Principal U.S. Small-Cap ETF(PSC)

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Principal U.S. Small-Cap ETF(PSC)

NASDAQ

$68.83—

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PSC(PSC)

PSC

Overview Notebook Intelligence Chart History Fundmntls TTM Earnings Analysts News Financials Segments Insiders Institl.DCF Peers

Institutional Ownership

Top 99 Institutional Holders

Holder	Shares	Date	Change	% Held
PRINCIPAL FINANCIAL GROUP INC	12.55M	Mar 31, 26	+814.74K	71.54%
ENVESTNET ASSET MANAGEMENT INC	2.73M	Mar 31, 26	+447.19K	15.59%
PRINCIPAL SECURITIES, INC.	2.54M	Mar 31, 26	+216.90K	14.46%
AMERIPRISE FINANCIAL INC	2.21M	Mar 31, 26	+406.12K	12.61%
MORGAN STANLEY	1.69M	Mar 31, 26	+439.39K	9.64%
RAYMOND JAMES FINANCIAL INC	1.40M	Mar 31, 26	+460.55K	7.99%
WELLS FARGO & COMPANY/MN	1.35M	Mar 31, 26	+320.30K	7.70%
LPL Financial LLC	1.08M	Mar 31, 26	+265.92K	6.14%
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	433.87K	Mar 31, 26	-362.14K	2.47%
ROYAL BANK OF CANADA	406.74K	Mar 31, 26	+24.47K	2.32%
TRUIST FINANCIAL CORP	338.54K	Mar 31, 26	+5.50K	1.93%
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	252.84K	Mar 31, 26	+15.83K	1.44%
Veracity Capital LLC	238.50K	Mar 31, 26	-26.02K	1.36%
Hudson Capital Management LLC	196.71K	Mar 31, 26	+13.82K	1.12%
COMMONWEALTH EQUITY SERVICES, LLC	194.19K	Mar 31, 26	+157.08K	1.11%
STIFEL FINANCIAL CORP	179.38K	Mar 31, 26	+10.28K	1.02%
PSI Advisors, LLC	150.56K	Mar 31, 26	+15.71K	0.86%
WILEY BROS.-AINTREE CAPITAL, LLC	143.33K	Mar 31, 26	-56.53K	0.82%
RFG - Bristol Wealth Advisors, LLC	139.73K	Mar 31, 26	+11.59K	0.80%
Rockefeller Capital Management L.P.	129.91K	Mar 31, 26	+12.63K	0.74%
ADVISOR GROUP HOLDINGS, INC.	122.27K	Mar 31, 26	-3.16K	0.70%
SAGESPRING WEALTH PARTNERS, LLC	102.05K	Mar 31, 26	+102.05K	0.58%
JPMORGAN CHASE & CO	99.47K	Mar 31, 26	+99.47K	0.57%
GREAT VALLEY ADVISOR GROUP, INC.	79.74K	Mar 31, 26	+6.69K	0.45%
Wealth Advisors of Tampa Bay, LLC	74.28K	Mar 31, 26	-1.29K	0.42%
Advisory Services Network, LLC	68.05K	Mar 31, 26	+60.71K	0.39%
Kestra Advisory Services, LLC	67.58K	Mar 31, 26	+55.90K	0.39%
Greenwich Wealth Management LLC	66.48K	Mar 31, 26	+23.32K	0.38%
Arete Wealth Advisors, LLC	65.09K	Mar 31, 26	+2.69K	0.37%
360 Financial, Inc.	52.87K	Mar 31, 26	-1.60K	0.30%
FLYNN ZITO CAPITAL MANAGEMENT, LLC	48.33K	Mar 31, 26	+48.33K	0.28%
CITADEL ADVISORS LLC	43.86K	Mar 31, 26	+18.85K	0.25%
Private Advisor Group, LLC	36.70K	Mar 31, 26	+4.96K	0.21%
CREATIVE FINANCIAL DESIGNS INC /ADV	35.26K	Mar 31, 26	-5.73K	0.20%
NewEdge Advisors, LLC	35.18K	Mar 31, 26	-2.09K	0.20%
Integrity Financial Corp /WA	32.84K	Mar 31, 26	+219	0.19%
GOLDMAN SACHS GROUP INC	31.78K	Mar 31, 26	+27.78K	0.18%
WealthCare Investment Partners, LLC	28.03K	Mar 31, 26	+11.04K	0.16%
Capital Investment Advisory Services, LLC	27.95K	Mar 31, 26	+4.60K	0.16%
Brookwood Investment Group LLC	24.07K	Mar 31, 26	+6.89K	0.14%
Sigma Planning Corp	22.52K	Mar 31, 26	+1.20K	0.13%
MML INVESTORS SERVICES, LLC	22.31K	Mar 31, 26	+2.67K	0.13%
Round Rock Advisors, LLC	21.49K	Mar 31, 26	+16.75K	0.12%
