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| Date | Insider | Title | Type | Price | Shares | Value | Owned After |
|---|---|---|---|---|---|---|---|
| May 8, 25 | Minar Stephen Thomas | -- | Sale | -- | -- | -- | -- |
| Nov 28, 16 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $13.51 | 1.00K | $13.51K | 1.00K |
| Nov 28, 18 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $11.79 | 300 | $3.54K | 300 |
| Nov 28, 18 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $11.81 | 300 | $3.54K | -- |
| Aug 26, 19 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $13.68 | 200 | $2.74K | -- |
| Apr 12, 19 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $12.84 | 29 | $372.363 | -- |
| Aug 26, 19 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $13.67 | 200 | $2.73K | -- |
| Aug 26, 19 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $13.65 | 100 | $1.36K | -- |
| Dec 5, 16 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.27 | 1.00K | $13.27K | -- |
| Apr 18, 19 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $12.71 | 29 | $368.59 | -- |
| Aug 26, 19 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $13.66 | 100 | $1.37K | -- |
| Aug 23, 19 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.68 | 7.57K | $103.58K | -- |
| Nov 7, 24 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $100,000.00 | 2.44K | $243.60M | -- |
| Sep 9, 23 | Steinmetz Arthur Philip | CTO | Sale | -- | -- | -- | -- |
| Jul 1, 23 | Wasserman Aaron David | Officer | Sale | -- | -- | -- | -- |
| Mar 1, 23 | KALINOSKI MICHAEL | -- | Sale | -- | -- | -- | -- |
| Mar 1, 23 | Maloney Kevin | -- | Sale | -- | -- | -- | -- |
| Mar 1, 23 | Santiago Kristi Manidis | -- | Sale | -- | -- | -- | -- |
| Mar 1, 23 | Soccio Phillip | -- | Sale | -- | -- | -- | -- |
| Sep 29, 22 | Perilli Michael | -- | Sale | -- | -- | -- | -- |
| Jul 30, 21 | Flores Lorenzo | CTO | Sale | -- | -- | -- | -- |
| Jun 10, 21 | Harris Stayce D. | CTO | Sale | -- | -- | -- | -- |
| Jun 10, 21 | Holloman James Phillip | CTO | Sale | -- | -- | -- | -- |
| Jan 1, 21 | Walker Trent | Officer | Sale | -- | -- | -- | -- |
| Jan 16, 19 | GABBAY HENRY | CTO | Purchase | $12.39 | 1.19K | $14.74K | 1.20K |
| Jan 15, 19 | GABBAY HENRY | CTO | Purchase | $12.37 | 10 | $123.7 | 10 |
| Jan 1, 19 | GABBAY HENRY | CTO | Sale | -- | -- | -- | -- |
| Oct 1, 18 | Romaglino Christian | -- | Sale | -- | -- | -- | -- |
| Feb 16, 18 | Fairbairn Robert W | CTO | Sale | -- | -- | -- | -- |
| May 26, 17 | KALINOSKI MICHAEL | -- | Sale | -- | -- | -- | -- |
| Apr 1, 16 | Egan Cynthia | CTO | Sale | -- | -- | -- | -- |
| Mar 1, 16 | Lynch Catherine A. | CTO | Sale | -- | -- | -- | -- |
| Sep 18, 15 | Diorio Jonathan | Officer | Sale | -- | -- | -- | -- |
| Dec 31, 14 | NOVICK BARBARA | CTO | Sale | -- | -- | -- | -- |
| Dec 9, 14 | GABBAY HENRY | CTO | Sale | $13.89 | 1.40K | $19.45K | -- |
| Jun 6, 14 | Park Charles | Officer | Sale | -- | -- | -- | -- |
| Apr 17, 14 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | -- | -- | -- | 2.44K |
| May 22, 12 | Crothers Robert | Officer | Sale | -- | -- | -- | -- |
| May 22, 12 | Ahn Janey | Officer | Sale | -- | -- | -- | -- |
| Mar 1, 12 | Castellano Michael J | CTO | Purchase | $15.96 | 600 | $9.58K | 600 |
| Jan 11, 12 | CAVANAGH RICHARD | CTO | Purchase | $15.12 | 100 | $1.51K | 100 |
| Jan 3, 12 | Powers John F | CTO | Sale | -- | -- | -- | -- |
| Jul 28, 11 | AUDET PAUL | CTO | Sale | -- | -- | -- | -- |
| Jul 22, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | -- | 526 | -- | -- |
| Jul 20, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | -- | 684 | -- | -- |
| May 5, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $13.57 | 200 | $2.71K | 200 |
