| Feb 9, 26 | JPMORGAN CHASE & CO | 10 percent owner | Sale | -- | 780 | -- | -- |
| Feb 9, 26 | KESTER W CARL | CTO | Sale | $10.96 | 100 | $1.10K | -- |
| Feb 9, 26 | Harris Stayce D. | CTO | Sale | $10.96 | 10.742 | $117.764 | -- |
| Feb 9, 26 | Soccio Phillip | other: Portfolio Manager | Sale | -- | 123.479 | -- | -- |
| Jan 30, 26 | Soccio Phillip | other: Portfolio Manager | Sale | -- | 61.74 | -- | 123.479 |
| Jan 30, 26 | Soccio Phillip | other: Portfolio Manager | Purchase | -- | 61.74 | -- | 61.74 |
| Jan 30, 26 | Soccio Phillip | other: Portfolio Manager | Sale | $10.15 | 61.74 | $626.658 | -- |
| Jan 30, 26 | Romaglino Christian | other: Portfolio Manager | Purchase | -- | 89.688 | -- | 89.688 |
| Jan 30, 26 | Romaglino Christian | other: Portfolio Manager | Sale | -- | 89.688 | -- | -- |
| Jan 30, 26 | Romaglino Christian | other: Portfolio Manager | Sale | $10.15 | 89.688 | $910.336 | -- |
| May 8, 25 | Minar Stephen Thomas | -- | Sale | -- | -- | -- | -- |
| Jan 31, 25 | Soccio Phillip | other: Portfolio Manager | Purchase | -- | 174.081 | -- | 174.081 |
| Jan 31, 25 | Soccio Phillip | other: Portfolio Manager | Purchase | -- | 67.944 | -- | 67.944 |
| Jan 31, 25 | Soccio Phillip | other: Portfolio Manager | Sale | $10.34 | 67.944 | $702.539 | -- |
| Jan 31, 25 | Soccio Phillip | other: Portfolio Manager | Sale | -- | 67.944 | -- | -- |
| Jan 31, 25 | Romaglino Christian | other: Portfolio Manager | Purchase | -- | 294.29 | -- | 294.29 |
| Jan 31, 25 | Romaglino Christian | other: Portfolio Manager | Sale | -- | 84.295 | -- | 84.295 |
| Jan 31, 25 | Romaglino Christian | other: Portfolio Manager | Sale | -- | 209.994 | -- | -- |
| Jan 31, 25 | Romaglino Christian | other: Portfolio Manager | Sale | $10.34 | 294.29 | $3.04K | -- |
| Oct 29, 24 | Harris Stayce D. | CTO | Purchase | $10.19 | 10 | $101.9 | 10 |
| Jan 31, 24 | Romaglino Christian | other: Portfolio Manager | Purchase | -- | 451.96 | -- | 451.96 |
| Jan 31, 24 | Romaglino Christian | other: Portfolio Manager | Sale | -- | 198.773 | -- | 198.773 |
| Jan 31, 24 | Romaglino Christian | other: Portfolio Manager | Sale | -- | 79.791 | -- | 159.581 |
| Jan 31, 24 | Romaglino Christian | other: Portfolio Manager | Sale | -- | 173.397 | -- | -- |
| Jan 31, 24 | Romaglino Christian | other: Portfolio Manager | Sale | $9.88 | 451.96 | $4.47K | -- |
| Jan 31, 24 | Soccio Phillip | other: Portfolio Manager | Purchase | -- | 64.313 | -- | 64.313 |
| Jan 31, 24 | Soccio Phillip | other: Portfolio Manager | Sale | -- | 64.313 | -- | 64.313 |
| Jan 31, 24 | Soccio Phillip | other: Portfolio Manager | Sale | $9.88 | 64.313 | $635.413 | -- |
| Dec 20, 23 | JPMORGAN CHASE & CO | 10 percent owner | Sale | -- | -- | -- | 780 |
| Dec 20, 23 | JPMorgan Chase Bank, N.A. | 10 percent owner | Sale | $100,256.90 | 780 | $78.20M | -- |
| Nov 24, 23 | JPMorgan Chase Bank, N.A. | 10 percent owner | Sale | $100,311.23 | 530 | $53.16M | 780 |