Cambridge Investment Research Advisors, Inc.	20.73K	Mar 31, 26	+3.23K	0.12%
Smartleaf Asset Management LLC	20.63K	Mar 31, 26	+1.86K	0.12%
Steward Partners Investment Advisory, LLC	19.98K	Mar 31, 26	-5.44K	0.11%
Venture Visionary Partners LLC	17.87K	Mar 31, 26	+5.52K	0.10%
Ameritas Investment Partners, Inc.	17.00K	Mar 31, 26	+17.00K	0.10%
Janney Montgomery Scott LLC	16.70K	Mar 31, 26	+16.70K	0.10%
Cornerstone Wealth Management, LLC	16.36K	Mar 31, 26	+220	0.09%
SHEETS SMITH WEALTH MANAGEMENT	12.82K	Mar 31, 26	+942	0.07%
Turning Point Benefit Group, Inc.	12.52K	Mar 31, 26	-19.66K	0.07%
COZAD ASSET MANAGEMENT INC	11.75K	Mar 31, 26	+5.42K	0.07%
KPP Advisory Services LLC	11.23K	Mar 31, 26	+6.06K	0.06%
Gilliland Jeter Wealth Management LLC	9.28K	Mar 31, 26	+22	0.05%
SeaCrest Wealth Management, LLC	6.95K	Mar 31, 26	-51	0.04%
Farther Finance Advisors, LLC	6.63K	Mar 31, 26	+654	0.04%
D. E. Shaw & Co., Inc.	6.40K	Mar 31, 26	+6.40K	0.04%
PRIVATE TRUST CO NA	6.05K	Mar 31, 26	-1.76K	0.03%
Redwood Financial Network Corp	5.42K	Mar 31, 26	+1.65K	0.03%
Mariner, LLC	4.68K	Mar 31, 26	-12	0.03%
Perennial Investment Advisors, LLC	4.40K	Mar 31, 26	--	0.03%
FIFTH THIRD BANCORP	3.12K	Mar 31, 26	+3.12K	0.02%
PNC FINANCIAL SERVICES GROUP, INC.	1.94K	Mar 31, 26	-436	0.01%
CWM, LLC	1.94K	Mar 31, 26	+64	0.01%
Capital Analysts, LLC	1.24K	Mar 31, 26	--	0.01%
HARBOUR INVESTMENTS, INC.	612	Mar 31, 26	+612	0.00%
US BANCORP \DE\	504	Mar 31, 26	+504	0.00%
FMR LLC	273	Mar 31, 26	+261	0.00%
ASSETMARK, INC	254	Mar 31, 26	+20	0.00%
Parallel Advisors, LLC	225	Mar 31, 26	+225	0.00%
CoreCap Advisors, LLC	213	Mar 31, 26	--	0.00%
HUNTINGTON NATIONAL BANK	164	Mar 31, 26	+164	0.00%
Pinnacle Bancorp, Inc.	124	Mar 31, 26	+7	0.00%
Larson Financial Group LLC	100	Mar 31, 26	--	0.00%
JONES FINANCIAL COMPANIES LLLP	84	Mar 31, 26	+84	0.00%
UBS Group AG	81	Mar 31, 26	+81	0.00%
VANGUARD ADVISERS INC	48	Mar 31, 26	+48	0.00%
EverSource Wealth Advisors, LLC	47	Mar 31, 26	--	0.00%
CVA Family Office, LLC	41	Mar 31, 26	+41	0.00%
AE Wealth Management LLC	13	Mar 31, 26	+13	0.00%
Western Wealth Management, LLC	12	Mar 31, 26	+12	0.00%
Investment Research & Advisory Group, Inc.	3	Mar 31, 26	+1	0.00%
JANE STREET GROUP, LLC	--	Mar 31, 26	-35.13K	--
BANK OF AMERICA CORP /DE/	--	Mar 31, 26	-164	--
THRIVENT FINANCIAL FOR LUTHERANS	--	Mar 31, 26	-63.43K	--
SUSQUEHANNA INTERNATIONAL GROUP, LLP	--	Mar 31, 26	-87.84K	--
SRS Capital Advisors, Inc.	--	Mar 31, 26	-101	--
Cape Investment Advisory, Inc.	--	Mar 31, 26	-812	--
HRT FINANCIAL LP	--	Mar 31, 26	-90.81K	--
Russell Investments Group, Ltd.	--	Mar 31, 26	-114	--
Kraft, Davis & Associates, LLC	--	Mar 31, 26	-36.01K	--
Allworth Financial LP	--	Mar 31, 26	-43	--
Global Retirement Partners, LLC	21.30K	Dec 31, 25	+21.30K	0.12%
COMERICA BANK	7.25K	Dec 31, 25	--	0.04%
First Horizon Advisors, Inc.	1.36K	Jun 30, 25	+390	0.01%
RAYMOND JAMES & ASSOCIATES	13.52K	Sep 30, 24	+878	0.08%
Advisor Group, Inc.	17.25K	Dec 31, 19	+2.03K	0.10%
EDGE ASSET MANAGEMENT, INC	8.80M	Mar 31, 17	--	50.17%

