| Sep 8, 26 | Mahoney Francis C. | -- | Sale | -- | -- | -- | -- |
| Aug 1, 26 | Park Charles | -- | Sale | -- | -- | -- | -- |
| May 8, 25 | Minar Stephen Thomas | -- | Sale | -- | -- | -- | -- |
| Jun 2, 15 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $13.84 | 2.27K | $31.49K | 5.58K |
| Jun 10, 15 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.47 | 100 | $1.35K | 5.47K |
| Jun 10, 15 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.48 | 1.00K | $13.48K | 4.47K |
| Jun 10, 15 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.47 | 100 | $1.35K | 4.38K |
| Jun 10, 15 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.47 | 100 | $1.35K | 4.28K |
| Jun 10, 15 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.47 | 100 | $1.35K | 4.17K |
| Jun 10, 15 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.46 | 200 | $2.69K | 3.98K |
| Jun 10, 15 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.46 | 300 | $4.04K | 3.67K |
| Jun 10, 15 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.46 | 200 | $2.69K | 3.48K |
| Jun 10, 15 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.46 | 100 | $1.35K | 3.38K |
| Jun 2, 15 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $13.83 | 1.30K | $17.98K | 3.30K |
| Jun 10, 15 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.45 | 100 | $1.34K | 3.27K |
| Jun 10, 15 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.45 | 100 | $1.34K | 3.17K |
| May 6, 15 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $14.09 | 3.00K | $42.27K | 3.00K |
| May 7, 15 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $14.00 | 300 | $4.20K | 2.70K |
| May 7, 15 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $14.00 | 555 | $7.77K | 2.15K |
| Jun 2, 15 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $13.83 | 2.00K | $27.66K | 2.00K |
| May 7, 15 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $14.00 | 791 | $11.07K | 1.35K |
| Jun 10, 15 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.45 | 2.00K | $26.90K | 1.18K |
| Jun 10, 15 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.45 | 100 | $1.34K | 1.07K |
| Jun 10, 15 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.45 | 100 | $1.34K | 975 |
| Jun 10, 15 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.45 | 100 | $1.34K | 875 |
| May 7, 15 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $14.00 | 500 | $7.00K | 854 |
| May 7, 15 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $14.00 | 117 | $1.64K | 737 |
| Jun 10, 15 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.45 | 200 | $2.69K | 675 |
| Jun 10, 15 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.45 | 100 | $1.34K | 575 |
| Jun 10, 15 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.45 | 100 | $1.34K | 475 |
| Feb 25, 15 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $15.03 | 700 | $10.52K | -- |
| Feb 25, 15 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $15.01 | 700 | $10.50K | -- |
| May 7, 15 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $14.00 | 737 | $10.32K | -- |
| Nov 7, 24 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $100,000.00 | 4.17K | $417.10M | -- |
| Sep 9, 23 | Steinmetz Arthur Philip | CTO | Sale | -- | -- | -- | -- |
| Jul 1, 23 | Wasserman Aaron David | Officer | Sale | -- | -- | -- | -- |
| Mar 1, 23 | Maloney Kevin | -- | Sale | -- | -- | -- | 36.739 |
| Mar 1, 23 | Santiago Kristi Manidis | -- | Sale | -- | -- | -- | -- |
| Mar 1, 23 | OCONNOR WALTER | -- | Sale | -- | -- | -- | 2.11K |
| Apr 11, 22 | Hayes Peter | -- | Purchase | $14.04 | 16.35K | $229.49K | 16.35K |
| Sep 29, 22 | KALINOSKI MICHAEL | -- | Sale | -- | -- | -- | 9.23K |
