| Nov 26, 25 | RiverNorth Financial Holdings, LLC | other: Affiliate of the Adviser | Purchase | $14.07 | 175 | $2.46K | 40.65K |
| Nov 25, 25 | RiverNorth Financial Holdings, LLC | other: Affiliate of the Adviser | Purchase | $14.05 | 2.70K | $37.93K | 40.47K |
| Nov 24, 25 | RiverNorth Financial Holdings, LLC | other: Affiliate of the Adviser | Purchase | $14.06 | 4.91K | $68.97K | 37.77K |
| Nov 14, 25 | RiverNorth Financial Holdings, LLC | other: Affiliate of the Adviser | Purchase | $14.37 | 4.35K | $62.44K | 32.87K |
| Nov 11, 25 | RiverNorth Financial Holdings, LLC | other: Affiliate of the Adviser | Purchase | $14.42 | 1.24K | $17.92K | 28.52K |
| Nov 10, 25 | RiverNorth Financial Holdings, LLC | other: Affiliate of the Adviser | Purchase | $14.31 | 4.35K | $62.21K | 27.28K |
| Nov 7, 25 | RiverNorth Financial Holdings, LLC | other: Affiliate of the Adviser | Purchase | $14.32 | 4.26K | $60.97K | 22.93K |
| Nov 5, 25 | RiverNorth Financial Holdings, LLC | other: Affiliate of the Adviser | Purchase | $14.45 | 2.17K | $31.28K | 18.68K |
| Nov 4, 25 | RiverNorth Financial Holdings, LLC | other: Affiliate of the Adviser | Purchase | $14.41 | 4.26K | $61.32K | 16.51K |
| Oct 30, 25 | RiverNorth Financial Holdings, LLC | other: Affiliate of the Adviser | Purchase | $14.28 | 200 | $2.86K | 12.25K |
| Oct 29, 25 | RiverNorth Financial Holdings, LLC | other: Affiliate of the Adviser | Purchase | $14.31 | 100 | $1.43K | 12.05K |
| Oct 28, 25 | RiverNorth Financial Holdings, LLC | other: Affiliate of the Adviser | Purchase | $14.31 | 881 | $12.61K | 11.95K |
| Oct 24, 25 | RiverNorth Financial Holdings, LLC | other: Affiliate of the Adviser | Purchase | $14.30 | 141 | $2.02K | 11.07K |
| Oct 23, 25 | RiverNorth Financial Holdings, LLC | other: Affiliate of the Adviser | Purchase | $14.30 | 3.22K | $45.99K | 10.93K |
| Oct 22, 25 | RiverNorth Financial Holdings, LLC | other: Affiliate of the Adviser | Purchase | $14.30 | 3.35K | $47.93K | 7.71K |
| Oct 21, 25 | RiverNorth Financial Holdings, LLC | other: Affiliate of the Adviser | Purchase | $14.35 | 4.36K | $62.61K | 4.36K |
| Sep 18, 25 | RiverNorth Financial Holdings, LLC | other: Affiliate of the Adviser | Sale | -- | -- | -- | -- |
| Nov 22, 24 | RiverNorth Strategic Holdings, LLC | other: Holding Co | Sale | -- | -- | -- | 75.61K |
| Apr 10, 25 | Browne Jonathan Paul | other: Portfolio Manager | Purchase | $13.59 | 750 | $10.19K | 750 |
| Apr 8, 25 | Galley Patrick W. | CTO | Purchase | $13.75 | 2.00K | $27.50K | 6.70K |
| Apr 8, 25 | Galley Patrick W. | CTO | Purchase | $13.79 | 1.00K | $13.79K | 4.70K |
| Apr 8, 25 | Galley Patrick W. | CTO | Purchase | $13.91 | 100 | $1.39K | 3.70K |
| Apr 8, 25 | Galley Patrick W. | CTO | Purchase | $13.79 | 100 | $1.38K | 3.60K |
| Apr 8, 25 | Galley Patrick W. | CTO | Purchase | $13.77 | 100 | $1.38K | 3.50K |
| Apr 8, 25 | Galley Patrick W. | CTO | Purchase | $13.70 | 2.00K | $27.40K | 3.40K |
| Apr 9, 25 | Galley Patrick W. | CTO | Purchase | $13.79 | 100 | $1.38K | 7.60K |
| Apr 9, 25 | Galley Patrick W. | CTO | Purchase | $13.84 | 200 | $2.77K | 7.50K |
| Apr 9, 25 | Galley Patrick W. | CTO | Purchase | $13.79 | 200 | $2.76K | 7.30K |
| Apr 9, 25 | Galley Patrick W. | CTO | Purchase | $13.85 | 400 | $5.54K | 7.10K |
| Apr 8, 25 | Galley Patrick W. | CTO | Sale | $13.75 | 2.00K | $27.50K | 6.70K |
| Apr 8, 25 | Galley Patrick W. | CTO | Sale | $13.79 | 1.00K | $13.79K | 4.70K |
| Apr 8, 25 | Galley Patrick W. | CTO | Sale | $13.91 | 100 | $1.39K | 3.70K |
| Apr 8, 25 | Galley Patrick W. | CTO | Sale | $13.79 | 100 | $1.38K | 3.60K |
| Apr 8, 25 | Galley Patrick W. | CTO | Sale | $13.77 | 100 | $1.38K | 3.50K |
| Apr 8, 25 | Galley Patrick W. | CTO | Sale | $13.70 | 2.00K | $27.40K | 3.40K |
| Nov 22, 24 | RiverNorth Strategic Holdings, LLC | other: Holding Co | Sale | -- | -- | -- | 23.94K |
| Nov 22, 24 | RIVERNORTH CAPITAL MANAGEMENT, LLC | other: Adviser | Sale | -- | 1.53K | -- | 74.08K |
| Nov 22, 24 | RIVERNORTH CAPITAL MANAGEMENT, LLC | other: Adviser | Sale | -- | 74.08K | -- | -- |
| Sep 30, 24 | Browne Jonathan Paul | other: Portfolio Manager | Sale | -- | -- | -- | -- |
| May 12, 23 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Purchase | $15.39 | 200 | $3.08K | 75.08K |
