| Jul 1, 26 | Willard Morgan | Officer | Sale | -- | -- | -- | -- |
| Jul 1, 26 | Davenport Russel | Officer | Sale | -- | -- | -- | -- |
| Jul 1, 26 | Shin Myung | Officer | Sale | -- | -- | -- | -- |
| Jul 1, 26 | JOHNSON ERIC DAVID | Officer | Sale | -- | -- | -- | -- |
| Jul 1, 26 | Vitale Paul | Officer | Sale | -- | -- | -- | -- |
| Jan 22, 26 | Chang Stephen Koon Bong | -- | Sale | -- | -- | -- | -- |
| Jan 22, 26 | Mandinach Jason William | -- | Sale | -- | -- | -- | -- |
| Sep 18, 25 | Morris Sonya | CTO | Sale | -- | -- | -- | -- |
| Sep 18, 25 | Michel Mark D. | CTO | Sale | -- | -- | -- | -- |
| Mar 26, 25 | Bui Sonia E | Officer | Sale | -- | -- | -- | -- |
| Jan 23, 25 | Ferguson Benjamin | -- | Sale | -- | -- | -- | -- |
| Jan 23, 25 | Kraus Kristofer | -- | Sale | -- | -- | -- | -- |
| Dec 1, 24 | FLATTUM DAVID C | -- | Sale | -- | -- | -- | -- |
| Aug 15, 24 | Bekkers Timothy Albert-Michel-Alain | -- | Sale | -- | -- | -- | -- |
| Aug 15, 24 | Dinan Jaime Catherine | -- | Sale | -- | -- | -- | -- |
| Aug 15, 24 | Ellis Michele Noel | -- | Sale | -- | -- | -- | -- |
| Apr 17, 24 | UBS Group AG | 10 percent owner | Sale | -- | 1.42K | -- | -- |
| Jan 25, 24 | Yang Jing | -- | Sale | -- | -- | -- | -- |
| Jan 25, 24 | Kersman Alejandro Eduardo | other: SEE REMARKS | Sale | -- | -- | -- | 7.20K |
| Jan 25, 24 | SHARENOW GREG ELLIOT | -- | Sale | -- | -- | -- | -- |
| Jan 8, 24 | Vu Quynh-Chi Hoang | -- | Sale | -- | -- | -- | -- |
| Jan 8, 24 | Stern Jason Ross | -- | Sale | -- | -- | -- | -- |
| Jan 8, 24 | Wildermuth Paul Thomas | -- | Sale | -- | -- | -- | -- |
| Jan 8, 24 | Pacetti Laine Elizabeth | -- | Sale | -- | -- | -- | -- |
| Jan 8, 24 | Narain Shivanand | -- | Sale | -- | -- | -- | -- |
| Jan 8, 24 | McLaughlin Colleen Patrice | -- | Sale | -- | -- | -- | -- |
| Jan 8, 24 | Goodman Matthew Louis | -- | Sale | -- | -- | -- | -- |
| Jan 8, 24 | Creighton Alyssa Michele | -- | Sale | -- | -- | -- | -- |
| Jan 8, 24 | Chan Carol Kar-lon | -- | Sale | -- | -- | -- | -- |
| Dec 31, 23 | Suh Sung-Hee | -- | Sale | -- | -- | -- | -- |
| Oct 2, 23 | Bui Giang Huong | -- | Sale | -- | -- | -- | -- |
| Sep 18, 23 | BANK OF AMERICA CORP /DE/ | -- | Sale | $23,562.50 | 355 | $8.36M | -- |
| Sep 18, 23 | BANK OF AMERICA CORP /DE/ | -- | Sale | $23,562.50 | 318 | $7.49M | -- |
| Sep 18, 23 | BANK OF AMERICA CORP /DE/ | -- | Sale | $23,562.50 | 316 | $7.45M | -- |
| Sep 18, 23 | BANK OF AMERICA CORP /DE/ | -- | Sale | $23,562.50 | 453 | $10.67M | -- |
| Sep 18, 23 | BANK OF AMERICA CORP /DE/ | -- | Sale | $23,562.50 | 458 | $10.79M | -- |
| Apr 30, 23 | Cantrill Elizabeth Davis | CTO | Sale | -- | -- | -- | -- |
| Mar 23, 23 | Mason Gregory John | Officer | Sale | -- | -- | -- | -- |
| Mar 23, 23 | Golota Maria Marchenko | Officer | Sale | -- | -- | -- | -- |
| Mar 23, 23 | Duran Jason Raul | Officer | Sale | -- | -- | -- | -- |
| Jan 26, 23 | WANG QI | -- | Sale | -- | -- | -- | -- |
| Jan 26, 23 | Ananthanarayanan Vishalakshi Mangala | -- | Sale | -- | -- | -- | -- |
| Jan 26, 23 | Pier Sonali Shah | -- | Sale | -- | -- | -- | -- |