| May 12, 22 | Romaglino Christian | CTO | Purchase | $12.81 | 800 | $10.25K | 4.48K |
| Apr 11, 22 | Romaglino Christian | other: Portfolio Manager | Purchase | $14.04 | 1.57K | $21.98K | 3.68K |
| Apr 11, 22 | Romaglino Christian | CTO | Purchase | -- | 1.57K | -- | 3.68K |
| Apr 11, 22 | JAECKEL THEODORE R JR | other: Portfolio Manager | Purchase | $14.04 | 27.19K | $381.69K | 37.18K |
| Apr 11, 22 | JAECKEL THEODORE R JR | CTO | Purchase | -- | 27.19K | -- | 37.18K |
| Apr 11, 22 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $100,000.00 | 1.80K | $180.00M | 4.17K |
| Apr 11, 22 | Banc of America Preferred Funding Corp | CTO | Purchase | -- | 1.80K | -- | 4.17K |
| Apr 11, 22 | Banc of America Preferred Funding Corp | CTO | Purchase | -- | 1.80K | -- | 4.17K |
| Apr 11, 22 | Romaglino Christian | -- | Sale | -- | -- | -- | -- |
| Mar 29, 22 | JAECKEL THEODORE R JR | CTO | Purchase | $12.94 | 3.89K | $50.34K | 9.98K |
| Jul 30, 21 | Flores Lorenzo | CTO | Sale | -- | -- | -- | -- |
| Jun 10, 21 | Harris Stayce D. | CTO | Sale | -- | -- | -- | -- |
| Jun 10, 21 | Holloman James Phillip | CTO | Sale | -- | -- | -- | -- |
| Jan 1, 21 | Walker Trent | Officer | Sale | -- | -- | -- | -- |
| Nov 3, 20 | JAECKEL THEODORE R JR | -- | Purchase | $13.60 | 1.84K | $25.02K | 6.09K |
| Mar 24, 20 | JAECKEL THEODORE R JR | -- | Purchase | $11.92 | 2.00K | $23.84K | 4.25K |
| Mar 18, 20 | JAECKEL THEODORE R JR | -- | Purchase | $12.73 | 2.25K | $28.69K | 2.25K |
| Jan 3, 20 | Castellano Michael J | CTO | Purchase | $14.41 | 850 | $12.25K | 5.14K |
| Jan 1, 19 | GABBAY HENRY | CTO | Sale | -- | -- | -- | -- |
| Dec 31, 18 | JAECKEL THEODORE R JR | -- | Sale | $12.50 | 3.55K | $44.36K | -- |
| Dec 27, 18 | JAECKEL THEODORE R JR | -- | Sale | $12.44 | 3.00K | $37.32K | 3.55K |
| Dec 26, 18 | JAECKEL THEODORE R JR | -- | Sale | $12.40 | 3.00K | $37.20K | 6.55K |
| Dec 26, 18 | Hayes Peter | -- | Sale | $12.40 | 5.50K | $68.21K | -- |
| Dec 24, 18 | JAECKEL THEODORE R JR | -- | Sale | $12.39 | 5.00K | $61.95K | 9.55K |
| Dec 17, 18 | JAECKEL THEODORE R JR | -- | Sale | $12.58 | 3.50K | $44.03K | 14.55K |
| Dec 13, 18 | JAECKEL THEODORE R JR | -- | Sale | $12.76 | 2.79K | $35.66K | 18.05K |
| Dec 12, 18 | JAECKEL THEODORE R JR | -- | Sale | $12.80 | 3.30K | $42.24K | 20.84K |
| Nov 29, 18 | JAECKEL THEODORE R JR | -- | Sale | $12.64 | 3.30K | $41.72K | 24.14K |
| Oct 15, 18 | Castellano Michael J | CTO | Purchase | $12.33 | 1.10K | $13.56K | 4.29K |
| Feb 22, 18 | JAECKEL THEODORE R JR | -- | Purchase | $13.36 | 2.51K | $33.54K | 27.44K |
| Feb 21, 18 | JAECKEL THEODORE R JR | -- | Purchase | $13.39 | 1.00K | $13.39K | 24.93K |
| May 26, 17 | JAECKEL THEODORE R JR | -- | Sale | -- | -- | -- | 23.93K |
| Feb 16, 18 | Fairbairn Robert W | CTO | Sale | -- | -- | -- | -- |
| Jan 18, 18 | Castellano Michael J | CTO | Purchase | $14.08 | 1.00K | $14.08K | 3.19K |
| May 26, 17 | Soccio Phillip | -- | Sale | -- | -- | -- | -- |
| May 26, 17 | JAECKEL THEODORE R JR | -- | Sale | -- | -- | -- | -- |
| May 5, 17 | BROWSE TIMOTHY T | -- | Purchase | $14.45 | 1.00K | $14.45K | 5.75K |
| Jan 27, 17 | BROWSE TIMOTHY T | -- | Purchase | $14.06 | 2.00K | $28.12K | 4.71K |
| Dec 28, 16 | BROWSE TIMOTHY T | -- | Purchase | $13.78 | 1.00K | $13.78K | 2.70K |
| Dec 19, 16 | OCONNOR WALTER | -- | Purchase | $13.86 | 1.00K | $13.86K | 2.11K |
| Dec 7, 16 | OCONNOR WALTER | -- | Purchase | $13.99 | 468 | $6.55K | 1.11K |
| Dec 6, 16 | Hayes Peter | -- | Sale | $13.80 | 6.58K | $90.82K | 5.50K |
| Dec 6, 16 | BROWSE TIMOTHY T | -- | Purchase | $13.83 | 600 | $8.30K | 1.70K |