| Sep 9, 23 | Steinmetz Arthur Philip | CTO | Sale | -- | -- | -- | -- |
| Jul 1, 23 | Wasserman Aaron David | Officer | Sale | -- | -- | -- | -- |
| Apr 12, 21 | Soccio Phillip | -- | Purchase | -- | 885.71 | -- | 885.71 |
| Mar 1, 23 | Maloney Kevin | -- | Sale | -- | -- | -- | -- |
| Mar 1, 23 | Santiago Kristi Manidis | -- | Sale | -- | -- | -- | -- |
| Mar 1, 23 | OCONNOR WALTER | -- | Sale | -- | -- | -- | -- |
| Jan 31, 23 | Soccio Phillip | -- | Purchase | -- | 454.928 | -- | 454.928 |
| Jan 31, 23 | Soccio Phillip | -- | Sale | -- | 61.824 | -- | 123.647 |
| Jan 31, 23 | Soccio Phillip | -- | Sale | -- | 393.104 | -- | -- |
| Jan 31, 23 | Soccio Phillip | -- | Sale | $10.43 | 454.928 | $4.74K | -- |
| Jan 31, 23 | Romaglino Christian | -- | Purchase | -- | 541.972 | -- | 541.972 |
| Jan 31, 23 | Romaglino Christian | -- | Sale | -- | 191.078 | -- | 382.156 |
| Jan 31, 23 | Romaglino Christian | -- | Purchase | -- | 230.106 | -- | 230.106 |
| Jan 31, 23 | Romaglino Christian | -- | Sale | -- | 166.684 | -- | 166.684 |
| Jan 31, 23 | Romaglino Christian | -- | Sale | $10.43 | 541.972 | $5.65K | -- |
| Jan 31, 23 | Romaglino Christian | -- | Sale | -- | 184.209 | -- | -- |
| Sep 29, 22 | KALINOSKI MICHAEL | -- | Sale | -- | -- | -- | -- |
| Jan 31, 22 | Romaglino Christian | -- | Purchase | -- | 544.164 | -- | 544.164 |
| Jan 31, 22 | Romaglino Christian | -- | Purchase | -- | 535.014 | -- | 535.014 |
| Jan 31, 22 | Romaglino Christian | -- | Sale | -- | 158.231 | -- | 316.463 |
| Jan 31, 22 | Romaglino Christian | -- | Sale | -- | 174.868 | -- | 174.868 |
| Jan 31, 22 | Romaglino Christian | -- | Sale | $12.68 | 535.014 | $6.78K | -- |
| Jan 31, 22 | Romaglino Christian | -- | Sale | -- | 201.915 | -- | -- |
| Jan 31, 22 | Soccio Phillip | -- | Purchase | -- | 546.058 | -- | 546.058 |
| Jan 31, 22 | Soccio Phillip | -- | Sale | -- | 373.169 | -- | 373.169 |
| Jan 31, 22 | Soccio Phillip | -- | Purchase | -- | 176.065 | -- | 176.065 |
| Jan 31, 22 | Soccio Phillip | -- | Sale | -- | 172.889 | -- | -- |
| Jan 31, 22 | Soccio Phillip | -- | Sale | $12.68 | 546.058 | $6.92K | -- |
| Jul 30, 21 | Flores Lorenzo | CTO | Sale | -- | -- | -- | -- |
| Jun 10, 21 | Harris Stayce D. | CTO | Sale | -- | -- | -- | -- |
| Jun 10, 21 | Holloman James Phillip | CTO | Sale | -- | -- | -- | -- |
| Jan 29, 21 | JAECKEL THEODORE R JR | -- | Purchase | -- | 335.129 | -- | 335.129 |
| Jan 29, 21 | JAECKEL THEODORE R JR | -- | Purchase | -- | 335.129 | -- | -- |
| Jan 29, 21 | JAECKEL THEODORE R JR | -- | Sale | $13.38 | 335.129 | $4.48K | -- |
| Jan 29, 21 | Romaglino Christian | -- | Purchase | -- | 454.036 | -- | 454.036 |
| Jan 29, 21 | Romaglino Christian | -- | Purchase | -- | 360.386 | -- | 360.386 |
| Jan 29, 21 | Romaglino Christian | -- | Sale | -- | 167.258 | -- | 334.515 |
| Jan 29, 21 | Romaglino Christian | -- | Sale | -- | 193.128 | -- | 193.128 |
| Jan 29, 21 | Romaglino Christian | -- | Sale | $13.38 | 360.386 | $4.82K | -- |