| Jan 26, 23 | Steiner Jason Robert | -- | Sale | -- | -- | -- | -- |
| Aug 25, 22 | Lee Kenneth W. | Officer | Sale | -- | -- | -- | -- |
| Aug 25, 22 | Burrill Douglas Benjamin | Officer | Sale | -- | -- | -- | -- |
| Jul 1, 22 | McCartney Kathleen Ann | CTO | Sale | -- | -- | -- | -- |
| Jun 16, 22 | Werber Keith Adam | Officer | Sale | -- | -- | -- | -- |
| Feb 8, 22 | Cantrill Elizabeth Davis | -- | Sale | -- | -- | -- | -- |
| Jan 27, 22 | Meggers Julie Ann | -- | Sale | -- | -- | -- | -- |
| Sep 30, 21 | Jelic Mark Allen | Officer | Sale | -- | -- | -- | -- |
| Jun 29, 21 | Vandecruze Grace | CTO | Sale | -- | -- | -- | -- |
| Jun 1, 21 | Zakir Nadia | -- | Sale | -- | -- | -- | -- |
| Mar 18, 21 | Duggan Elizabeth A | Officer | Sale | -- | -- | -- | -- |
| Jan 21, 21 | Brigliadori Geraldine Edith | -- | Sale | -- | -- | -- | -- |
| Jan 21, 21 | Ananthanarayanan Vishalakshi Mangala | -- | Sale | -- | -- | -- | -- |
| Sep 24, 20 | Hall Gregory Weston | -- | Sale | -- | -- | -- | -- |
| May 11, 20 | Kittredge Joseph Baker Jr | CTO | Sale | -- | -- | -- | -- |
| Mar 20, 20 | SEIDNER MARC P | -- | Sale | -- | -- | -- | -- |
| Mar 20, 20 | MOGELOF ERIC J | -- | Sale | -- | -- | -- | -- |
| Mar 20, 20 | Schneider Jerome M | -- | Sale | -- | -- | -- | -- |
| Mar 20, 20 | TOURNIER EVE ANNE CELINE | -- | Sale | -- | -- | -- | -- |
| Mar 20, 20 | Whitten Candice Stack | -- | Sale | -- | -- | -- | -- |
| Jan 9, 20 | Cogan Sarah E | CTO | Purchase | $10.78 | 1.00K | $10.78K | 1.00K |
| Jan 1, 20 | Zhang Hao Jessica | Officer | Sale | -- | -- | -- | -- |
| Jan 1, 20 | Pittluck Brian Joel | Officer | Sale | -- | -- | -- | -- |
| Jan 1, 20 | Byer Jeffrey Alan | Officer | Sale | -- | -- | -- | -- |
| May 28, 19 | TODD BRADLEY ALLEN | Officer | Sale | -- | -- | -- | -- |
| May 28, 19 | SHENOY SHWETHA P | Officer | Sale | -- | -- | -- | -- |
| May 28, 19 | EVANS BRANDON THOMAS | Officer | Sale | -- | -- | -- | -- |
| Jan 1, 19 | STAHL CATHLEEN RUTH | -- | Sale | -- | -- | -- | -- |
| Jan 1, 19 | FISHER DAVID NICHOLS III | CTO | Sale | -- | -- | -- | -- |
| Jan 1, 19 | Cogan Sarah E | CTO | Sale | -- | -- | -- | -- |
| Jan 24, 18 | AUDAIN-PRESSLEY KEISHA L | Officer | Sale | -- | -- | -- | -- |
| Jan 1, 18 | FELS JOACHIM WALTER | -- | Sale | -- | -- | -- | -- |
| Mar 23, 17 | PARIKH BIJAL Y | Officer | Sale | -- | -- | -- | -- |
| Mar 23, 17 | Melman Laura S | Officer | Sale | -- | -- | -- | -- |
| Mar 23, 17 | KIT WU KWAN | Officer | Sale | -- | -- | -- | -- |
| Mar 23, 17 | DEAN MILLER COLLEEN | Officer | Sale | -- | -- | -- | -- |
| Jan 12, 17 | WANG QI | -- | Sale | -- | -- | -- | -- |
| Jan 1, 17 | STRACKE THIBAULT CHRISTIAN | -- | Sale | -- | -- | -- | -- |
| Jan 1, 17 | HYMAN DANIEL H | -- | Sale | -- | -- | -- | -- |
| Nov 1, 16 | Roman Emmanuel | -- | Sale | -- | -- | -- | -- |
| Sep 22, 16 | MORIN CHRISTOPHER M | Officer | Sale | -- | -- | -- | -- |
| Jan 14, 16 | MATHER SCOTT A | -- | Sale | -- | -- | -- | -- |
| Jan 14, 16 | BRIDWELL JENNIFER S | -- | Sale | -- | -- | -- | -- |
| Jan 4, 16 | KORINKE KIMBERLEY G | -- | Sale | -- | -- | -- | -- |