| May 10, 23 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Purchase | $15.39 | 326 | $5.02K | 74.88K |
| May 9, 23 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Purchase | $15.39 | 1.00K | $15.47K | 74.56K |
| Nov 8, 22 | Mougin Lisa Bruckert | CTO | Sale | -- | -- | -- | -- |
| May 3, 22 | Lawlor John J | CTO | Sale | $17.17 | 1.00K | $17.17K | -- |
| Feb 3, 22 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $20.87 | 2.20K | $45.91K | 73.55K |
| Jan 10, 22 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $22.19 | 2.20K | $48.82K | 77.95K |
| Jan 11, 22 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $22.39 | 2.20K | $49.26K | 75.75K |
| Dec 23, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $22.20 | 1.28K | $28.48K | 80.15K |
| Dec 16, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $23.11 | 2.20K | $50.84K | 81.44K |
| Dec 7, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $22.78 | 2.20K | $50.12K | 83.64K |
| Nov 30, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $23.09 | 2.20K | $50.80K | 85.83K |
| Nov 29, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $23.05 | 2.20K | $50.71K | 88.03K |
| Nov 19, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $23.20 | 100 | $2.32K | 90.23K |
| Nov 18, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $23.15 | 2.20K | $50.93K | 90.33K |
| Nov 17, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $23.16 | 2.20K | $50.95K | 92.53K |
| Oct 26, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $23.00 | 1.40K | $32.20K | 94.73K |
| Oct 18, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $23.59 | 12.20K | $287.80K | 96.14K |
| Oct 14, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $23.27 | 2.20K | $51.19K | 108.33K |
| Oct 13, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $23.34 | 2.20K | $51.35K | 110.53K |
| Oct 8, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $23.34 | 2.20K | $51.35K | 114.47K |
| Oct 11, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $23.34 | 1.74K | $40.61K | 112.73K |
| Oct 6, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $23.20 | 2.20K | $51.04K | 118.33K |
| Oct 7, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $23.33 | 1.65K | $38.49K | 116.67K |
| Sep 29, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $23.57 | 370 | $8.72K | 120.53K |
| Sep 21, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $23.99 | 700 | $16.79K | 120.89K |
| Sep 20, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $24.00 | 2.20K | $52.80K | 121.59K |
| Sep 16, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $24.06 | 2.20K | $52.93K | 126.00K |
| Sep 17, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $24.05 | 2.20K | $52.91K | 123.80K |
| Sep 15, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $24.05 | 2.20K | $52.91K | 128.19K |
| Sep 14, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $24.11 | 2.20K | $53.04K | 130.40K |
| Sep 13, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $24.06 | 2.20K | $52.93K | 132.59K |
| Sep 7, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | CTO | Sale | $23.99 | 2.20K | $52.78K | 134.79K |
| Sep 7, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | other: Advisor | Sale | $23.99 | 2.20K | $52.78K | 134.79K |
| Sep 3, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $23.94 | 2.20K | $52.67K | 137.00K |
| Sep 1, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $24.03 | 2.20K | $52.87K | 141.12K |
| Sep 2, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $24.03 | 1.92K | $46.21K | 139.19K |
| Aug 30, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $24.04 | 850 | $20.43K | 147.32K |
| Aug 31, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $24.02 | 1.13K | $27.05K | 146.19K |
| Aug 25, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $23.94 | 2.20K | $52.67K | 148.17K |
| Aug 18, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $24.20 | 1.80K | $43.56K | 150.57K |
| Aug 16, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $24.38 | 1.72K | $41.93K | 152.37K |
| Aug 13, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $24.50 | 50 | $1.23K | 154.09K |
| Aug 12, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $24.45 | 100 | $2.44K | 154.14K |
