| Sep 18, 25 | RiverNorth Financial Holdings, LLC | other: Affiliate of the Adviser | Sale | -- | -- | -- | -- |
| Jul 11, 25 | Galley Patrick W. | CEO | Purchase | $14.39 | 39.81K | $572.91K | 254.73K |
| Jul 16, 25 | RiverNorth Strategic Holdings, LLC | other: Holding Co | Purchase | $14.68 | 2.98K | $43.81K | 3.98K |
| Jul 16, 25 | Galley Patrick W. | CEO | Purchase | $14.68 | 10.03K | $147.28K | 214.92K |
| Jul 16, 25 | Galley Patrick W. | CEO | Purchase | $14.68 | 13.60K | $199.65K | 204.89K |
| May 29, 25 | RiverNorth Strategic Holdings, LLC | other: Holding Co | Purchase | $15.01 | 1.00K | $15.01K | 1.00K |
| May 16, 25 | RiverNorth Strategic Holdings, LLC | other: Holding Co | Sale | -- | -- | -- | -- |
| Dec 31, 24 | Galley Patrick W. | CTO | Sale | -- | -- | -- | 191.29K |
| Apr 26, 24 | Galley Patrick W. | CEO | Purchase | $15.04 | 68.41K | $1.03M | 237.06K |
| Mar 22, 24 | Galley Patrick W. | CEO | Purchase | $16.10 | 100 | $1.61K | 168.65K |
| Feb 3, 23 | Galley Patrick W. | -- | Purchase | $15.84 | 16.21K | $256.78K | 168.55K |
| Feb 3, 23 | Galley Patrick W. | -- | Purchase | $15.84 | 18.42K | $291.79K | 150.13K |
| Feb 3, 23 | Galley Patrick W. | -- | Purchase | $15.84 | 7.93K | $125.55K | 142.20K |
| Feb 27, 20 | Stanton Janae | -- | Purchase | $18.09 | 150 | $2.71K | 150 |
| Jan 19, 23 | Stanton Janae | -- | Purchase | $16.18 | 50 | $809 | 200 |
| Mar 1, 19 | Stanton Janae | -- | Sale | -- | -- | -- | -- |
| Dec 22, 22 | Galley Patrick W. | President | Sale | $24.90 | 182 | $4.53K | 50.84K |
| Dec 22, 22 | Galley Patrick W. | President | Sale | $24.88 | 45 | $1.12K | 50.79K |
| Dec 22, 22 | Galley Patrick W. | President | Sale | $24.87 | 598 | $14.87K | 50.19K |
| Dec 22, 22 | Galley Patrick W. | President | Sale | $24.85 | 21 | $521.85 | 50.17K |
| Dec 22, 22 | Galley Patrick W. | President | Sale | $24.83 | 1.68K | $41.62K | 48.50K |
| Dec 22, 22 | Galley Patrick W. | President | Sale | $24.82 | 3.98K | $98.68K | 44.52K |
| Dec 22, 22 | Galley Patrick W. | President | Sale | $24.81 | 595 | $14.76K | 43.93K |
| Nov 8, 22 | Mougin Lisa Bruckert | CTO | Sale | -- | -- | -- | -- |
| Mar 27, 20 | Galley Patrick W. | CTO | Purchase | $23.99 | 15 | $359.85 | 8.62K |
| Mar 27, 20 | Galley Patrick W. | CTO | Purchase | $23.00 | 1.87K | $42.96K | 8.60K |
| Mar 27, 20 | Galley Patrick W. | CTO | Purchase | $23.89 | 185 | $4.42K | 6.74K |
| Feb 7, 19 | HUTCHENS JOHN WAYNE | CTO | Sale | -- | -- | -- | -- |
| Feb 7, 19 | HUTCHENS JOHN WAYNE | CTO | Sale | -- | -- | -- | -- |
| Feb 7, 19 | Raio Jerry | CTO | Sale | -- | -- | -- | -- |
| Feb 7, 19 | Swanson David | CTO | Sale | -- | -- | -- | -- |
| Feb 7, 19 | Swanson David | CTO | Sale | -- | -- | -- | -- |
| Jun 17, 19 | Galley Patrick W. | CTO | Purchase | $19.52 | 31 | $605.12 | 69.85K |
| Jun 17, 19 | Galley Patrick W. | CTO | Purchase | $19.75 | 100 | $1.98K | 69.82K |
| Jun 17, 19 | Galley Patrick W. | CTO | Purchase | $19.50 | 100 | $1.95K | 69.72K |
| Jun 17, 19 | Galley Patrick W. | CTO | Purchase | $19.52 | 169 | $3.30K | 69.62K |
| Jun 17, 19 | Galley Patrick W. | CTO | Purchase | $19.72 | 200 | $3.94K | 69.45K |
| Jun 17, 19 | Galley Patrick W. | CTO | Purchase | $19.76 | 300 | $5.93K | 69.25K |
| Jun 17, 19 | Galley Patrick W. | CTO | Purchase | $19.60 | 500 | $9.80K | 68.95K |
| Dec 21, 18 | Galley Patrick W. | CTO | Purchase | $24.56 | 700 | $17.19K | 88.95K |