| Jun 2, 15 | NAGLER JASON JORDAN | Officer | Sale | -- | -- | -- | -- |
| Jun 2, 15 | AVDEYCHIK VADIM | Officer | Sale | -- | -- | -- | -- |
| Jan 27, 15 | GALLAGHER BRADFORD K | CTO | Purchase | $10.23 | 5.00K | $51.15K | 5.00K |
| Jan 1, 15 | Otterbein Thomas J | -- | Sale | -- | -- | -- | -- |
| Jan 1, 15 | MARIAPPA SUDI | -- | Sale | -- | -- | -- | -- |
| Nov 28, 14 | UBS Group AG | 10 percent owner | Sale | -- | -- | -- | 1.42K |
| Oct 31, 14 | Brigade Leveraged Capital Structures Fund Ltd. | 10 percent owner | Sale | $22,500.00 | 1.62K | $36.43M | -- |
| Sep 26, 14 | MITTAL MOHIT | -- | Sale | -- | -- | -- | -- |
| Sep 26, 14 | MURATA ALFRED T | -- | Sale | -- | -- | -- | -- |
| Sep 26, 14 | BALLS ANDREW | -- | Sale | -- | -- | -- | -- |
| Sep 5, 14 | JOHNSON ERIC DAVID | Officer | Sale | -- | -- | -- | -- |
| Sep 5, 14 | LESHAW RYAN G | Officer | Sale | -- | -- | -- | -- |
| Sep 5, 14 | GALIPEAU WILLIAM GLEN | Officer | Sale | -- | -- | -- | -- |
| Sep 5, 14 | Ratner Joshua | Officer | Sale | -- | -- | -- | -- |
| Sep 5, 14 | DAWSON CRAIG A | CTO | Sale | -- | -- | -- | 3.00K |
| Sep 5, 14 | STRELOW PETER G | Officer | Sale | -- | -- | -- | -- |
| Sep 5, 14 | BROWN ERIK C | Officer | Sale | -- | -- | -- | -- |
| Sep 5, 14 | Walker Trent | Officer | Sale | -- | -- | -- | -- |
| Sep 5, 14 | Anctil Stacie | Officer | Sale | -- | -- | -- | -- |
| Jul 31, 14 | Murray Marti P | CTO | Sale | -- | -- | -- | -- |
| Jul 31, 14 | Murray Marti P | CTO | Sale | -- | -- | -- | -- |
| Jun 20, 14 | Barling James | -- | Sale | -- | -- | -- | -- |
| Apr 24, 14 | Bengtson-Olivieri Erin | -- | Sale | -- | -- | -- | -- |
| Apr 15, 14 | Guia Youse | -- | Sale | -- | -- | -- | -- |
| Mar 20, 14 | WORAH MIHIR P | -- | Sale | -- | -- | -- | -- |
| Mar 20, 14 | BENZ WILLIAM ROBERT II | -- | Sale | -- | -- | -- | -- |
| Mar 4, 14 | MOGELOF ERIC J | -- | Sale | -- | -- | -- | -- |
| Feb 25, 14 | UBS AG | 10 percent owner | Purchase | -- | 1 | -- | 1.42K |
| Feb 14, 14 | Jobson David | -- | Sale | -- | -- | -- | -- |
| Feb 3, 14 | UBS AG | 10 percent owner | Purchase | -- | 1 | -- | 1.42K |
| Jan 21, 14 | Jacobs Lew W IV | -- | Sale | -- | -- | -- | -- |
| Jul 31, 13 | Miller Alan Bruce | CTO | Sale | -- | -- | -- | -- |
| Jul 31, 13 | Miller Alan Bruce | CTO | Sale | -- | -- | -- | -- |
| Aug 5, 13 | JACOBSON JAMES A | CTO | Sale | -- | -- | -- | -- |
| Jul 2, 13 | Frank Udo | -- | Sale | -- | -- | -- | -- |
| Apr 16, 13 | UBS AG | 10 percent owner | Purchase | -- | 2 | -- | 1.42K |
| Jan 11, 13 | SHORT JONATHAN D | -- | Sale | -- | -- | -- | -- |
| Jan 11, 13 | SEIDNER MARC P | -- | Sale | -- | -- | -- | -- |
| Nov 19, 12 | Sluyters Julian | -- | Sale | -- | -- | -- | -- |
| Sep 12, 12 | Rappaport Alan | CTO | Sale | -- | -- | -- | -- |
| Jul 31, 12 | GOLDMAN NEAL P | CTO | Sale | -- | -- | -- | -- |
| Jul 31, 12 | GOLDMAN NEAL P | CTO | Sale | -- | -- | -- | -- |
| Aug 1, 12 | UBS AG | 10 percent owner | Purchase | -- | 1 | -- | 1.42K |
| Feb 20, 12 | Jobson David | -- | Sale | -- | -- | -- | -- |
| Feb 20, 12 | Carroll John | -- | Sale | -- | -- | -- | -- |
