.02 | 10 | $120.152 | 38.794 |
| Feb 9, 26 | Harris Stayce D. | CTO | Purchase | $11.41 | 9 | $102.695 | 28.794 |
| Feb 9, 26 | Harris Stayce D. | CTO | Purchase | $10.89 | 9 | $98.051 | 19.794 |
| Feb 9, 26 | Maloney Kevin | CTO | Purchase | $12.02 | 84 | $1.01K | 84 |
| Feb 9, 26 | OCONNOR WALTER | CTO | Purchase | $11.41 | 84 | $958.49 | 84 |
| Feb 9, 26 | KESTER W CARL | CTO | Purchase | $10.96 | 85 | $931.813 | 255 |
| Feb 9, 26 | Romaglino Christian | CTO | Purchase | $11.41 | 684 | $7.80K | 684 |
| Feb 9, 26 | Soccio Phillip | other: Portfolio Manager | Purchase | -- | 104.75 | -- | 104.75 |
| Jan 30, 26 | Romaglino Christian | other: Portfolio Manager | Purchase | -- | 168.551 | -- | 168.551 |
| Jan 30, 26 | KALINOSKI MICHAEL | other: Portfolio Manager | Purchase | -- | 174.833 | -- | 174.833 |
| May 8, 25 | Minar Stephen Thomas | -- | Sale | -- | -- | -- | -- |
| Oct 29, 24 | Harris Stayce D. | CTO | Purchase | $12.09 | 10 | $120.885 | 10 |
| Dec 20, 23 | JPMORGAN CHASE & CO | 10 percent owner | Sale | -- | -- | -- | 2.14K |
| Dec 20, 23 | JPMorgan Chase Bank, N.A. | 10 percent owner | Sale | $100,259.52 | 2.14K | $214.56M | -- |
| Nov 24, 23 | JPMorgan Chase Bank, N.A. | 10 percent owner | Sale | $100,311.23 | 1.34K | $134.22M | 2.14K |
| Sep 9, 23 | Steinmetz Arthur Philip | CTO | Sale | -- | -- | -- | -- |
| Jul 1, 23 | Wasserman Aaron David | Officer | Sale | -- | -- | -- | -- |
| Mar 1, 23 | Maloney Kevin | -- | Sale | -- | -- | -- | -- |
| Mar 1, 23 | Santiago Kristi Manidis | -- | Sale | -- | -- | -- | -- |
| Mar 1, 23 | Soccio Phillip | -- | Sale | -- | -- | -- | -- |
| Sep 29, 22 | Romaglino Christian | -- | Sale | -- | -- | -- | -- |
| Sep 29, 22 | KALINOSKI MICHAEL | -- | Sale | -- | -- | -- | 1.10K |
| Jan 21, 22 | Hayes Peter | -- | Purchase | $15.37 | 20.00K | $307.37K | 20.00K |
| Jul 30, 21 | Flores Lorenzo | CTO | Sale | -- | -- | -- | -- |
| Jun 10, 21 | Holloman James Phillip | CTO | Sale | -- | -- | -- | -- |
| Jun 10, 21 | Harris Stayce D. | CTO | Sale | -- | -- | -- | -- |
| Mar 8, 21 | JPMorgan Chase Bank, N.A. | 10 percent owner | Purchase | -- | 2.64K | -- | 3.48K |
| Mar 8, 21 | CAVANAGH RICHARD | CTO | Purchase | $13.87 | 97 | $1.35K | 767 |
| Mar 8, 21 | CAVANAGH RICHARD | CTO | Purchase | $15.73 | 112 | $1.76K | 670 |
| Mar 8, 21 | CAVANAGH RICHARD | CTO | Purchase | $16.43 | 115 | $1.89K | 558 |
| Mar 8, 21 | CAVANAGH RICHARD | CTO | Purchase | $15.25 | 323 | $4.93K | 443 |
| Mar 8, 21 | HUBBARD ROBERT GLENN | CTO | Purchase | $16.43 | 266 | $4.37K | 266 |
| Mar 8, 21 | FABOZZI FRANK | CTO | Purchase | $13.87 | 9 | $124.813 | 47 |
| Mar 8, 21 | FABOZZI FRANK | CTO | Purchase | $15.73 | 9 | $141.584 | 38 |
| Mar 8, 21 | FABOZZI FRANK | CTO | Purchase | $16.43 | 19 | $312.197 | 29 |
| Mar 8, 21 | KESTER W CARL | CTO | Purchase | $13.87 | 81 | $1.12K | 170 |
| Mar 8, 21 | KESTER W CARL | CTO | Purchase | $15.25 | 89 | $1.36K | 89 |
| Mar 8, 21 | Castellano Michael J | CTO | Purchase | $13.87 | 652 | $9.04K | 2.63K |
| Mar 8, 21 | Castellano Michael J | CTO | Purchase | $15.73 | 647 | $10.18K | 1.97K |
| Mar 8, 21 | Castellano Michael J | CTO | Purchase | $15.25 | 627 | $9.56K | 1.33K |
| Jan 1, 21 | Walker Trent | Officer | Sale | -- | -- | -- | -- |
| Jan 16, 19 | GABBAY HENRY | CTO | Purchase | $15.29 | 90 | $1.38K | 100 |