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Holder

Date

Change

% Held

PRINCIPAL FINANCIAL GROUP INC

12.55M

Mar 31, 26

+814.74K

71.54%

ENVESTNET ASSET MANAGEMENT INC

2.73M

Mar 31, 26

+447.19K

15.59%

PRINCIPAL SECURITIES, INC.

2.54M

Mar 31, 26

+216.90K

14.46%

AMERIPRISE FINANCIAL INC

2.21M

Mar 31, 26

+406.12K

12.61%

MORGAN STANLEY

1.69M

Mar 31, 26

+439.39K

9.64%

RAYMOND JAMES FINANCIAL INC

1.40M

Mar 31, 26

+460.55K

7.99%

WELLS FARGO & COMPANY/MN

1.35M

Mar 31, 26

+320.30K

7.70%

LPL Financial LLC

1.08M

Mar 31, 26

+265.92K

6.14%

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

433.87K

Mar 31, 26

-362.14K

2.47%

ROYAL BANK OF CANADA

406.74K

Mar 31, 26

+24.47K

2.32%

TRUIST FINANCIAL CORP

338.54K

Mar 31, 26

+5.50K

1.93%

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

252.84K

Mar 31, 26

+15.83K

1.44%

Veracity Capital LLC

238.50K

Mar 31, 26

-26.02K

1.36%

Hudson Capital Management LLC

196.71K

Mar 31, 26

+13.82K

1.12%

COMMONWEALTH EQUITY SERVICES, LLC

194.19K

Mar 31, 26

+157.08K

1.11%

STIFEL FINANCIAL CORP

179.38K

Mar 31, 26

+10.28K

1.02%

PSI Advisors, LLC

150.56K

Mar 31, 26

+15.71K

0.86%

WILEY BROS.-AINTREE CAPITAL, LLC

143.33K

Mar 31, 26

-56.53K

0.82%

RFG - Bristol Wealth Advisors, LLC

139.73K

Mar 31, 26

+11.59K

0.80%

Rockefeller Capital Management L.P.