| Feb 20, 12 | Townsend Christopher | -- | Sale | -- | -- | -- | -- |
| Feb 2, 12 | DAWSON CRAIG A | -- | Sale | -- | -- | -- | 3.00K |
| Feb 2, 12 | RODOSKY STEPHEN A | -- | Sale | -- | -- | -- | -- |
| Dec 30, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $9.19 | 14 | $128.66 | 14 |
| Dec 30, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $9.20 | 14 | $128.8 | -- |
| Nov 11, 11 | Oliver Thomas W JR | -- | Sale | -- | -- | -- | -- |
| Sep 6, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $9.58 | 601 | $5.76K | 601 |
| Sep 6, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $9.58 | 601 | $5.76K | -- |
| Jun 22, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $10.66 | 500 | $5.33K | 500 |
| Jun 22, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $10.66 | 500 | $5.33K | -- |
| Feb 3, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $10.47 | 5.55K | $58.11K | 5.55K |
| Mar 3, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $10.63 | 2.00K | $21.26K | 2.00K |
| Jan 12, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $9.89 | 2.00K | $19.78K | 2.00K |
| Mar 8, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $10.57 | 2.00K | $21.14K | 2.00K |
| Mar 15, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $10.64 | 1.38K | $14.68K | 1.88K |
| Jan 11, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $10.01 | 1.70K | $17.02K | 1.70K |
| Jan 24, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $10.09 | 1.50K | $15.13K | 1.50K |
| Mar 3, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $10.63 | 900 | $9.57K | 1.10K |
| Jan 24, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $10.14 | 700 | $7.10K | 800 |
| Feb 3, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $10.45 | 4.85K | $50.68K | 700 |
| Jan 5, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $9.88 | 500 | $4.94K | 500 |
| Mar 15, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $10.63 | 500 | $5.32K | 500 |
| Mar 17, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $10.56 | 250 | $2.64K | 250 |
| Jan 7, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $9.88 | 200 | $1.98K | 200 |
| Jan 12, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $9.99 | 1.80K | $17.98K | 200 |
| Mar 15, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $10.60 | 1.78K | $18.87K | 100 |
| Feb 3, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $10.46 | 700 | $7.32K | -- |
| Mar 15, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $10.61 | 100 | $1.06K | -- |
| Jan 7, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $10.05 | 200 | $2.01K | -- |
| Jan 12, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $10.00 | 200 | $2.00K | -- |
| Mar 3, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $10.64 | 1.10K | $11.70K | -- |
| Mar 17, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $10.59 | 250 | $2.65K | -- |
| Jan 24, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $10.16 | 800 | $8.13K | -- |
| Jan 11, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $9.97 | 1.70K | $16.95K | -- |
| Mar 8, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $10.76 | 2.00K | $21.52K | -- |