| Jan 15, 19 | GABBAY HENRY | CTO | Purchase | $15.41 | 10 | $154.1 | 10 |
| Jan 1, 19 | GABBAY HENRY | CTO | Sale | -- | -- | -- | -- |
| Dec 26, 18 | Hayes Peter | -- | Sale | $14.52 | 1.50K | $21.77K | -- |
| Feb 16, 18 | Fairbairn Robert W | CTO | Sale | -- | -- | -- | -- |
| Sep 28, 17 | JPMorgan Chase Bank, N.A. | 10 percent owner | Sale | -- | -- | -- | 837 |
| Sep 28, 17 | J.P. Morgan Taxable PUTTERs/Taxable DRIVERs, Series T0017 Trust | 10 percent owner | Sale | $100,000.00 | 837 | $83.70M | -- |
| Apr 1, 16 | Egan Cynthia | CTO | Sale | -- | -- | -- | -- |
| Mar 1, 16 | Lynch Catherine A. | CTO | Sale | -- | -- | -- | -- |
| Jan 20, 16 | Hayes Peter | -- | Purchase | $16.92 | 1.50K | $25.38K | 1.50K |
| Sep 18, 15 | Diorio Jonathan | Officer | Sale | -- | -- | -- | -- |
| Dec 31, 14 | NOVICK BARBARA | CTO | Sale | -- | -- | -- | -- |
| Dec 9, 14 | GABBAY HENRY | CTO | Sale | $16.51 | 800 | $13.21K | -- |
| Jun 6, 14 | Park Charles | Officer | Sale | -- | -- | -- | -- |
| Sep 20, 13 | Castellano Michael J | CTO | Purchase | $15.09 | 700 | $10.56K | 700 |
| May 22, 12 | Crothers Robert | Officer | Sale | -- | -- | -- | -- |
| May 22, 12 | Ahn Janey | Officer | Sale | -- | -- | -- | -- |
| Apr 18, 12 | JAECKEL THEODORE R JR | -- | Sale | $17.97 | 12 | $215.64 | 0.718 |
| Mar 1, 12 | J.P. Morgan Taxable PUTTERs/Taxable DRIVERs, Series T0017 Trust | 10 percent owner | Sale | -- | -- | -- | 837 |
| Dec 16, 11 | Lord Securities Corp | -- | Sale | -- | -- | -- | 837 |
| Mar 1, 12 | JPMorgan Chase Bank, National Association | 10 percent owner | Sale | $100,000.00 | 837 | $83.70M | 837 |
| Jan 11, 12 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | -- | 651 | -- | -- |
| Jan 6, 12 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | -- | 602 | -- | 819 |
| Jan 10, 12 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | -- | 168 | -- | 651 |
| Jan 3, 12 | Powers John F | CTO | Sale | -- | -- | -- | -- |
| Dec 16, 11 | JPMorgan Chase Bank, National Association | 10 percent owner | Sale | -- | -- | -- | 837 |
| Dec 16, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $16.40 | 87 | $1.43K | 87 |
| Dec 16, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $16.39 | 87 | $1.43K | -- |
| Jul 28, 11 | AUDET PAUL | CTO | Sale | -- | -- | -- | -- |
| Jun 16, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $15.24 | 1.27K | $19.43K | 1.27K |
| Jun 16, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $15.46 | 1.27K | $19.71K | -- |
| Apr 5, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $14.56 | 800 | $11.65K | 800 |
| Apr 4, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $14.56 | 800 | $11.65K | -- |
| Feb 10, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $14.54 | 417 | $6.06K | 700 |
| Feb 10, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $14.52 | 283 | $4.11K | 283 |
| Feb 10, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $14.48 | 450 | $6.52K | 250 |
| Feb 10, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $14.49 | 200 | $2.90K | 50 |
| Feb 10, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $14.51 | 50 | $725.5 | -- |
| Apr 14, 11 | Castellano Michael J | CTO | Sale | -- | -- | -- | -- |
| Dec 2, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $16.27 | 77 | $1.25K | 4.03K |
