| Aug 1, 25 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | -- | 810 | -- | -- |
| Aug 1, 25 | JPMorgan Chase Bank, N.A. | 10 percent owner | Sale | -- | 271 | -- | -- |
| Mar 26, 25 | Bui Sonia E | Officer | Sale | -- | -- | -- | -- |
| Jan 23, 25 | Ferguson Benjamin | -- | Sale | -- | -- | -- | -- |
| Jan 23, 25 | Kraus Kristofer | -- | Sale | -- | -- | -- | -- |
| Dec 31, 24 | FLATTUM DAVID C | CTO | Sale | -- | -- | -- | -- |
| Aug 15, 24 | Bekkers Timothy Albert-Michel-Alain | -- | Sale | -- | -- | -- | -- |
| Aug 15, 24 | Dinan Jaime Catherine | -- | Sale | -- | -- | -- | -- |
| Aug 15, 24 | Ellis Michele Noel | -- | Sale | -- | -- | -- | -- |
| Jun 27, 24 | JPMorgan Chase Bank, N.A. | 10 percent owner | Purchase | -- | 271 | -- | 271 |
| Jun 27, 24 | JPMorgan Chase Bank, N.A. | 10 percent owner | Sale | -- | 271 | -- | -- |
| Jun 12, 24 | JPMorgan Chase Bank, N.A. | 10 percent owner | Sale | -- | -- | -- | 271 |
| Apr 17, 24 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | -- | -- | -- | 810 |
| Apr 17, 24 | UBS Group AG | 10 percent owner | Sale | -- | 3.35K | -- | -- |
| Jan 25, 24 | Yang Jing | -- | Sale | -- | -- | -- | -- |
| Jan 25, 24 | Kersman Alejandro Eduardo | -- | Sale | -- | -- | -- | -- |
| Jan 25, 24 | SHARENOW GREG ELLIOT | -- | Sale | -- | -- | -- | -- |
| Jan 25, 24 | MURATA ALFRED T | -- | Sale | -- | -- | -- | -- |
| Jan 8, 24 | Vu Quynh-Chi Hoang | -- | Sale | -- | -- | -- | -- |
| Jan 8, 24 | Stern Jason Ross | -- | Sale | -- | -- | -- | -- |
| Jan 8, 24 | Wildermuth Paul Thomas | -- | Sale | -- | -- | -- | -- |
| Jan 8, 24 | Pacetti Laine Elizabeth | -- | Sale | -- | -- | -- | -- |
| Jan 8, 24 | Narain Shivanand | -- | Sale | -- | -- | -- | -- |
| Jan 8, 24 | McLaughlin Colleen Patrice | -- | Sale | -- | -- | -- | -- |
| Jan 8, 24 | Goodman Matthew Louis | -- | Sale | -- | -- | -- | -- |
| Jan 8, 24 | Creighton Alyssa Michele | -- | Sale | -- | -- | -- | -- |
| Jan 8, 24 | Chan Carol Kar-lon | -- | Sale | -- | -- | -- | -- |
| Dec 31, 23 | Suh Sung-Hee | -- | Sale | -- | -- | -- | -- |
| Jun 16, 23 | Christine Kyle Francis | -- | Sale | -- | -- | -- | -- |
| Apr 30, 23 | Cantrill Elizabeth Davis | CTO | Sale | -- | -- | -- | -- |
| Mar 23, 23 | Mason Gregory John | Officer | Sale | -- | -- | -- | -- |
| Mar 23, 23 | Golota Maria Marchenko | Officer | Sale | -- | -- | -- | -- |
| Mar 23, 23 | Duran Jason Raul | Officer | Sale | -- | -- | -- | -- |
| Jan 26, 23 | WANG QI | -- | Sale | -- | -- | -- | -- |
| Jan 26, 23 | Ananthanarayanan Vishalakshi Mangala | -- | Sale | -- | -- | -- | -- |
| Jan 26, 23 | Pier Sonali Shah | -- | Sale | -- | -- | -- | -- |
| Jan 26, 23 | Steiner Jason Robert | -- | Sale | -- | -- | -- | -- |
| Aug 25, 22 | Lee Kenneth W. | Officer | Sale | -- | -- | -- | -- |
| Aug 25, 22 | Burrill Douglas Benjamin | Officer | Sale | -- | -- | -- | -- |