| Nov 15, 16 | BROWSE TIMOTHY T | -- | Purchase | $14.02 | 1.10K | $15.42K | 1.10K |
| Oct 28, 16 | OCONNOR WALTER | -- | Purchase | $14.86 | 340 | $5.05K | 640 |
| Jul 20, 16 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $16.25 | 224 | $3.64K | -- |
| Jul 22, 16 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $16.17 | 224 | $3.62K | -- |
| Apr 6, 16 | BROWSE TIMOTHY T | -- | Sale | -- | -- | -- | -- |
| Apr 1, 16 | Egan Cynthia | CTO | Sale | -- | -- | -- | -- |
| Mar 31, 16 | OCONNOR WALTER | -- | Sale | $15.07 | 1.87K | $28.18K | -- |
| Mar 1, 16 | Lynch Catherine A. | CTO | Sale | -- | -- | -- | -- |
| Sep 18, 15 | Diorio Jonathan | Officer | Sale | -- | -- | -- | -- |
| Sep 16, 15 | KALINOSKI MICHAEL | -- | Purchase | $13.18 | 500 | $6.59K | 1.51K |
| Jul 22, 15 | JAECKEL THEODORE R JR | -- | Purchase | $13.25 | 3.75K | $49.69K | 9.04K |
| Jul 6, 15 | KALINOSKI MICHAEL | -- | Purchase | $13.21 | 500 | $6.61K | 1.00K |
| Jul 2, 15 | KALINOSKI MICHAEL | -- | Purchase | $13.28 | 500 | $6.64K | 500 |
| Jun 29, 15 | OCONNOR WALTER | -- | Purchase | $13.28 | 1.87K | $24.83K | 1.87K |
| Jun 26, 15 | JAECKEL THEODORE R JR | -- | Purchase | $13.30 | 3.30K | $43.89K | 8.59K |
| Jun 26, 15 | Hayes Peter | -- | Purchase | $13.33 | 5.00K | $66.65K | 12.08K |
| Apr 13, 15 | JAECKEL THEODORE R JR | -- | Purchase | $15.88 | 1.99K | $31.58K | 1.99K |
| Apr 13, 15 | CAVANAGH RICHARD | CTO | Purchase | $15.88 | 99 | $1.57K | 199 |
| Apr 13, 15 | Castellano Michael J | CTO | Purchase | $15.88 | 1.49K | $23.69K | 2.19K |
| Apr 13, 15 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | -- | 644 | -- | 2.37K |
| Dec 31, 14 | NOVICK BARBARA | CTO | Sale | -- | -- | -- | -- |
| Jun 6, 14 | Park Charles | Officer | Sale | -- | -- | -- | -- |
| Apr 17, 14 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | -- | -- | -- | 1.73K |
| Jun 13, 13 | CAVANAGH RICHARD | CTO | Purchase | $14.36 | 100 | $1.44K | 100 |
| May 22, 12 | Crothers Robert | Officer | Sale | -- | -- | -- | -- |
| May 22, 12 | Ahn Janey | Officer | Sale | -- | -- | -- | -- |
| Jan 3, 12 | Powers John F | CTO | Sale | -- | -- | -- | -- |
| Nov 16, 11 | Castellano Michael J | CTO | Purchase | $14.79 | 700 | $10.35K | 700 |
| Nov 1, 11 | KALINOSKI MICHAEL | -- | Sale | -- | -- | -- | -- |
| Jul 28, 11 | AUDET PAUL | CTO | Sale | -- | -- | -- | -- |
| Jul 21, 11 | Brigade Leveraged Capital Structures Fund Ltd. | 10 percent owner | Sale | $25,000.00 | 342 | $8.55M | -- |
| Jul 22, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | -- | 655 | -- | -- |
| Jul 18, 11 | Brigade Leveraged Capital Structures Fund Ltd. | 10 percent owner | Sale | $25,000.00 | 87 | $2.17M | 868 |
| Jul 19, 11 | Brigade Leveraged Capital Structures Fund Ltd. | 10 percent owner | Sale | $25,000.00 | 138 | $3.45M | 730 |
| Jul 20, 11 | Brigade Leveraged Capital Structures Fund Ltd. | 10 percent owner | Sale | $25,000.00 | 388 | $9.70M | 342 |
| Jul 20, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | -- | 1.16K | -- | -- |
| Feb 25, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $13.21 | 1.21K | $15.92K | 1.30K |
| Feb 25, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $13.20 | 100 | $1.32K | 100 |
| Jan 7, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $13.50 | 50 | $675 | 50 |
| Jan 7, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.42 | 50 | $671 | -- |
| Feb 25, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $13.14 | 1.30K | $17.15K | -- |
| Apr 14, 11 | Castellano Michael J | CTO | Sale | -- | -- | -- | -- |
| Aug 31, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $15.57 | 2.20K | $34.25K | 2.20K |