| Jan 1, 21 | Walker Trent | Officer | Sale | -- | -- | -- | -- |
| Apr 27, 20 | Soccio Phillip | -- | Sale | $11.32 | 50 | $566 | 130 |
| Apr 27, 20 | Soccio Phillip | -- | Sale | $11.37 | 130 | $1.48K | -- |
| Jan 31, 20 | JAECKEL THEODORE R JR | -- | Sale | -- | 320.153 | -- | 320.153 |
| Jan 31, 20 | JAECKEL THEODORE R JR | -- | Purchase | -- | 320.153 | -- | 320.153 |
| Jan 31, 20 | JAECKEL THEODORE R JR | -- | Sale | $13.05 | 320.153 | $4.18K | -- |
| Jan 31, 20 | Romaglino Christian | -- | Purchase | -- | 482.759 | -- | 482.759 |
| Jan 31, 20 | Romaglino Christian | -- | Sale | -- | 184.498 | -- | 368.995 |
| Jan 31, 20 | Romaglino Christian | -- | Purchase | -- | 184.498 | -- | 184.498 |
| Jan 31, 20 | Romaglino Christian | -- | Sale | $13.05 | 184.498 | $2.41K | -- |
| Jan 31, 19 | Romaglino Christian | -- | Purchase | -- | 529.56 | -- | 529.56 |
| Jan 31, 19 | JAECKEL THEODORE R JR | -- | Sale | -- | 306.31 | -- | 612.62 |
| Jan 31, 19 | JAECKEL THEODORE R JR | -- | Purchase | -- | 306.31 | -- | 306.31 |
| Jan 31, 19 | JAECKEL THEODORE R JR | -- | Sale | $12.01 | 306.31 | $3.68K | -- |
| Jan 16, 19 | GABBAY HENRY | CTO | Purchase | $11.92 | 90 | $1.07K | 100 |
| Jan 15, 19 | GABBAY HENRY | CTO | Purchase | $11.91 | 10 | $119.1 | 10 |
| Jan 1, 19 | GABBAY HENRY | CTO | Sale | -- | -- | -- | -- |
| Feb 16, 18 | Fairbairn Robert W | CTO | Sale | -- | -- | -- | -- |
| Jan 31, 18 | JAECKEL THEODORE R JR | -- | Purchase | -- | 871.42 | -- | 871.42 |
| Sep 28, 17 | JPMorgan Chase Bank, N.A. | 10 percent owner | Sale | -- | -- | -- | 1.31K |
| Sep 28, 17 | J.P. Morgan Taxable PUTTERs/Taxable DRIVERs, Series T0010 Trust | 10 percent owner | Sale | $100,000.00 | 1.31K | $131.00M | -- |
| Sep 8, 17 | Castellano Michael J | CTO | Purchase | $14.16 | 800 | $11.33K | 800 |
| Jul 19, 17 | Soccio Phillip | -- | Purchase | $13.96 | 180 | $2.51K | 180 |
| Jul 10, 17 | Romaglino Christian | -- | Sale | -- | -- | -- | -- |
| Apr 6, 16 | Soccio Phillip | -- | Sale | -- | -- | -- | -- |
| Apr 1, 16 | Egan Cynthia | CTO | Sale | -- | -- | -- | -- |
| Mar 1, 16 | Lynch Catherine A. | CTO | Sale | -- | -- | -- | -- |
| Jan 8, 16 | Harris Jerrold B | CTO | Purchase | $13.68 | 1.00K | $13.68K | 1.00K |
| Sep 18, 15 | Diorio Jonathan | Officer | Sale | -- | -- | -- | -- |
| Jan 8, 15 | KESTER W CARL | CTO | Purchase | $13.66 | 100 | $1.37K | 100 |
| Dec 31, 14 | NOVICK BARBARA | CTO | Sale | -- | -- | -- | -- |
| Dec 9, 14 | GABBAY HENRY | CTO | Sale | $13.30 | 100 | $1.33K | -- |
| Jun 6, 14 | Park Charles | Officer | Sale | -- | -- | -- | -- |
| May 22, 12 | Crothers Robert | Officer | Sale | -- | -- | -- | -- |
| May 22, 12 | Ahn Janey | Officer | Sale | -- | -- | -- | -- |
| Dec 16, 11 | Lord Securities Corp | -- | Sale | -- | -- | -- | 1.31K |
| Feb 23, 12 | J.P. Morgan Taxable PUTTERs/Taxable DRIVERs, Series T0010 Trust | 10 percent owner | Sale | -- | -- | -- | 1.31K |