| Jul 1, 22 | McCartney Kathleen Ann | CTO | Sale | -- | -- | -- | -- |
| Jun 16, 22 | Werber Keith Adam | Officer | Sale | -- | -- | -- | -- |
| Feb 8, 22 | Cantrill Elizabeth Davis | -- | Sale | -- | -- | -- | -- |
| Jan 27, 22 | Meggers Julie Ann | -- | Sale | -- | -- | -- | -- |
| Sep 30, 21 | Jelic Mark Allen | Officer | Sale | -- | -- | -- | -- |
| Jun 30, 21 | Vandecruze Grace | CTO | Sale | -- | -- | -- | -- |
| Jun 1, 21 | Zakir Nadia | -- | Sale | -- | -- | -- | -- |
| Mar 19, 21 | Duggan Elizabeth A | Officer | Sale | -- | -- | -- | -- |
| Jan 21, 21 | Brigliadori Geraldine Edith | -- | Sale | -- | -- | -- | -- |
| Jan 21, 21 | Ananthanarayanan Vishalakshi Mangala | -- | Sale | -- | -- | -- | -- |
| Sep 24, 20 | Hall Gregory Weston | -- | Sale | -- | -- | -- | -- |
| Jun 12, 20 | Kittredge Joseph Baker Jr | CTO | Sale | -- | -- | -- | -- |
| Mar 20, 20 | MOGELOF ERIC J | -- | Sale | -- | -- | -- | -- |
| Mar 20, 20 | Schneider Jerome M | -- | Sale | -- | -- | -- | -- |
| Mar 20, 20 | SEIDNER MARC P | -- | Sale | -- | -- | -- | -- |
| Mar 20, 20 | TOURNIER EVE ANNE CELINE | -- | Sale | -- | -- | -- | -- |
| Mar 20, 20 | Whitten Candice Stack | -- | Sale | -- | -- | -- | -- |
| Jan 29, 20 | BUFFINGTON THOMAS MATTHEW | CTO | Sale | $22,000.00 | 14 | $308.00K | -- |
| Jan 1, 20 | Zhang Hao Jessica | Officer | Sale | -- | -- | -- | -- |
| Jan 1, 20 | Pittluck Brian Joel | Officer | Sale | -- | -- | -- | -- |
| Jan 1, 20 | Clark Derrick Alan | CTO | Sale | -- | -- | -- | -- |
| Jan 1, 20 | Byer Jeffrey Alan | Officer | Sale | -- | -- | -- | -- |
| May 28, 19 | TODD BRADLEY ALLEN | Officer | Sale | -- | -- | -- | -- |
| May 28, 19 | SHENOY SHWETHA P | Officer | Sale | -- | -- | -- | -- |
| May 28, 19 | EVANS BRANDON THOMAS | Officer | Sale | -- | -- | -- | -- |
| Jan 2, 19 | BUFFINGTON THOMAS MATTHEW | CTO | Sale | -- | -- | -- | 14 |
| Jan 1, 19 | STAHL CATHLEEN RUTH | -- | Sale | -- | -- | -- | -- |
| Jan 1, 19 | FISHER DAVID NICHOLS III | CTO | Sale | -- | -- | -- | -- |
| Jan 1, 19 | Cogan Sarah E | CTO | Sale | -- | -- | -- | -- |
| Sep 18, 18 | WELLS FARGO & COMPANY/MN | 10 percent owner | Purchase | $100,000.00 | 271 | $27.10M | 271 |
| Sep 18, 18 | WELLS FARGO & COMPANY/MN | 10 percent owner | Sale | $21,250.00 | 501 | $10.65M | -- |
| Sep 18, 18 | WELLS FARGO & COMPANY/MN | 10 percent owner | Sale | $21,255.08 | 469 | $9.97M | -- |
| Apr 5, 10 | WELLS FARGO & COMPANY/MN | 10 percent owner | Sale | -- | -- | -- | 970 |
| Jan 24, 18 | AUDAIN-PRESSLEY KEISHA L | Officer | Sale | -- | -- | -- | -- |
| Jan 1, 18 | FELS JOACHIM WALTER | -- | Sale | -- | -- | -- | -- |
| Mar 23, 17 | PARIKH BIJAL Y | Officer | Sale | -- | -- | -- | -- |
| Mar 23, 17 | Melman Laura S | Officer | Sale | -- | -- | -- | -- |
| Mar 23, 17 | KIT WU KWAN | Officer | Sale | -- | -- | -- | -- |