129.91K

Mar 31, 26

+12.63K

0.74%

ADVISOR GROUP HOLDINGS, INC.

122.27K

Mar 31, 26

-3.16K

0.70%

SAGESPRING WEALTH PARTNERS, LLC

102.05K

Mar 31, 26

+102.05K

0.58%

JPMORGAN CHASE & CO

99.47K

Mar 31, 26

+99.47K

0.57%

GREAT VALLEY ADVISOR GROUP, INC.

79.74K

Mar 31, 26

+6.69K

0.45%

Wealth Advisors of Tampa Bay, LLC

74.28K

Mar 31, 26

-1.29K

0.42%

Advisory Services Network, LLC

68.05K

Mar 31, 26

+60.71K

0.39%

Kestra Advisory Services, LLC

67.58K

Mar 31, 26

+55.90K

0.39%

Greenwich Wealth Management LLC

66.48K

Mar 31, 26

+23.32K

0.38%

Arete Wealth Advisors, LLC

65.09K

Mar 31, 26

+2.69K

0.37%

360 Financial, Inc.

52.87K

Mar 31, 26

-1.60K

0.30%

FLYNN ZITO CAPITAL MANAGEMENT, LLC

48.33K

Mar 31, 26

+48.33K

0.28%

CITADEL ADVISORS LLC

43.86K

Mar 31, 26

+18.85K

0.25%

Private Advisor Group, LLC

36.70K

Mar 31, 26

+4.96K

0.21%

CREATIVE FINANCIAL DESIGNS INC /ADV

35.26K

Mar 31, 26

-5.73K

0.20%

NewEdge Advisors, LLC

35.18K

Mar 31, 26

-2.09K

0.20%

Integrity Financial Corp /WA

32.84K

Mar 31, 26

+219

0.19%

GOLDMAN SACHS GROUP INC

31.78K

Mar 31, 26

+27.78K

0.18%

WealthCare Investment Partners, LLC

28.03K

Mar 31, 26

+11.04K

0.16%

Capital Investment Advisory Services, LLC

27.95K

Mar 31, 26

+4.60K

0.16%

Brookwood Investment Group LLC

24.07K

Mar 31, 26

+6.89K

0.14%

Sigma Planning Corp

22.52K

Mar 31, 26

+1.20K

0.13%

MML INVESTORS SERVICES, LLC

22.31K

Mar 31, 26

+2.67K

0.13%

Round Rock Advisors, LLC

21.49K

Mar 31, 26

+16.75K

0.12%

Cambridge Investment Research Advisors, Inc.

20.73K

Mar 31, 26

+3.23K

0.12%

Smartleaf Asset Management LLC

20.63K

Mar 31, 26

+1.86K

0.12%

Steward Partners Investment Advisory, LLC

19.98K

Mar 31, 26

-5.44K

0.11%

Venture Visionary Partners LLC

17.87K

Mar 31, 26

+5.52K

0.10%

Ameritas Investment Partners, Inc.

17.00K

Mar 31, 26

+17.00K

0.10%

Janney Montgomery Scott LLC

16.70K

Mar 31, 26

+16.70K

0.10%

Cornerstone Wealth Management, LLC

16.36K

Mar 31, 26

+220

0.09%

SHEETS SMITH WEALTH MANAGEMENT

12.82K

Mar 31, 26

+942

0.07%

Turning Point Benefit Group, Inc.

