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Principal Spectrum Preferred Securities Active ETF(PREF)
Closing price · checked 10:18 PM ETAbout this dataData status
$18.40▼-0.03 (-0.16%)
Extended:$18.40+0.00 (+0.00%)
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Institutional Ownership

Top 174 Institutional Holders
HolderSharesDateChange% Held
PRINCIPAL FINANCIAL GROUP INC17.77MSep 30, 26+4.35M22.92%
UBS Group AG7.52MSep 30, 26-193.50K9.70%
LPL Financial LLC3.40MSep 30, 26+175.97K4.39%
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC1.16MSep 30, 26+318.23K1.50%
Bensler, LLC1.04MSep 30, 26+107.97K1.34%
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC661.04KSep 30, 26+27.18K0.85%
Private Advisor Group, LLC536.87KSep 30, 26-38.83K0.69%
Berger Financial Group, Inc474.27KSep 30, 26+32.35K0.61%
Capital Investment Advisory Services, LLC451.82KSep 30, 26+53.91K0.58%
DAYMARK WEALTH PARTNERS, LLC426.07KSep 30, 26+45.05K0.55%
FOCUSED ALPHA, LLC298.04KSep 30, 26+1.31K0.38%
COMMONWEALTH EQUITY SERVICES, LLC261.43KSep 30, 26+8.08K0.34%
Grey Ledge Advisors, LLC211.24KSep 30, 26+5.58K0.27%
INVESTMENT PARTNERS, LTD.211.07KSep 30, 26+112.01K0.27%
Ocean Park Asset Management, LLC192.00KSep 30, 26--0.25%
Meadow Creek Wealth Advisors LLC179.40KSep 30, 26+3.46K0.23%
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC160.64KSep 30, 26+101.86K0.21%
Creative Planning159.56KSep 30, 26+8.78K0.21%
Fiduciary Alliance LLC156.82KSep 30, 26-5.63K0.20%
MassMutual Private Wealth & Trust, FSB133.36KSep 30, 26-1.47K0.17%
Legacy Bridge, LLC121.89KSep 30, 26-9400.16%
Kestra Advisory Services, LLC112.44KSep 30, 26+7.22K0.15%
J.W. COLE ADVISORS, INC.105.67KSep 30, 26-8.89K0.14%
FIFTH THIRD BANCORP104.11KSep 30, 26-5640.13%
Bank of New York Mellon Corp87.08KSep 30, 26-4900.11%
Activest Wealth Management84.47KSep 30, 26+52.23K0.11%
IBEX WEALTH ADVISORS82.62KSep 30, 26+2430.11%
Gilliland Jeter Wealth Management LLC81.42KSep 30, 26+2770.11%
Willis Johnson Wealth, Inc.78.87KSep 30, 26+2.52K0.10%
LexAurum Advisors, LLC65.36KSep 30, 26+5.17K0.08%
Mengis Capital Management, Inc.63.80KSep 30, 26+1.20K0.08%
TRUIST FINANCIAL CORP63.51KSep 30, 26+3540.08%
Concurrent Investment Advisors, LLC58.22KSep 30, 26-6.51K0.08%
First Citizens Financial Corp55.52KSep 30, 26-2.77K0.07%
UMB Bank, n.a.49.88KSep 30, 26+17.39K0.06%
FLAGSTAR SECURITIES, INC48.88KSep 30, 26+6640.06%
Henderson Brothers Financial Partners, LLC44.26KSep 30, 26+4.55K0.06%
Mechanics Financial Corp42.76KSep 30, 26+9400.06%
US BANCORP \DE\40.00KSep 30, 26--0.05%
Smartleaf Asset Management LLC37.06KSep 30, 26+1.40K0.05%
Heritage Wealth Management, Inc.36.08KSep 30, 26+2.84K0.05%
Cambridge Investment Research Advisors, Inc.32.83KSep 30, 26+6.16K0.04%
SCHNIEDERS CAPITAL MANAGEMENT, LLC.23.17KSep 30, 26--0.03%
AXXCESS WEALTH MANAGEMENT, LLC20.76KSep 30, 26+6.99K0.03%
Pinnacle Bancorp, Inc.20.72KSep 30, 26+12.78K0.03%
Diversified Trust Co19.99KSep 30, 26--0.03%
XML Financial, LLC19.10KSep 30, 26-3050.02%
Platform Technology Partners19.00KSep 30, 26--0.02%
Prospera Financial Services Inc17.49KSep 30, 26+17.49K0.02%
W.G. Shaheen & Associates DBA Whitney & Co16.50KSep 30, 26--0.02%
FLYNN ZITO CAPITAL MANAGEMENT, LLC16.40KSep 30, 26-1110.02%
Argent Trust Co15.98KSep 30, 26-12.27K0.02%
Indivisible Partners15.15KSep 30, 26+1.00K0.02%
VestGen Advisors, LLC15.03KSep 30, 26--0.02%
Mirae Asset Global Investments Co., Ltd.13.93KSep 30, 26+3170.02%
Jacobi Capital Management LLC13.19KSep 30, 26+2330.02%
CATALYST FINANCIAL PARTNERS LLC13.14KSep 30, 26+13.14K0.02%
NBH Bank12.51KSep 30, 26+1.15K0.02%
MBL Wealth, LLC12.50KSep 30, 26-3.50K0.02%
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors11.07KSep 30, 26--0.01%
Sensible Money, LLC10.04KSep 30, 26-1.65K0.01%