| Aug 11, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $24.49 | 2.20K | $53.88K | 154.24K |
| Aug 10, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $24.46 | 697 | $17.05K | 156.44K |
| Jul 28, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $24.19 | 2.20K | $53.22K | 157.13K |
| Jul 23, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $24.40 | 117 | $2.85K | 159.34K |
| Jul 21, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $24.40 | 2.20K | $53.68K | 159.45K |
| Jul 19, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $24.37 | 1.13K | $27.42K | 163.85K |
| Jul 20, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $24.40 | 2.20K | $53.68K | 161.65K |
| Jul 14, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $24.40 | 2.20K | $53.68K | 167.18K |
| Jul 15, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $24.49 | 2.20K | $53.88K | 164.98K |
| Jul 12, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $24.29 | 2.20K | $53.44K | 171.58K |
| Jul 13, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $24.25 | 2.20K | $53.35K | 169.38K |
| Jul 8, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $24.19 | 2.20K | $53.22K | 175.98K |
| Jul 9, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $24.23 | 2.20K | $53.31K | 173.78K |
| Jul 6, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | CTO | Sale | $23.96 | 2.20K | $52.71K | 180.38K |
| Jul 6, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | other: Adviser | Sale | $23.96 | 2.20K | $52.71K | 180.38K |
| Jul 7, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | other: Adviser | Sale | $24.07 | 2.20K | $52.95K | 178.18K |
| Jul 7, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | CTO | Sale | $24.07 | 2.20K | $52.95K | 178.18K |
| Jul 6, 21 | DIMELLA ROBERT A | -- | Sale | $23.93 | 3.20K | $76.48K | -- |
| Jun 24, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $23.73 | 1.20K | $28.50K | 182.58K |
| Jun 22, 21 | DIMELLA ROBERT A | -- | Sale | $23.98 | 1.50K | $35.97K | 5.55K |
| Jun 23, 21 | DIMELLA ROBERT A | -- | Sale | $23.91 | 2.35K | $56.30K | 3.20K |
| Jun 17, 21 | DIMELLA ROBERT A | -- | Sale | $24.00 | 2.95K | $70.78K | 7.05K |
| Jun 15, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $24.24 | 2.20K | $53.33K | 184.58K |
| Jun 16, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $24.25 | 800 | $19.40K | 183.78K |
| Jun 10, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $24.19 | 2.20K | $53.22K | 186.78K |
| Jun 3, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $24.00 | 900 | $21.60K | 188.98K |
| Jun 1, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $23.91 | 2.20K | $52.60K | 189.88K |
| May 24, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $23.80 | 1.00K | $23.80K | 192.71K |
| May 18, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $23.56 | 1.48K | $34.77K | 193.71K |
| May 14, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $23.12 | 2.20K | $50.86K | 195.18K |
| May 12, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | CTO | Sale | $23.52 | 2.20K | $51.74K | 197.38K |
| May 12, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | other: Adviser | Sale | $23.52 | 2.20K | $51.74K | 197.38K |
| May 7, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $23.53 | 2.20K | $51.77K | 211.78K |
| May 10, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $23.62 | 2.20K | $51.96K | 199.58K |
| Apr 30, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $22.95 | 500 | $11.47K | 213.98K |
| Apr 29, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $22.80 | 3.10K | $70.68K | 214.48K |
| Apr 23, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $22.80 | 3.60K | $82.08K | 217.58K |
| Apr 13, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $22.84 | 1.90K | $43.40K | 221.18K |
| Apr 5, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | other: Adviser | Sale | $22.34 | 3.60K | $80.42K | 223.08K |
| Mar 26, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | other: Adviser | Sale | $22.27 | 2.20K | $48.99K | 226.68K |
| Mar 24, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | other: Adviser | Sale | $22.21 | 1.39K | $30.76K | 228.88K |