12.52K

Mar 31, 26

-19.66K

0.07%

COZAD ASSET MANAGEMENT INC

11.75K

Mar 31, 26

+5.42K

0.07%

KPP Advisory Services LLC

11.23K

Mar 31, 26

+6.06K

0.06%

Gilliland Jeter Wealth Management LLC

9.28K

Mar 31, 26

+22

0.05%

SeaCrest Wealth Management, LLC

6.95K

Mar 31, 26

-51

0.04%

Farther Finance Advisors, LLC

6.63K

Mar 31, 26

+654

0.04%

D. E. Shaw & Co., Inc.

6.40K

Mar 31, 26

+6.40K

0.04%

PRIVATE TRUST CO NA

6.05K

Mar 31, 26

-1.76K

0.03%

Redwood Financial Network Corp

5.42K

Mar 31, 26

+1.65K

0.03%

Mariner, LLC

4.68K

Mar 31, 26

-12

0.03%

Perennial Investment Advisors, LLC

4.40K

Mar 31, 26

0.03%

FIFTH THIRD BANCORP

3.12K

Mar 31, 26

+3.12K

0.02%

PNC FINANCIAL SERVICES GROUP, INC.

1.94K

Mar 31, 26

-436

0.01%

CWM, LLC

1.94K

Mar 31, 26

+64

0.01%

Capital Analysts, LLC

1.24K

Mar 31, 26

0.01%

HARBOUR INVESTMENTS, INC.

612

Mar 31, 26

+612

0.00%

US BANCORP \DE\

504

Mar 31, 26

+504

0.00%

FMR LLC

273

Mar 31, 26

+261

0.00%

ASSETMARK, INC

254

Mar 31, 26

+20

0.00%

Parallel Advisors, LLC

225

Mar 31, 26

+225

0.00%

CoreCap Advisors, LLC

213

Mar 31, 26

0.00%

HUNTINGTON NATIONAL BANK

164

Mar 31, 26

+164

0.00%

Pinnacle Bancorp, Inc.

124

Mar 31, 26

0.00%

Larson Financial Group LLC

100

Mar 31, 26

0.00%

JONES FINANCIAL COMPANIES LLLP

Mar 31, 26

+84

0.00%

UBS Group AG

Mar 31, 26

+81

0.00%

VANGUARD ADVISERS INC

Mar 31, 26

+48

0.00%

EverSource Wealth Advisors, LLC

Mar 31, 26

0.00%

CVA Family Office, LLC

Mar 31, 26

+41

0.00%

AE Wealth Management LLC

Mar 31, 26

+13

0.00%

Western Wealth Management, LLC

Mar 31, 26

+12

0.00%

Investment Research & Advisory Group, Inc.

Mar 31, 26

0.00%

JANE STREET GROUP, LLC

Mar 31, 26

-35.13K

BANK OF AMERICA CORP /DE/

Mar 31, 26

-164

THRIVENT FINANCIAL FOR LUTHERANS

Mar 31, 26

-63.43K

SUSQUEHANNA INTERNATIONAL GROUP, LLP

Mar 31, 26

-87.84K

SRS Capital Advisors, Inc.

Mar 31, 26

-101

Cape Investment Advisory, Inc.

Mar 31, 26

-812

HRT FINANCIAL LP

Mar 31, 26

-90.81K

Russell Investments Group, Ltd.

Mar 31, 26

-114

Kraft, Davis & Associates, LLC

Mar 31, 26

-36.01K

Allworth Financial LP

Mar 31, 26

-43

Global Retirement Partners, LLC

21.30K

Dec 31, 25

+21.30K

0.12%

COMERICA BANK

7.25K

Dec 31, 25

0.04%

First Horizon Advisors, Inc.

1.36K

Jun 30, 25

+390

0.01%

RAYMOND JAMES & ASSOCIATES

13.52K

Sep 30, 24

+878

0.08%

Advisor Group, Inc.

17.25K

Dec 31, 19

+2.03K

0.10%

EDGE ASSET MANAGEMENT, INC

8.80M

Mar 31, 17

50.17%