| Feb 23, 12 | JPMorgan Chase Bank, National Association | 10 percent owner | Sale | $100,000.00 | 1.31K | $131.00M | 1.31K |
| Jan 11, 12 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | -- | 1.12K | -- | -- |
| Jan 3, 12 | Powers John F | CTO | Sale | -- | -- | -- | -- |
| Jan 5, 12 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | -- | 687 | -- | 1.75K |
| Jan 6, 12 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | -- | 628 | -- | 1.12K |
| Dec 16, 11 | JPMorgan Chase Bank, National Association | 10 percent owner | Sale | -- | -- | -- | 1.31K |
| Dec 15, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $13.91 | 200 | $2.78K | 1.64K |
| Dec 15, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $13.90 | 1.44K | $19.97K | 1.44K |
| Dec 15, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.31 | 1.64K | $21.79K | -- |
| Sep 8, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $12.92 | 143 | $1.85K | 143 |
| Sep 8, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $12.84 | 143 | $1.84K | -- |
| Jul 28, 11 | AUDET PAUL | CTO | Sale | -- | -- | -- | -- |
| Jun 17, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $13.25 | 500 | $6.63K | 1.00K |
| Jun 17, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $13.24 | 500 | $6.62K | 500 |
| Jun 17, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.25 | 1.00K | $13.25K | -- |
| Jan 26, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $11.87 | 9.00K | $106.83K | 9.00K |
| Jan 26, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $11.75 | 500 | $5.88K | 8.50K |
| Jan 26, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $11.76 | 100 | $1.18K | 8.40K |
| Jan 26, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $11.77 | 6.20K | $72.97K | 2.20K |
| Jan 26, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $11.78 | 1.10K | $12.96K | 1.10K |
| Jan 26, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $11.79 | 800 | $9.43K | 300 |
| Jan 5, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $11.96 | 17 | $203.32 | 17 |
| Jan 5, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $12.33 | 17 | $209.61 | -- |
| Jan 26, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $11.80 | 300 | $3.54K | -- |
| Apr 14, 11 | Castellano Michael J | CTO | Sale | -- | -- | -- | -- |
| Sep 2, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $14.53 | 500 | $7.26K | 500 |
| Sep 2, 09 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $14.56 | 500 | $7.28K | -- |
| Feb 11, 11 | Perlowski John | Officer | Sale | -- | -- | -- | -- |
| Nov 12, 10 | SHAPIRO IRA P | Officer | Sale | -- | -- | -- | -- |
| Dec 31, 09 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | -- | -- | -- | 2.39K |
| Jan 15, 10 | GABBAY HENRY | CTO | Purchase | $12.87 | 100 | $1.29K | 100 |
| Aug 3, 09 | Kyne Brendan | Officer | Sale | -- | -- | -- | -- |
| Dec 31, 08 | MERRILL LYNCH & CO., INC. | 10 percent owner | Sale | -- | -- | -- | 799 |
| Nov 1, 07 | HUBBARD ROBERT GLENN | CTO | Sale | -- | -- | -- | -- |