| May 6, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.18 | 200 | $2.64K | -- |
| Apr 14, 11 | Castellano Michael J | CTO | Sale | -- | -- | -- | -- |
| Feb 11, 11 | Perlowski John | Officer | Sale | -- | -- | -- | -- |
| Nov 12, 10 | SHAPIRO IRA P | Officer | Sale | -- | -- | -- | -- |
| Jun 30, 10 | UBS AG | -- | Purchase | -- | 14 | -- | 872 |
| May 31, 10 | UBS AG | 10 percent owner | Sale | -- | -- | -- | 858 |
| Jul 31, 09 | UBS AG | 10% Owner | Sale | -- | 19 | -- | 811 |
| Dec 31, 09 | UBS AG | -- | Sale | -- | -- | -- | -- |
| Aug 3, 09 | Kyne Brendan | Officer | Sale | -- | -- | -- | -- |
| Jun 30, 09 | UBS AG | 10 percent owner | Sale | -- | -- | -- | 830 |
| Dec 31, 08 | MERRILL LYNCH & CO., INC. | 10 percent owner | Sale | -- | -- | -- | 1.82K |
| Nov 1, 07 | Davis Dick | CTO | Sale | -- | -- | -- | -- |
| Jul 17, 07 | Hayes Peter | Officer | Sale | -- | -- | -- | -- |
| Oct 2, 06 | OCONNOR WALTER | -- | Sale | -- | -- | -- | -- |
| Oct 2, 06 | JAECKEL THEODORE R JR | -- | Sale | -- | -- | -- | -- |
| Jan 7, 08 | GABBAY HENRY | CTO | Purchase | $13.36 | 1.40K | $18.70K | 1.40K |
| Nov 1, 07 | ACKERLEY ANNE | Officer | Sale | -- | -- | -- | -- |
| Nov 1, 07 | KESTER CARL W | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Andrews Neal | Officer | Sale | -- | -- | -- | -- |
| Nov 1, 07 | FELDSTEIN KATHLEEN F | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | DIXON KENT | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Davis Richard | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Fife Jay M. | Officer | Sale | -- | -- | -- | -- |
| Nov 1, 07 | HUBBARD ROBERT GLENN | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | FABOZZI FRANK | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | FLYNN JAMES T | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | KINDELAN BRIAN P | Officer | Sale | -- | -- | -- | -- |
| Nov 1, 07 | SALOMON ROBERT S JR | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | ROBARDS KAREN P | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Harris Jerrold B | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Surloff Howard | Officer | Sale | -- | -- | -- | -- |
| Nov 1, 07 | CAVANAGH RICHARD | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Beckwith George Nicholas III | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | GABBAY HENRY | CTO | Sale | -- | -- | -- | -- |
| Oct 2, 06 | DIMELLA ROBERT A | Officer | Sale | -- | -- | -- | -- |
| May 12, 06 | Molleur Denis | Officer | Sale | -- | -- | -- | -- |
| Mar 17, 05 | Porcelli Frank | Officer | Sale | -- | -- | -- | -- |
| Jan 3, 05 | RYAN KEVIN A | CTO | Sale | -- | -- | -- | -- |
| Dec 10, 04 | Oster Allan J | Officer | Sale | -- | -- | -- | -- |
| Nov 15, 04 | WINTERS CHARLES | Officer | Sale | -- | -- | -- | -- |
| Nov 8, 04 | FOSINA JOHN J | Officer | Sale | -- | -- | -- | -- |
| Aug 27, 04 | GILLESPIE PHILLIP | Officer | Sale | -- | -- | -- | -- |
| Aug 20, 04 | Reid Jean Margo | CTO | Sale | -- | -- | -- | -- |
| Jul 2, 04 | Hiller Jeffrey | Officer | Sale | -- | -- | -- | -- |
| Apr 30, 04 | MURDOCK BRIAN | Officer | Sale | -- | -- | -- | -- |
| Feb 9, 04 | GILLESPIE PHILLIP | Officer | Sale | -- | -- | -- | -- |
| Apr 19, 04 | BROWSE TIMOTHY T | Officer | Sale | -- | -- | -- | -- |
| Apr 11, 04 | WORMAN GLENN C | Officer | Sale | -- | -- | -- | -- |
| Mar 31, 04 | HABER LAWRENCE | Officer | Sale | -- | -- | -- | -- |
| Nov 19, 03 | SNEEDON ROBERT | -- | Sale | -- | -- | -- | -- |
| Nov 19, 03 | ROFFO ROBERTO | -- | Sale | -- | -- | -- | -- |
| Aug 31, 03 | FORBES RONALD W | CTO | Purchase | -- | 81 | -- | 1.23K |
| Aug 31, 03 | FORBES RONALD W | CTO | Sale | -- | -- | -- | -- |