| Sep 8, 26 | Mahoney Francis C. | -- | Sale | -- | -- | -- | -- |
| Aug 1, 26 | Park Charles | -- | Sale | -- | -- | -- | -- |
| May 8, 25 | Minar Stephen Thomas | -- | Sale | -- | -- | -- | -- |
| Sep 9, 23 | Steinmetz Arthur Philip | CTO | Sale | -- | -- | -- | -- |
| Jul 1, 23 | Wasserman Aaron David | Officer | Sale | -- | -- | -- | -- |
| Mar 1, 23 | Maloney Kevin | -- | Sale | -- | -- | -- | -- |
| Mar 1, 23 | Santiago Kristi Manidis | -- | Sale | -- | -- | -- | -- |
| Mar 1, 23 | Soccio Phillip | -- | Sale | -- | -- | -- | -- |
| Mar 1, 23 | Romaglino Christian | -- | Sale | -- | -- | -- | -- |
| Jun 16, 20 | Toronto Dominion Investments, Inc. | 10 percent owner | Sale | -- | -- | -- | 2.32K |
| Jul 30, 21 | Flores Lorenzo | CTO | Sale | -- | -- | -- | -- |
| Jun 10, 21 | Harris Stayce D. | CTO | Sale | -- | -- | -- | -- |
| Jun 10, 21 | Holloman James Phillip | CTO | Sale | -- | -- | -- | -- |
| Jan 1, 21 | Walker Trent | Officer | Sale | -- | -- | -- | -- |
| Jan 24, 19 | CITIGROUP INC | 10 percent owner | Sale | $100,000.00 | 2.32K | $231.90M | -- |
| Jan 1, 19 | GABBAY HENRY | CTO | Sale | -- | -- | -- | -- |
| Feb 16, 18 | Fairbairn Robert W | CTO | Sale | -- | -- | -- | -- |
| Feb 1, 18 | Perilli Michael | -- | Sale | -- | -- | -- | -- |
| Apr 1, 16 | Egan Cynthia | CTO | Sale | -- | -- | -- | -- |
| Mar 1, 16 | Lynch Catherine A. | CTO | Sale | -- | -- | -- | -- |
| Sep 18, 15 | Diorio Jonathan | Officer | Sale | -- | -- | -- | -- |
| Sep 14, 15 | CITIGROUP INC | 10 percent owner | Purchase | $100,000.00 | 873 | $87.30M | 2.32K |
| Sep 14, 15 | CAVANAGH RICHARD | CTO | Purchase | $14.32 | 93 | $1.33K | 193 |
| Dec 31, 14 | NOVICK BARBARA | CTO | Sale | -- | -- | -- | -- |
| Jun 6, 14 | Park Charles | Officer | Sale | -- | -- | -- | -- |
| Jun 21, 12 | CITIGROUP INC | 10 percent owner | Sale | -- | -- | -- | 1.45K |
| May 22, 12 | Crothers Robert | Officer | Sale | -- | -- | -- | -- |
| May 22, 12 | Ahn Janey | Officer | Sale | -- | -- | -- | -- |
| Jan 11, 12 | CAVANAGH RICHARD | CTO | Purchase | $14.92 | 100 | $1.49K | 100 |
| Jan 3, 12 | Powers John F | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 11 | KALINOSKI MICHAEL | -- | Sale | -- | -- | -- | -- |
| Jul 28, 11 | AUDET PAUL | CTO | Sale | -- | -- | -- | -- |
| May 31, 11 | UBS AG | -- | Sale | -- | 740 | -- | -- |
| May 18, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | -- | 838 | -- | -- |
| May 16, 11 | BANK OF AMERICA CORP /DE/ | CTO | Sale | -- | 838 | -- | -- |
| May 12, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | -- | 684 | -- | -- |
| Jan 26, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $12.89 | 1.00K | $12.89K | 1.00K |
| Jan 18, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $12.30 | 110 | $1.35K | 110 |
| Jan 18, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $12.28 | 100 | $1.23K | 10 |
| Jan 26, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $12.86 | 1.00K | $12.86K | -- |
| Jan 18, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $12.30 | 10 | $123 | -- |
| Apr 14, 11 | Castellano Michael J | CTO | Sale | -- | -- | -- | -- |
| Feb 11, 11 | Perlowski John | Officer | Sale | -- | -- | -- | -- |
| Nov 12, 10 | SHAPIRO IRA P | Officer | Sale | -- | -- | -- | -- |
| Aug 3, 09 | Kyne Brendan | Officer | Sale | -- | -- | -- | -- |
| Jan 31, 09 | UBS AG | 10 percent owner | Sale | -- | -- | -- | 698 |
| Dec 31, 08 | MERRILL LYNCH & CO., INC. | 10 percent owner | Sale | -- | -- | -- | 1.30K |
| Dec 5, 08 | F HOWARD DOWNS | -- | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Davis Dick | CTO | Sale | -- | -- | -- | -- |
| Jul 17, 07 | Hayes Peter | Officer | Sale | -- | -- | -- | -- |
| Oct 2, 06 | JAECKEL THEODORE R JR | -- | Sale | -- | -- | -- | -- |
| Oct 2, 06 | OCONNOR WALTER | -- | Sale | -- | -- | -- | -- |
| Nov 1, 07 | ACKERLEY ANNE | Officer | Sale | -- | -- | -- | -- |
| Nov 1, 07 | KESTER CARL W | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | HUBBARD ROBERT GLENN | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Davis Richard | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Andrews Neal | Officer | Sale | -- | -- | -- | -- |
| Nov 1, 07 | CAVANAGH RICHARD | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | FELDSTEIN KATHLEEN F | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Fife Jay M. | Officer | Sale | -- | -- | -- | -- |
| Nov 1, 07 | SALOMON ROBERT S JR | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | FLYNN JAMES T | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | KINDELAN BRIAN P | Officer | Sale | -- | -- | -- | -- |
| Nov 1, 07 | BURKE DONALD C | Officer | Sale | -- | -- | -- | -- |
| Nov 1, 07 | ROBARDS KAREN P | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Harris Jerrold B | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Surloff Howard | Officer | Sale | -- | -- | -- | -- |
| Nov 1, 07 | FABOZZI FRANK | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | SUDDARTH ROSCOE | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | GABBAY HENRY | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | DIXON KENT | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Beckwith George Nicholas III | CTO | Sale | -- | -- | -- | -- |
| Oct 2, 06 | DIMELLA ROBERT A | Officer | Sale | -- | -- | -- | -- |
| May 12, 06 | Molleur Denis | Officer | Sale | -- | -- | -- | -- |
| Mar 17, 05 | Porcelli Frank | Officer | Sale | -- | -- | -- | -- |
| Jan 3, 05 | GLENN TERRY K | Officer | Sale | -- | -- | -- | -- |
| Nov 22, 04 | OBRIEN JOHN F | CTO | Sale | -- | -- | -- | -- |
| Jul 2, 04 | Hiller Jeffrey | Officer | Sale | -- | -- | -- | -- |
| Apr 30, 04 | MURDOCK BRIAN | Officer | Sale | -- | -- | -- | -- |
| Feb 9, 04 | GILLESPIE PHILLIP | Officer | Sale | -- | -- | -- | -- |
| Apr 11, 04 | WORMAN GLENN C | Officer | Sale | -- | -- | -- | -- |
| Jul 7, 03 | WALSH DAVID H | CTO | Sale | -- | -- | -- | -- |