| Mar 23, 17 | DEAN MILLER COLLEEN | Officer | Sale | -- | -- | -- | -- |
| Jan 12, 17 | WANG QI | -- | Sale | -- | -- | -- | -- |
| Jan 1, 17 | STRACKE THIBAULT CHRISTIAN | -- | Sale | -- | -- | -- | -- |
| Jan 1, 17 | HYMAN DANIEL H | -- | Sale | -- | -- | -- | -- |
| Nov 1, 16 | Roman Emmanuel | -- | Sale | -- | -- | -- | -- |
| Sep 22, 16 | MORIN CHRISTOPHER M | Officer | Sale | -- | -- | -- | -- |
| Jan 14, 16 | MATHER SCOTT A | -- | Sale | -- | -- | -- | -- |
| Jan 14, 16 | BRIDWELL JENNIFER S | -- | Sale | -- | -- | -- | -- |
| Jan 4, 16 | KORINKE KIMBERLEY G | -- | Sale | -- | -- | -- | -- |
| Aug 20, 15 | HAMMER DAVID S | -- | Sale | -- | -- | -- | -- |
| Jun 2, 15 | NAGLER JASON JORDAN | Officer | Sale | -- | -- | -- | -- |
| Jun 2, 15 | AVDEYCHIK VADIM | Officer | Sale | -- | -- | -- | -- |
| Jan 1, 15 | Otterbein Thomas J | -- | Sale | -- | -- | -- | -- |
| Jan 1, 15 | MARIAPPA SUDI | -- | Sale | -- | -- | -- | -- |
| Nov 28, 14 | UBS Group AG | 10 percent owner | Sale | -- | -- | -- | 3.35K |
| Sep 26, 14 | BALLS ANDREW | -- | Sale | -- | -- | -- | -- |
| Sep 5, 14 | JOHNSON ERIC DAVID | Officer | Sale | -- | -- | -- | -- |
| Sep 5, 14 | LESHAW RYAN G | Officer | Sale | -- | -- | -- | -- |
| Sep 5, 14 | GALIPEAU WILLIAM GLEN | Officer | Sale | -- | -- | -- | -- |
| Sep 5, 14 | Ratner Joshua | Officer | Sale | -- | -- | -- | -- |
| Sep 5, 14 | DAWSON CRAIG A | CTO | Sale | -- | -- | -- | -- |
| Sep 5, 14 | STRELOW PETER G | Officer | Sale | -- | -- | -- | -- |
| Sep 5, 14 | BROWN ERIK C | Officer | Sale | -- | -- | -- | -- |
| Sep 5, 14 | Walker Trent | Officer | Sale | -- | -- | -- | -- |
| Sep 5, 14 | Anctil Stacie | Officer | Sale | -- | -- | -- | -- |
| Jun 20, 14 | Barling James | -- | Sale | -- | -- | -- | -- |
| May 13, 14 | GROSS WILLIAM H | -- | Purchase | $10.47 | 9.74K | $101.95K | 229.44K |
| Apr 24, 14 | Bengtson-Olivieri Erin | -- | Sale | -- | -- | -- | -- |
| Mar 20, 14 | WORAH MIHIR P | -- | Sale | -- | -- | -- | -- |
| Mar 20, 14 | BENZ WILLIAM ROBERT II | -- | Sale | -- | -- | -- | -- |
| Mar 4, 14 | MOGELOF ERIC J | -- | Sale | -- | -- | -- | -- |
| Feb 14, 14 | Jobson David | -- | Sale | -- | -- | -- | -- |
| Jan 21, 14 | Jacobs Lew W IV | -- | Sale | -- | -- | -- | -- |
| Dec 17, 13 | Hodge Douglas M | -- | Purchase | $9.18 | 2.68K | $24.60K | 2.68K |
| Jul 2, 13 | Frank Udo | -- | Sale | -- | -- | -- | -- |
| Jun 26, 13 | Harter Thomas L | Officer | Sale | -- | -- | -- | -- |
| Jan 11, 13 | SHORT JONATHAN D | -- | Sale | -- | -- | -- | -- |
| Jan 11, 13 | SEIDNER MARC P | -- | Sale | -- | -- | -- | -- |
| Nov 19, 12 | Sluyters Julian | -- | Sale | -- | -- | -- | -- |
| Feb 20, 12 | Jobson David | -- | Sale | -- | -- | -- | -- |
| Feb 20, 12 | Carroll John | -- | Sale | -- | -- | -- | -- |
| Feb 20, 12 | Townsend Christopher | -- | Sale | -- | -- | -- | -- |