| Aug 31, 09 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $15.51 | 1.70K | $26.37K | 500 |
| Aug 31, 09 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $15.52 | 400 | $6.21K | 100 |
| Aug 31, 09 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $15.53 | 100 | $1.55K | -- |
| Feb 23, 10 | Brigade Leveraged Capital Structures Fund Ltd. | 10 percent owner | Purchase | $21,750.00 | 87 | $1.89M | 955 |
| Feb 11, 11 | Perlowski John | Officer | Sale | -- | -- | -- | -- |
| Feb 23, 10 | Brigade Leveraged Capital Structures Fund Ltd. | 10 percent owner | Purchase | $87.00 | 87 | $7.57K | -- |
| Feb 23, 10 | Brigade Leveraged Capital Structures Fund Ltd. | 10 percent owner | Sale | -- | -- | -- | 868 |
| Nov 12, 10 | SHAPIRO IRA P | Officer | Sale | -- | -- | -- | -- |
| Aug 3, 09 | Kyne Brendan | Officer | Sale | -- | -- | -- | -- |
| Dec 31, 08 | MERRILL LYNCH & CO., INC. | 10 percent owner | Sale | -- | -- | -- | 1.21K |
| Dec 5, 08 | F HOWARD DOWNS | -- | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Davis Dick | CTO | Sale | -- | -- | -- | -- |
| Jul 17, 07 | Hayes Peter | Officer | Sale | -- | -- | -- | -- |
| Aug 27, 02 | JAECKEL THEODORE R JR | -- | Sale | -- | -- | -- | -- |
| Mar 1, 08 | STUEBE FRED | -- | Sale | -- | -- | -- | -- |
| Nov 1, 07 | ACKERLEY ANNE | Officer | Sale | -- | -- | -- | -- |
| Nov 1, 07 | ACKERLEY ANNE | Officer | Sale | -- | -- | -- | -- |
| Nov 1, 07 | KESTER CARL W | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Andrews Neal | Officer | Sale | -- | -- | -- | -- |
| Nov 1, 07 | FELDSTEIN KATHLEEN F | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Fife Jay M. | Officer | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Davis Richard | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | DIXON KENT | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | FABOZZI FRANK | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | HUBBARD ROBERT GLENN | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | FLYNN JAMES T | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | KINDELAN BRIAN P | Officer | Sale | -- | -- | -- | -- |
| Nov 1, 07 | SALOMON ROBERT S JR | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | SALOMON ROBERT S JR | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | ROBARDS KAREN P | -- | Sale | -- | -- | -- | -- |
| Nov 1, 07 | ROBARDS KAREN P | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Harris Jerrold B | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Surloff Howard | Officer | Sale | -- | -- | -- | -- |
| Nov 1, 07 | CAVANAGH RICHARD | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | Beckwith George Nicholas III | CTO | Sale | -- | -- | -- | -- |
| Nov 1, 07 | GABBAY HENRY | CTO | Sale | -- | -- | -- | -- |
| Oct 2, 06 | DIMELLA ROBERT A | Officer | Sale | -- | -- | -- | -- |
| Jan 11, 06 | LOFFREDO JOHN M | Officer | Sale | $15.58 | 9 | $140.22 | -- |
| Jan 3, 05 | RYAN KEVIN A | CTO | Sale | -- | -- | -- | -- |
| Oct 29, 04 | LOFFREDO JOHN M | President | Sale | $14.97 | 1.50K | $22.38K | -- |
| Aug 20, 04 | Reid Jean Margo | CTO | Sale | -- | -- | -- | -- |
| Aug 12, 04 | OCONNOR WALTER | -- | Sale | -- | -- | -- | -- |
| Aug 12, 04 | DIMELLA ROBERT A | Officer | Sale | -- | -- | -- | -- |
| Jul 2, 04 | Hiller Jeffrey | Officer | Sale | -- | -- | -- | -- |
| Apr 30, 04 | MURDOCK BRIAN | Officer | Sale | -- | -- | -- | -- |
| Feb 9, 04 | GILLESPIE PHILLIP | Officer | Sale | -- | -- | -- | -- |
| Apr 11, 04 | WORMAN GLENN C | Officer | Sale | -- | -- | -- | -- |
| Apr 20, 04 | LOFFREDO JOHN M | President | Purchase | $13.75 | 1.46K | $20.01K | 1.46K |
| Mar 31, 04 | HABER LAWRENCE | Officer | Sale | -- | -- | -- | -- |