| Mar 22, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | other: Adviser | Sale | $22.20 | 900 | $19.98K | 232.69K |
| Mar 23, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | other: Adviser | Sale | $22.18 | 2.42K | $53.79K | 230.27K |
| Mar 17, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $22.08 | 1.50K | $33.12K | 234.93K |
| Mar 18, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $22.20 | 1.33K | $29.59K | 233.59K |
| Mar 5, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $21.97 | 3.66K | $80.45K | 243.03K |
| Mar 12, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $22.07 | 3.00K | $66.21K | 240.03K |
| Mar 15, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $22.27 | 3.60K | $80.17K | 236.43K |
| Mar 3, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $21.92 | 2.09K | $45.83K | 246.69K |
| Feb 9, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $23.00 | 3.66K | $84.23K | 252.44K |
| Feb 10, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $22.95 | 3.66K | $84.04K | 248.78K |
| Feb 4, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $22.55 | 3.66K | $82.58K | 259.77K |
| Feb 5, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $22.40 | 3.66K | $82.03K | 256.10K |
| Feb 2, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | CTO | Sale | $22.27 | 3.66K | $81.55K | 267.09K |
| Feb 2, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | other: Adviser | Sale | $22.27 | 3.66K | $81.55K | 267.09K |
| Feb 3, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | other: Adviser | Sale | $22.32 | 3.66K | $81.74K | 263.43K |
| Feb 3, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | CTO | Sale | $22.32 | 3.66K | $81.74K | 263.43K |
| Jan 12, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $22.28 | 3.66K | $81.59K | 270.75K |
| Jan 11, 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $22.18 | 3.19K | $70.67K | 274.41K |
| Oct 20, 20 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $20.25 | 2.40K | $48.60K | 277.60K |
| Aug 14, 20 | Swanson David | CTO | Purchase | $20.65 | 530 | $10.94K | 530 |
| May 19, 20 | Raio Jerry | CTO | Purchase | $18.78 | 250 | $4.70K | 1.00K |
| May 21, 20 | Galley Patrick W. | CTO | Purchase | $18.73 | 500 | $9.37K | 1.40K |
| May 21, 20 | Galley Patrick W. | CTO | Purchase | $18.73 | 400 | $7.49K | 900 |
| May 21, 20 | Galley Patrick W. | CTO | Purchase | $18.60 | 400 | $7.44K | 500 |
| May 21, 20 | Galley Patrick W. | CTO | Purchase | $18.74 | 100 | $1.87K | 100 |
| May 20, 20 | DIMELLA ROBERT A | -- | Purchase | $18.99 | 9.90K | $188.00K | 10.00K |
| May 19, 20 | DIMELLA ROBERT A | -- | Purchase | $18.74 | 100 | $1.87K | 100 |
| May 13, 20 | Lawlor John J | -- | Purchase | $19.25 | 1.00K | $19.25K | 1.00K |
| Mar 26, 20 | CARTER JOHN K | CTO | Sale | -- | -- | -- | -- |
| Mar 26, 20 | Swanson David | CTO | Sale | -- | -- | -- | -- |
| Mar 31, 20 | Oakes John S. | CTO | Purchase | $20.00 | 100 | $2.00K | 100 |
| Mar 27, 20 | Raio Jerry | CTO | Purchase | $20.00 | 750 | $15.00K | 750 |
| Mar 26, 20 | Lawlor John J | -- | Sale | -- | -- | -- | -- |
| Mar 26, 20 | Sprauer Scott | -- | Sale | -- | -- | -- | -- |
| Mar 26, 20 | Burke Robert Patrick | other: Portfolio Manager | Sale | -- | -- | -- | -- |
| Mar 26, 20 | DIMELLA ROBERT A | other: Portfolio Manager | Sale | -- | -- | -- | -- |
| Mar 26, 20 | Petty Michael | -- | Sale | -- | -- | -- | -- |
| Mar 26, 20 | LOFFREDO JOHN M | -- | Sale | -- | -- | -- | -- |
| Mar 26, 20 | Dowden David | -- | Sale | -- | -- | -- | -- |
| Mar 26, 20 | Collins Marcus L | -- | Sale | -- | -- | -- | -- |
| Mar 26, 20 | Galley Patrick W. | CTO | Sale | -- | -- | -- | -- |
| Mar 26, 20 | HUTCHENS JOHN WAYNE | CTO | Sale | -- | -- | -- | -- |
| Mar 26, 20 | RIVERNORTH CAPITAL MANAGEMENT, LLC | other: Investment Adviser | Sale | -- | -- | -- | -- |
| Mar 26, 20 | RIVERNORTH CAPITAL MANAGEMENT, LLC | other: Investment Adviser | Sale | -- | -- | -- | -- |
| Mar 26, 20 | Oakes John S. | CTO | Sale | -- | -- | -- | -- |
| Mar 26, 20 | Schmucker Brian H | -- | Sale | -- | -- | -- | -- |
| Mar 26, 20 | O'Neill Stephen Andrew | -- | Sale | -- | -- | -- | -- |
| Mar 26, 20 | Mohrhardt Jonathan M. | -- | Sale | -- | -- | -- | -- |
| Mar 26, 20 | Raio Jerry | CTO | Sale | -- | -- | -- | -- |