| Dec 12, 25 | Alagappan Archena | -- | Sale | -- | -- | -- | -- |
| Sep 25, 24 | Nakasone Paul M. | -- | Sale | -- | -- | -- | -- |
| Jun 29, 23 | Kaplan Ami | -- | Sale | -- | -- | -- | -- |
| Jun 29, 23 | Smith Franklyn E. | -- | Sale | -- | -- | -- | -- |
| Jan 10, 18 | COLISH FAITH | -- | Sale | $5.40 | 240 | $1.30K | -- |
| Apr 12, 17 | SUN LIFE FINANCIAL INC | 10 percent owner | Sale | $125.00 | 40 | $5.00K | -- |
| Dec 15, 16 | Bulldog Investors, LLC | 10 percent owner | Sale | $5.30 | 45.10K | $238.81K | 4.30M |
| Dec 13, 16 | Bulldog Investors, LLC | 10 percent owner | Sale | $5.35 | 17.65K | $94.42K | 4.41M |
| Dec 14, 16 | Bulldog Investors, LLC | 10 percent owner | Sale | $5.32 | 73.48K | $390.79K | 4.34M |
| May 10, 16 | Bulldog Investors, LLC | 10 percent owner | Purchase | $5.35 | 15.39K | $82.31K | 4.43M |
| May 9, 16 | Bulldog Investors, LLC | 10 percent owner | Purchase | $5.35 | 33.58K | $179.55K | 4.42M |
| May 6, 16 | Bulldog Investors, LLC | 10 percent owner | Purchase | $5.31 | 18.55K | $98.51K | 4.38M |
| May 5, 16 | Bulldog Investors, LLC | 10 percent owner | Purchase | $5.27 | 11.04K | $58.19K | 4.36M |
| May 4, 16 | Bulldog Investors, LLC | 10 percent owner | Sale | -- | -- | -- | 4.35M |
| Sep 9, 15 | Kerrane Brian Patrick | Officer | Sale | -- | -- | -- | -- |
| Dec 16, 15 | McLean Deborah C. | CTO | Sale | -- | -- | -- | -- |
| Dec 16, 15 | STAVRIDIS JAMES G. | CTO | Sale | -- | -- | -- | -- |
| Sep 9, 15 | Gary Marc | CTO | Sale | -- | -- | -- | -- |
| Sep 9, 15 | Cosgrove Michael J. | CTO | Sale | -- | -- | -- | -- |
| Jul 15, 15 | TRAPP PETER P | CTO | Sale | $4.85 | 6.00K | $29.10K | -- |
| Oct 8, 14 | TRAPP PETER P | CTO | Purchase | $4.87 | 2.00K | $9.74K | 6.00K |
| Aug 2, 13 | SUN LIFE INSURANCE & ANNUITY CO OF NEW YORK | 10 percent owner | Sale | -- | 800 | -- | -- |
| Jul 31, 13 | SUN LIFE FINANCIAL INC | 10 percent owner | Purchase | $1,060,000.00 | 40 | $42.40M | 840 |
| Aug 2, 13 | SUN LIFE FINANCIAL INC | 10 percent owner | Sale | -- | 800 | -- | 200 |
| Jul 31, 13 | SUN LIFE INSURANCE & ANNUITY CO OF NEW YORK | 10 percent owner | Sale | -- | 40 | -- | 800 |
| Jul 31, 13 | SUN LIFE INSURANCE & ANNUITY CO OF NEW YORK | 10 percent owner | Sale | $1,060,000.00 | 40 | $42.40M | 800 |
| Jun 3, 13 | RIVKIN JACK L | CTO | Sale | $5.00 | 14.80K | $74.01K | 10.50K |
| Jun 4, 13 | RIVKIN JACK L | CTO | Sale | $5.01 | 6.70K | $33.55K | 3.80K |
| Jun 5, 13 | RIVKIN JACK L | CTO | Sale | $4.96 | 3.80K | $18.83K | -- |
| May 8, 13 | TRAPP PETER P | CTO | Purchase | $5.51 | 4.00K | $22.04K | 4.00K |
| Sep 26, 12 | SUN LIFE INSURANCE & ANNUITY CO OF NEW YORK | 10 percent owner | Sale | -- | -- | -- | 840 |
| Sep 26, 12 | SUN LIFE INSURANCE & ANNUITY CO OF NEW YORK | 10 percent owner | Sale | -- | -- | -- | 840 |
| Sep 26, 12 | SUN LIFE INSURANCE & ANNUITY CO OF NEW YORK | 10 percent owner | Sale | -- | -- | -- | 520 |
| Sep 26, 12 | SUN LIFE INSURANCE & ANNUITY CO OF NEW YORK | 10 percent owner | Sale | -- | -- | -- | 520 |
| Sep 26, 12 | Sun Life Assurance CO of Canada | 10 percent owner | Sale | -- | -- | -- | 160 |
| Sep 26, 12 | Sun Life Assurance CO of Canada | 10 percent owner | Sale | -- | -- | -- | 160 |
| Aug 23, 12 | Braverman William | -- | Sale | -- | -- | -- | -- |
| Apr 6, 11 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | -- | 1.09K | -- | -- |
| Apr 9, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $3.55 | 5.03K | $17.85K | 5.03K |
| Sep 3, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $3.69 | 2.83K | $10.44K | 2.83K |