| Jan 5, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $9.90 | 500 | $4.95K | -- |
| Dec 15, 09 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $10.19 | 1.40K | $14.27K | 7.50K |
| Dec 15, 09 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $10.20 | 3.31K | $33.74K | 6.10K |
| Apr 15, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $9.43 | 700 | $6.60K | 5.25K |
| Apr 15, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $9.42 | 218 | $2.05K | 4.55K |
| Apr 15, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $9.41 | 234 | $2.20K | 4.33K |
| Apr 15, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $9.40 | 1.40K | $13.16K | 4.10K |
| Dec 15, 09 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $10.21 | 500 | $5.11K | 2.79K |
| Apr 15, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $9.39 | 100 | $939 | 2.70K |
| Apr 15, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $9.38 | 2.60K | $24.39K | 2.60K |
| Dec 15, 09 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $10.22 | 1.09K | $11.16K | 2.29K |
| Mar 8, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $9.90 | 60 | $594 | 1.60K |
| Mar 8, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $9.80 | 1.54K | $15.12K | 1.54K |
| Dec 15, 09 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $10.23 | 200 | $2.05K | 1.20K |
| Dec 15, 09 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $10.24 | 1.00K | $10.24K | 1.00K |
| Mar 9, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $9.88 | 507 | $5.01K | 507 |
| Mar 5, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $9.78 | 255 | $2.49K | 255 |
| Mar 10, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $9.87 | 100 | $987 | 100 |
| Mar 8, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $9.87 | 1.54K | $15.23K | 60 |
| Dec 7, 09 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $9.83 | 3 | $29.49 | 3 |
| Feb 8, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $9.88 | 2 | $19.76 | 2 |
| Apr 15, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $9.41 | 5.25K | $49.42K | -- |
| Dec 7, 09 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $10.01 | 3 | $30.03 | -- |
| Mar 10, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $9.84 | 100 | $984 | -- |
| Feb 8, 09 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $9.65 | 2 | $19.3 | -- |
| Mar 8, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $9.77 | 60 | $586.2 | -- |
| Dec 15, 09 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $10.07 | 7.50K | $75.53K | -- |
| Mar 5, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $9.88 | 255 | $2.52K | -- |
| Mar 9, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $9.81 | 507 | $4.97K | -- |
| Sep 27, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $10.06 | 3.29K | $33.05K | 3.29K |
| Jul 21, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $9.80 | 1.00K | $9.80K | 1.00K |
| Sep 14, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $10.04 | 950 | $9.54K | 950 |
| Sep 27, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $10.04 | 2.79K | $27.96K | 500 |