| Dec 2, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $16.25 | 100 | $1.63K | 3.95K |
| Dec 2, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $16.24 | 149 | $2.42K | 3.85K |
| Dec 2, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $16.23 | 200 | $3.25K | 3.70K |
| Dec 2, 09 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $15.56 | 399 | $6.21K | 3.63K |
| Dec 2, 09 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $15.59 | 101 | $1.57K | 3.52K |
| Dec 2, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $16.22 | 500 | $8.11K | 3.50K |
| Dec 2, 09 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $15.60 | 500 | $7.80K | 3.02K |
| Dec 2, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $16.20 | 900 | $14.58K | 3.00K |
| Dec 2, 09 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $15.62 | 200 | $3.12K | 2.83K |
| Dec 2, 09 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $15.65 | 600 | $9.39K | 2.23K |
| Dec 2, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $16.19 | 1.40K | $22.65K | 2.10K |
| Dec 2, 09 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $15.68 | 400 | $6.27K | 1.82K |
| Sep 14, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $16.93 | 151 | $2.56K | 1.50K |
| Sep 14, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $16.92 | 100 | $1.69K | 1.35K |
| Dec 2, 09 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $15.69 | 500 | $7.84K | 1.32K |
| Sep 14, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $16.91 | 400 | $6.76K | 1.25K |
| Sep 14, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $16.90 | 500 | $8.45K | 849 |
| Dec 2, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $16.18 | 200 | $3.24K | 700 |
| Dec 2, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $16.16 | 400 | $6.46K | 500 |
| Sep 14, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $16.89 | 349 | $5.89K | 349 |
| Dec 2, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $16.15 | 100 | $1.61K | 100 |
| Sep 14, 09 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $16.86 | 1.50K | $25.29K | -- |
| Dec 2, 09 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $15.70 | 1.32K | $20.80K | -- |
| Feb 11, 11 | Perlowski John | Officer | Sale | -- | -- | -- | -- |
| Nov 12, 10 | SHAPIRO IRA P | Officer | Sale | -- | -- | -- | -- |
| Aug 3, 09 | Kyne Brendan | Officer | Sale | -- | -- | -- | -- |
| Feb 28, 09 | ROYAL BANK OF CANADA \ | 10 percent owner | Sale | -- | -- | -- | 372 |
| Jan 22, 09 | GABBAY HENRY | CTO | Purchase | $11.20 | 800 | $8.96K | 800 |
| Dec 31, 08 | MERRILL LYNCH & CO., INC. | 10 percent owner | Sale | -- | -- | -- | 567 |
| Dec 31, 08 | MERRILL LYNCH & CO., INC. | 10 percent owner | Sale | -- | -- | -- | 598 |
| Nov 1, 07 | Davis Dick | CTO | Sale | -- | -- | -- | -- |
| Jul 17, 07 | Hayes Peter | Officer | Sale | -- | -- | -- | -- |
| Oct 2, 06 | JAECKEL THEODORE R JR | -- | Sale | -- | -- | -- | -- |
| Oct 2, 06 | OCONNOR WALTER | -- | Sale | -- | -- | -- | -- |
| Mar 27, 08 | FABOZZI FRANK | CTO | Purchase | $14.70 | 10 | $147 | 10 |
| Feb 11, 08 | Harris Jerrold B | CTO | Purchase | $15.95 | 100 | $1.59K | 100 |
| Dec 20, 07 | Beckwith George Nicholas III | CTO | Purchase | $14.35 | 100 | $1.44K | 100 |
| Dec 21, 07 | CAVANAGH RICHARD | CTO | Purchase | $14.24 | 100 | $1.42K | 100 |
| Nov 1, 07 | ACKERLEY ANNE | Officer | Sale | -- | -- | -- | -- |