| Dec 20, 18 | Galley Patrick W. | CTO | Purchase | $24.67 | 1.00K | $24.66K | 88.25K |
| Dec 19, 18 | Galley Patrick W. | CTO | Purchase | $24.70 | 1.89K | $46.69K | 87.25K |
| Dec 19, 18 | Galley Patrick W. | CTO | Purchase | $24.75 | 852 | $21.09K | 85.36K |
| Dec 19, 18 | Galley Patrick W. | CTO | Purchase | $24.80 | 148 | $3.67K | 84.51K |
| Dec 17, 18 | Galley Patrick W. | CTO | Purchase | $24.73 | 246 | $6.08K | 84.36K |
| Dec 17, 18 | Galley Patrick W. | CTO | Purchase | $25.06 | 15 | $375.9 | 84.11K |
| Dec 17, 18 | Galley Patrick W. | CTO | Purchase | $24.75 | 100 | $2.47K | 84.10K |
| Dec 17, 18 | Galley Patrick W. | CTO | Purchase | $24.74 | 1.00K | $24.73K | 84.00K |
| Dec 17, 18 | Galley Patrick W. | CTO | Purchase | $24.73 | 600 | $14.84K | 83.00K |
| Apr 11, 18 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | $23.96 | 41.37K | $991.20K | -- |
| Jan 9, 18 | Galley Patrick W. | CTO | Purchase | $25.26 | 5.00K | $126.30K | 82.40K |
| Jan 9, 18 | Galley Patrick W. | CTO | Purchase | $25.27 | 5.00K | $126.35K | 77.40K |
| Jan 9, 18 | Galley Patrick W. | CTO | Purchase | $25.30 | 10.00K | $253.00K | 72.40K |
| Dec 26, 17 | Galley Patrick W. | CTO | Purchase | $25.30 | 100 | $2.53K | 62.40K |
| Dec 26, 17 | Galley Patrick W. | CTO | Purchase | $25.28 | 700 | $17.70K | 62.30K |
| Dec 26, 17 | Galley Patrick W. | CTO | Purchase | $25.29 | 1.00K | $25.29K | 61.60K |
| Dec 21, 17 | Galley Patrick W. | CTO | Purchase | $25.29 | 400 | $10.12K | 60.60K |
| Dec 21, 17 | Galley Patrick W. | CTO | Purchase | $25.20 | 200 | $5.04K | 60.20K |
| Nov 14, 17 | Schmucker Brian H | -- | Purchase | $25.08 | 8.75K | $219.50K | 8.75K |
| Oct 18, 17 | Galley Patrick W. | CTO | Purchase | $25.00 | 60.00K | $1.50M | 60.00K |
| Sep 7, 17 | Galley Patrick W. | CTO | Purchase | $24.93 | 15.75K | $392.60K | 55.33K |
| Jun 5, 17 | Bartow Philip K III | Officer | Purchase | $25.05 | 4.15K | $103.94K | 4.15K |
| Jan 4, 17 | Galley Patrick W. | CTO | Purchase | $25.22 | 39.58K | $998.16K | 39.58K |
| Sep 22, 16 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Purchase | $25.00 | 40.00K | $1.00M | 40.00K |
| Aug 19, 16 | RIVERNORTH CAPITAL MANAGEMENT, LLC | -- | Sale | -- | -- | -- | -- |
| Aug 19, 16 | Bartow Philip K III | -- | Sale | -- | -- | -- | -- |
| Aug 19, 16 | Schmucker Brian H | -- | Sale | -- | -- | -- | -- |
| Oct 25, 16 | Galley Patrick W. | CTO | Purchase | $25.18 | 34.22K | $861.68K | 34.22K |
| Sep 24, 15 | Oakes John S. | CTO | Sale | -- | -- | -- | -- |
| Sep 24, 15 | Collins Marcus L | Officer | Sale | -- | -- | -- | -- |
| Sep 24, 15 | Mohrhardt Jonathan M. | CFO | Sale | -- | -- | -- | -- |
| Sep 24, 15 | STEINGRABER FRED G | CTO | Sale | -- | -- | -- | -- |
| Sep 24, 15 | Kelley James G. | CTO | Sale | -- | -- | -- | -- |
| Sep 24, 15 | CARTER JOHN K | CTO | Sale | -- | -- | -- | -- |
| Sep 24, 15 | Galley Patrick W. | CTO | Sale | -- | -- | -- | -- |
| Oct 9, 08 | Erikson Dana | President | Purchase | $0.87 | 5.70K | $4.96K | 5.70K |
| Jul 29, 08 | Salvatore Louis P | CTO | Sale | -- | -- | -- | -- |
| Jul 29, 08 | MCFARLAND STUART A | CTO | Sale | -- | -- | -- | -- |
| Jul 29, 08 | Erikson Dana | President | Sale | -- | -- | -- | -- |
| Jul 29, 08 | DRAKE RODMAN L | CTO | Sale | -- | -- | -- | -- |
| Jul 29, 08 | BIRCH ROBERT F | CTO | Sale | -- | -- | -- | -- |
| Nov 2, 05 | BLAIR JACK R | CTO | Sale | -- | -- | -- | -- |
| Nov 2, 05 | Johnson Albert C | CTO | Sale | -- | -- | -- | -- |