| Feb 2, 12 | DAWSON CRAIG A | -- | Sale | -- | -- | -- | -- |
| Feb 2, 12 | RODOSKY STEPHEN A | -- | Sale | -- | -- | -- | -- |
| Nov 11, 11 | Oliver Thomas W JR | -- | Sale | -- | -- | -- | -- |
| Jul 21, 11 | DEANE JOSEPH P | -- | Sale | -- | -- | -- | -- |
| Mar 10, 11 | VALEIRAS HORACIO | -- | Sale | -- | -- | -- | -- |
| Mar 10, 11 | Marino Gerard | -- | Sale | -- | -- | -- | -- |
| Mar 10, 11 | Sexauer Stephen | -- | Sale | -- | -- | -- | -- |
| Mar 10, 11 | Migliori Scott | -- | Sale | -- | -- | -- | -- |
| Mar 10, 11 | Gaffney Brian J. | -- | Sale | -- | -- | -- | -- |
| Mar 7, 11 | ZOULLAS DEBORAH A | CTO | Sale | -- | -- | -- | -- |
| Jan 14, 11 | Dzemaili Orhan | Officer | Sale | -- | -- | -- | -- |
| Jan 5, 11 | ARNOLD TAMARA J | -- | Sale | -- | -- | -- | -- |
| Jan 1, 11 | MILLER JOHN MARK | -- | Sale | -- | -- | -- | -- |
| Jan 1, 11 | CUPPS WENDY | -- | Sale | -- | -- | -- | -- |
| Dec 15, 10 | GALLAGHER BRADFORD K | CTO | Sale | -- | -- | -- | -- |
| Dec 13, 10 | GROSS WILLIAM H | -- | Purchase | $8.47 | 6.63K | $56.17K | 219.70K |
| Dec 10, 10 | GROSS WILLIAM H | -- | Purchase | $8.52 | 19.40K | $165.31K | 213.06K |
| Dec 9, 10 | GROSS WILLIAM H | -- | Purchase | $8.65 | 42.86K | $370.77K | 193.66K |
| Jun 22, 10 | Rappaport Alan | CTO | Sale | -- | -- | -- | -- |
| Jan 19, 10 | Hodge Douglas M | -- | Sale | -- | -- | -- | -- |
| Jan 1, 10 | SHORT JONATHAN D | -- | Sale | -- | -- | -- | -- |
| Jan 1, 10 | IVASCYN DANIEL J | -- | Sale | -- | -- | -- | -- |
| Dec 14, 09 | JACOBSON JAMES A | CTO | Sale | -- | -- | -- | -- |
| Feb 19, 09 | Durham Jennifer E | -- | Sale | -- | -- | -- | -- |
| Jan 31, 09 | UBS AG | 10 percent owner | Sale | -- | -- | -- | 3.33K |
| Jun 10, 08 | TAYLOR DIANA L | CTO | Sale | -- | -- | -- | -- |
| Aug 3, 05 | KOEPFGEN BRUCE L | -- | Sale | -- | -- | -- | -- |
| Dec 12, 06 | MANEY JOHN C | CTO | Sale | -- | -- | -- | -- |
| Oct 1, 03 | KERTESS HANS W | CTO | Sale | -- | -- | -- | -- |
| Sep 12, 06 | Ogden William B IV | CTO | Sale | -- | -- | -- | -- |
| Dec 12, 06 | Healey William V | Officer | Sale | -- | -- | -- | -- |
| Dec 12, 06 | Chapman Kathleen A | Officer | Sale | -- | -- | -- | -- |
| Mar 3, 05 | Guia Youse | Officer | Sale | -- | -- | -- | -- |
| Dec 12, 06 | Kirk Richard H | Officer | Sale | -- | -- | -- | -- |
| Aug 10, 05 | MOORE E BLAKE JR | -- | Sale | -- | -- | -- | -- |
| Aug 3, 05 | WHITTINGTON MARNA C | -- | Sale | -- | -- | -- | -- |
| Oct 1, 08 | Pisano Albert A | -- | Sale | -- | -- | -- | -- |
| Jan 1, 09 | MEWBOURNE CURTIS A | -- | Sale | -- | -- | -- | -- |
| Jan 30, 07 | Claussen Barbara R | -- | Sale | -- | -- | -- | -- |
| Apr 28, 08 | COCHRAN RICHARD J | Officer | Sale | -- | -- | -- | -- |
| Jul 14, 08 | Whisten Scott | Officer | Sale | -- | -- | -- | -- |
| Oct 31, 02 | HARRIS BRENT R | -- | Sale | -- | -- | -- | -- |