| Nov 1, 07 | KESTER CARL W | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Andrews Neal | Officer | Sale | -- | -- | -- | -- |
| Nov 1, 07 | HUBBARD ROBERT GLENN | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Davis Richard | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | FELDSTEIN KATHLEEN F | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Fife Jay M. | Officer | Sale | -- | -- | -- | -- |
| Nov 1, 07 | DIXON KENT | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | FLYNN JAMES T | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | KINDELAN BRIAN P | Officer | Sale | -- | -- | -- | -- |
| Nov 1, 07 | SALOMON ROBERT S JR | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | ROBARDS KAREN P | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Harris Jerrold B | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Surloff Howard | Officer | Sale | -- | -- | -- | -- |
| Nov 1, 07 | GABBAY HENRY | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | CAVANAGH RICHARD | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | FABOZZI FRANK | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Beckwith George Nicholas III | CTO | Sale | -- | -- | -- | -- |
| Oct 2, 06 | DIMELLA ROBERT A | Officer | Sale | -- | -- | -- | -- |
| May 12, 06 | Molleur Denis | Officer | Sale | -- | -- | -- | -- |
| Jan 11, 06 | LOFFREDO JOHN M | CTO | Sale | $16.43 | 9 | $147.87 | -- |
| Jul 12, 05 | JACOB KENNETH A | CTO | Sale | $17.07 | 5.80K | $99.01K | -- |
| Jul 11, 05 | DIMELLA ROBERT A | Officer | Sale | $17.15 | 1.23K | $21.16K | 600 |
| Jul 11, 05 | DIMELLA ROBERT A | Officer | Sale | $17.12 | 600 | $10.27K | -- |
| Mar 17, 05 | Porcelli Frank | Officer | Sale | -- | -- | -- | -- |
| Mar 1, 05 | LOFFREDO JOHN M | President | Sale | $16.42 | 1.45K | $23.86K | 0.53 |
| Jan 3, 05 | RYAN KEVIN A | CTO | Sale | -- | -- | -- | -- |
| Dec 10, 04 | Oster Allan J | Officer | Sale | -- | -- | -- | -- |
| Nov 15, 04 | WINTERS CHARLES | Officer | Sale | -- | -- | -- | -- |
| Nov 8, 04 | FOSINA JOHN J | Officer | Sale | -- | -- | -- | -- |
| Aug 27, 04 | GILLESPIE PHILLIP | Officer | Sale | -- | -- | -- | -- |
| Aug 20, 04 | Reid Jean Margo | CTO | Sale | -- | -- | -- | -- |
| Jul 2, 04 | Hiller Jeffrey | Officer | Sale | -- | -- | -- | -- |
| May 5, 04 | JACOB KENNETH A | CTO | Purchase | $14.25 | 284 | $4.05K | 5.80K |
| Apr 30, 04 | MURDOCK BRIAN | Officer | Sale | -- | -- | -- | -- |
| Apr 27, 04 | DIMELLA ROBERT A | Officer | Purchase | $14.33 | 1.00K | $14.33K | 1.70K |
| Feb 9, 04 | GILLESPIE PHILLIP | Officer | Sale | -- | -- | -- | -- |
| Apr 11, 04 | WORMAN GLENN C | Officer | Sale | -- | -- | -- | -- |
| Apr 20, 04 | LOFFREDO JOHN M | President | Purchase | $14.53 | 1.38K | $19.98K | 1.38K |
| Apr 14, 04 | JACOB KENNETH A | CTO | Purchase | $14.49 | 500 | $7.25K | 5.52K |
| Mar 3, 03 | JACOB KENNETH A | CTO | Purchase | $14.01 | 3.00K | $42.03K | 5.02K |
| Apr 13, 04 | DIMELLA ROBERT A | President | Purchase | $14.77 | 700 | $10.34K | 700 |
| Mar 31, 04 | HABER LAWRENCE | Officer | Sale | -- | -- | -- | -- |
| Sep 12, 03 | BURKE DONALD C | Officer | Purchase | $14.56 | 1.40K | $20.38K | 3.40K |
| Sep 12, 03 | BURKE DONALD C | Officer | Purchase | $14.55 | 2.00K | $29.10K | 2.00K |
| Apr 30, 03 | FORBES RONALD W | CTO | Sale | -- | -- | -- | -- |