| Dec 23, 09 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Purchase | $3.00 | 2.00K | $6.00K | 2.00K |
| Sep 3, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $3.60 | 2.83K | $10.18K | -- |
| Apr 9, 10 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $3.53 | 5.03K | $17.75K | -- |
| Dec 23, 09 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Sale | $2.87 | 2.00K | $5.74K | -- |
| May 4, 09 | Neuberger Berman Group LLC | -- | Sale | -- | -- | -- | -- |
| Sep 2, 10 | RIVKIN JACK L | CTO | Purchase | $3.64 | 25.30K | $92.08K | 25.30K |
| Oct 28, 08 | Jones Brian C. | -- | Sale | -- | -- | -- | -- |
| Feb 19, 09 | Deans Alison Ann | -- | Sale | -- | -- | -- | -- |
| Dec 31, 08 | MERRILL LYNCH & CO., INC. | 10 percent owner | Sale | -- | -- | -- | 1.22K |
| Dec 18, 08 | BRANDON CLAUDIA A. | President | Sale | -- | -- | -- | -- |
| Dec 18, 08 | GERSON MAXINE L. | President | Sale | -- | -- | -- | -- |
| Aug 27, 08 | Corman Robert Bruce | -- | Sale | -- | -- | -- | -- |
| Aug 26, 08 | Conti Robert John | President | Sale | -- | -- | -- | -- |
| Aug 21, 07 | GOSS MARTHA CLARK | CTO | Sale | $25,000.00 | 1 | $25.00K | -- |
| Mar 7, 08 | COLISH FAITH | CTO | Purchase | $10.20 | 140 | $1.43K | 240 |
| Jul 27, 07 | AMATO JOSEPH V | -- | Sale | -- | -- | -- | -- |
| Jun 1, 07 | GOSS MARTHA CLARK | CTO | Sale | -- | -- | -- | 1 |
| Jun 1, 07 | GOSS MARTHA CLARK | CTO | Sale | -- | -- | -- | 1 |
| Feb 28, 07 | MORRISS GEORGE W | CTO | Sale | -- | -- | -- | -- |
| Feb 28, 07 | KNETTER MICHAEL M | CTO | Sale | -- | -- | -- | -- |
| Jan 10, 06 | Shigekawa Steve S | -- | Sale | -- | -- | -- | -- |
| Oct 7, 05 | COLISH FAITH | CTO | Purchase | $14.25 | 100 | $1.43K | 100 |
| Oct 7, 05 | COLISH FAITH | CTO | Purchase | $14.19 | 100 | $1.42K | 100 |
| Jun 22, 05 | MCGOVERN JOHN M | Officer | Sale | -- | -- | -- | -- |
| Jun 22, 05 | MCGOVERN JOHN M | Officer | Sale | -- | -- | -- | -- |
| Oct 28, 03 | TRAPP PETER P | CTO | Sale | -- | -- | -- | -- |
| Oct 28, 03 | SUNDMAN PETER E | CEO | Sale | -- | -- | -- | -- |
| Oct 28, 03 | STRAIGHT CANDACE L | CTO | Sale | -- | -- | -- | -- |
| Oct 28, 03 | STEIGER HEIDI L | -- | Sale | -- | -- | -- | -- |
| Oct 28, 03 | STADLER MATHEW S | -- | Sale | -- | -- | -- | -- |
| Oct 28, 03 | SEIP TOM D | CTO | Sale | -- | -- | -- | -- |
| Oct 28, 03 | RYAN CORNELIUS T | CTO | Sale | -- | -- | -- | -- |
| Oct 28, 03 | RULON WILLIAM E | CTO | Sale | -- | -- | -- | -- |
| Oct 28, 03 | ROSENTHAL JOHN P | CTO | Sale | -- | -- | -- | -- |
| Oct 28, 03 | RIVKIN JACK | CTO | Sale | -- | -- | -- | -- |
| Oct 28, 03 | OBRIEN EDWARD I | CTO | Sale | -- | -- | -- | -- |
| Oct 28, 03 | NEUBERGER BERMAN LLC | 10 percent owner | Sale | -- | -- | -- | 6.98K |
| Oct 28, 03 | NEUBERGER BERMAN MANAGEMENT INC | -- | Sale | -- | -- | -- | -- |
| Oct 28, 03 | NEUBERGER BERMAN INC | -- | Sale | -- | -- | -- | -- |
| Oct 28, 03 | MUINOS BARBARA | Officer | Sale | -- | -- | -- | -- |
| Oct 28, 03 | MILEAF HOWARD | CTO | Sale | -- | -- | -- | -- |
| Oct 28, 03 | MATZA ROBERT | -- | Sale | -- | -- | -- | -- |
| Oct 28, 03 | KAVESH ROBERT A DR | CTO | Sale | -- | -- | -- | -- |
| Oct 28, 03 | LANE JEFFREY B/ | -- | Sale | -- | -- | -- | -- |
| Oct 28, 03 | HIRSCH BARRY | CTO | Sale | -- | -- | -- | -- |
| Oct 28, 03 | HARVEY C ANNE | CTO | Sale | -- | -- | -- | -- |
| Oct 28, 03 | HANDWERKER KEVIN | -- | Sale | -- | -- | -- | -- |
| Oct 28, 03 | EHLERS WALTER G | CTO | Sale | -- | -- | -- | -- |
| Oct 28, 03 | COLISH FAITH | CTO | Sale | -- | -- | -- | -- |
| Oct 28, 03 | CANNON JOHN | CTO | Sale | -- | -- | -- | -- |
| Oct 28, 03 | BROWN STEVEN R | -- | Sale | -- | -- | -- | -- |