| Nov 1, 06 | FLATTUM DAVID C | -- | Sale | -- | -- | -- | -- |
| Oct 31, 02 | WEIL RICHARD M | -- | Sale | -- | -- | -- | -- |
| Mar 7, 08 | LUDWIG STEVEN | -- | Sale | -- | -- | -- | -- |
| Jan 1, 08 | Otterbein Thomas J | -- | Sale | -- | -- | -- | -- |
| Feb 27, 03 | POWERS WILLIAM C | other: EXECUTIVE COMMITTEE MEMBER | Purchase | $14.00 | 6.90K | $96.60K | 59.02K |
| Feb 24, 03 | POWERS WILLIAM C | other: EXECUTIVE COMMITTEE MEMBER | Purchase | $14.00 | 7.00K | $98.00K | 7.00K |
| Feb 25, 03 | POWERS WILLIAM C | other: EXECUTIVE COMMITTEE MEMBER | Purchase | $14.00 | 100 | $1.40K | 100 |
| Sep 30, 08 | POWERS WILLIAM C | -- | Sale | -- | -- | -- | -- |
| Jan 17, 08 | El-Erian Mohamed | -- | Sale | -- | -- | -- | -- |
| Dec 27, 07 | GROSS WILLIAM H | -- | Purchase | $13.05 | 20.10K | $262.22K | 150.80K |
| Jan 1, 08 | POWERS WILLIAM C | -- | Sale | -- | -- | -- | 59.02K |
| Oct 31, 02 | POWERS WILLIAM C | -- | Sale | -- | -- | -- | -- |
| Dec 10, 08 | CUMMINGS JOHN | -- | Sale | -- | -- | -- | -- |
| Oct 1, 08 | Pisano Albert A | -- | Sale | -- | -- | -- | -- |
| Jun 10, 08 | TAYLOR DIANA L | CTO | Sale | -- | -- | -- | -- |
| Jan 17, 08 | El-Erian Mohamed | -- | Sale | -- | -- | -- | -- |
| Jan 1, 08 | Otterbein Thomas J | -- | Sale | -- | -- | -- | -- |
| Dec 27, 07 | GROSS WILLIAM H | -- | Purchase | $13.05 | 20.10K | $262.22K | 121.20K |
| Dec 26, 07 | GROSS WILLIAM H | -- | Purchase | $13.04 | 20.70K | $269.98K | 101.10K |
| Jan 13, 04 | SULLIVAN R PETER III | CTO | Sale | -- | -- | -- | -- |
| May 10, 07 | Frank Udo | -- | Sale | -- | -- | -- | -- |
| May 9, 07 | ALLIANZ GLOBAL INVESTORS OF AMERICA L P | -- | Sale | -- | -- | -- | -- |
| Jan 1, 07 | Schmider Ernest L | -- | Sale | -- | -- | -- | -- |
| Dec 12, 06 | MANEY JOHN C | CTO | Sale | -- | -- | -- | -- |
| Dec 12, 06 | Srivastava Lagan | Officer | Sale | -- | -- | -- | -- |
| Nov 1, 06 | FLATTUM DAVID C | -- | Sale | -- | -- | -- | -- |
| Nov 27, 06 | Hoover E Clifton Jr | -- | Sale | -- | -- | -- | -- |
| Sep 12, 06 | Ogden William B IV | CTO | Sale | -- | -- | -- | -- |
| Jan 1, 06 | Mather Scott | -- | Sale | -- | -- | -- | -- |
| Jan 1, 06 | HAMALAINEN PASI | -- | Sale | -- | -- | -- | -- |
| Aug 10, 05 | MOORE E BLAKE JR | -- | Sale | -- | -- | -- | -- |
| Aug 3, 05 | WHITTINGTON MARNA C | -- | Sale | -- | -- | -- | -- |
| Aug 3, 05 | KOEPFGEN BRUCE L | -- | Sale | -- | -- | -- | -- |
| Aug 2, 05 | Hoover E Clifton Jr | -- | Sale | -- | -- | -- | -- |
| Feb 17, 05 | GROSS WILLIAM H | -- | Purchase | $14.32 | 14.00K | $200.48K | 80.40K |
| Feb 17, 05 | GROSS WILLIAM H | -- | Purchase | $14.31 | 6.40K | $91.58K | 66.40K |
| Mar 21, 05 | GROSS WILLIAM H | -- | Purchase | $14.16 | 10.00K | $141.60K | 60.00K |
| Mar 10, 05 | Harter Thomas L | -- | Sale | -- | -- | -- | -- |
| Mar 3, 05 | Guia Youse | Officer | Sale | -- | -- | -- | -- |