| Jul 17, 07 | Hayes Peter | Officer | Sale | -- | -- | -- | -- |
| Oct 2, 06 | JAECKEL THEODORE R JR | -- | Sale | -- | -- | -- | -- |
| Oct 2, 06 | OCONNOR WALTER | -- | Sale | -- | -- | -- | -- |
| Oct 2, 06 | SNEEDEN ROBERT | -- | Sale | -- | -- | -- | -- |
| Mar 27, 08 | FABOZZI FRANK | CTO | Purchase | $11.73 | 10 | $117.3 | 10 |
| Feb 11, 08 | Harris Jerrold B | CTO | Purchase | $12.37 | 100 | $1.24K | 100 |
| Dec 20, 07 | Beckwith George Nicholas III | CTO | Purchase | $11.78 | 100 | $1.18K | 100 |
| Dec 21, 07 | CAVANAGH RICHARD | CTO | Purchase | $11.73 | 100 | $1.17K | 100 |
| Nov 1, 07 | FLYNN JAMES T | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Fife Jay M. | Officer | Sale | -- | -- | -- | -- |
| Nov 1, 07 | HUBBARD ROBERT GLENN | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Andrews Neal | Officer | Sale | -- | -- | -- | -- |
| Nov 1, 07 | KINDELAN BRIAN P | Officer | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Surloff Howard | -- | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Surloff Howard | Officer | Sale | -- | -- | -- | -- |
| Nov 1, 07 | ACKERLEY ANNE | -- | Sale | -- | -- | -- | -- |
| Nov 1, 07 | ACKERLEY ANNE | Officer | Sale | -- | -- | -- | -- |
| Nov 1, 07 | HUBBARD ROBERT GLENN | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | KESTER CARL W | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | DIXON KENT | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | CAVANAGH RICHARD | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Harris Jerrold B | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | ROBARDS KAREN P | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Beckwith George Nicholas III | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | GABBAY HENRY | CTO | Sale | -- | -- | -- | -- |
| Oct 2, 06 | DIMELLA ROBERT A | Officer | Sale | -- | -- | -- | -- |
| Oct 2, 06 | DIMELLA ROBERT A | Officer | Sale | -- | -- | -- | -- |
| May 12, 06 | Molleur Denis | Officer | Sale | -- | -- | -- | -- |
| Mar 17, 05 | Porcelli Frank | Officer | Sale | -- | -- | -- | -- |
| Jan 3, 05 | GLENN TERRY K | Officer | Sale | -- | -- | -- | -- |
| Dec 10, 04 | Oster Allan J | Officer | Sale | -- | -- | -- | -- |
| Nov 15, 04 | WINTERS CHARLES | Officer | Sale | -- | -- | -- | -- |
| Nov 8, 04 | FOSINA JOHN J | Officer | Sale | -- | -- | -- | -- |
| Oct 26, 04 | ANDRE PEROLD | CTO | Sale | -- | -- | -- | -- |
| Aug 27, 04 | GILLESPIE PHILLIP | Officer | Sale | -- | -- | -- | -- |
| Aug 12, 04 | Oster Allan J | Officer | Sale | -- | -- | -- | -- |
| Aug 12, 04 | PELLEGRINO ALICE A | Officer | Sale | -- | -- | -- | -- |
| Jul 2, 04 | Hiller Jeffrey | Officer | Sale | -- | -- | -- | -- |
| Apr 30, 04 | MURDOCK BRIAN | Officer | Sale | -- | -- | -- | -- |
| Feb 9, 04 | GILLESPIE PHILLIP | Officer | Sale | -- | -- | -- | -- |
| Apr 11, 04 | WORMAN GLENN C | Officer | Sale | -- | -- | -- | -- |
| Mar 31, 04 | HABER LAWRENCE | Officer | Sale | -- | -- | -- | -- |