Asset Dedication, LLC10.04KSep 30, 26-1.65K0.01%
PRIVATE TRUST CO NA9.40KSep 30, 26+2.14K0.01%
Kingdom Financial Group LLC.9.09KSep 30, 26+9.09K0.01%
Whipplewood Advisors, LLC8.53KSep 30, 26+980.01%
JFS WEALTH ADVISORS, LLC6.77KSep 30, 26+6.77K0.01%
IFP Advisors, Inc6.07KSep 30, 26+1100.01%
HARBOR INVESTMENT ADVISORY, LLC5.00KSep 30, 26--0.01%
Roxbury Financial LLC4.05KSep 30, 26+290.01%
ASSETMARK, INC2.84KSep 30, 26+4470.00%
UMB Private Wealth Management, LLC1.94KSep 30, 26+1.94K0.00%
ROTHSCHILD INVESTMENT LLC1.54KSep 30, 26-5610.00%
Farther Finance Advisors, LLC1.18KSep 30, 26-9840.00%
Cape Investment Advisory, Inc.800Sep 30, 26-2110.00%
Rosenberg Matthew Hamilton495Sep 30, 26--0.00%
Allworth Financial LP421Sep 30, 26--0.00%
N.E.W. Advisory Services LLC325Sep 30, 26--0.00%
PNC FINANCIAL SERVICES GROUP, INC.306Sep 30, 26+40.00%
FMR LLC45Sep 30, 26--0.00%
AdvisorNet Financial, Inc--Sep 30, 26-299--
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC--Sep 30, 26-446--
HUNTINGTON NATIONAL BANK--Sep 30, 26-341--
IFG Advisory, LLC--Sep 30, 26-2.28K--
Centerpoint Advisors, LLC--Sep 30, 26-2.45K--
FIFTH THIRD SECURITIES, INC.--Sep 30, 26-11.14K--
BANK OF AMERICA CORP /DE/11.82MJun 30, 26+85.52K15.25%
UBS Group AG7.71MJun 30, 26-25.07K9.95%
MORGAN STANLEY7.19MJun 30, 26-205.20K9.27%
WELLS FARGO & COMPANY/MN4.57MJun 30, 26+815.10K5.89%
ROYAL BANK OF CANADA3.16MJun 30, 26+53.37K4.07%
IFC Advisors LLC2.77MJun 30, 26+43.47K3.58%
RAYMOND JAMES FINANCIAL INC1.92MJun 30, 26+63.02K2.48%
AMERIPRISE FINANCIAL INC1.90MJun 30, 26-297.28K2.45%
PRINCIPAL SECURITIES, INC.1.42MJun 30, 26+206.97K1.83%
ENVESTNET ASSET MANAGEMENT INC1.30MJun 30, 26+224.53K1.68%
Permanens Capital L.P.1.10MJun 30, 26+257.71K1.43%
BENJAMIN EDWARDS INC614.84KJun 30, 26-47.84K0.79%
L2 Asset Management, LLC437.36KJun 30, 26-412.19K0.56%
ROGCO, LP406.72KJun 30, 26+8.61K0.52%
NewEdge Advisors, LLC364.54KJun 30, 26-4.74K0.47%
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO341.69KJun 30, 26+33.09K0.44%
PSI Advisors, LLC280.46KJun 30, 26-3.15K0.36%
&PARTNERS264.73KJun 30, 26+89.15K0.34%
Spartan Wealth Advisory Services LLC261.33KJun 30, 26+5.92K0.34%
Focus Partners Wealth258.99KJun 30, 26-1.39K0.33%
Baird Financial Group, Inc.258.86KJun 30, 26+17.56K0.33%
Rockefeller Capital Management L.P.205.72KJun 30, 26+10.38K0.27%
JPMORGAN CHASE & CO192.63KJun 30, 26+2.38K0.25%
Sanctuary Advisors, LLC153.79KJun 30, 26+16.25K0.20%
MainStreet Investment Advisors LLC137.84KJun 30, 26-2.46K0.18%
INSIGNEO ADVISORY SERVICES, LLC132.07KJun 30, 26-2.04K0.17%
OSAIC HOLDINGS, INC.119.00KJun 30, 26-10.55K0.15%
STIFEL FINANCIAL CORP92.22KJun 30, 26+1.00K0.12%
DEARBORN PARTNERS LLC86.97KJun 30, 26+2.26K0.11%
MML INVESTORS SERVICES, LLC71.15KJun 30, 26+16.43K0.09%
FourThought Financial Partners, LLC70.28KJun 30, 26+7500.09%
Cerity Partners LLC64.55KJun 30, 26+7180.08%
Mariner, LLC54.24KJun 30, 26-476.83K0.07%
Valor Advisors LLC49.14KJun 30, 26--0.06%
Essex Financial Services, Inc.47.38KJun 30, 26--0.06%
BTG Pactual Asset Management US LLC42.08KJun 30, 26+3.26K0.05%
CAPITAL & PLANNING, LLC39.86KJun 30, 26+2200.05%
HRT FINANCIAL LP38.43KJun 30, 26+17.17K0.05%
Arax Advisory Partners37.93KJun 30, 26+37.93K0.05%
EP Wealth Advisors, LLC35.47KJun 30, 26+35.47K0.05%
Coastal Bridge Advisors, LLC32.80KJun 30, 26-1.38K0.04%
Pinnacle Financial Partners, Inc.30.29KJun 30, 26-10.78K0.04%
Resurgent Financial Advisors LLC25.38KJun 30, 26+9370.03%
MERCER GLOBAL ADVISORS INC /ADV20.61KJun 30, 26+1320.03%
STEPHENS INC /AR/18.06KJun 30, 26-3.57K0.02%
Venturi Wealth Management, LLC15.50KJun 30, 26+15.50K0.02%
Main Street Financial Solutions, LLC14.48KJun 30, 26+1910.02%
Gotham Asset Management, LLC14.29KJun 30, 26+14.29K0.02%
Colter Lewis Investment Partners LLC14.05KJun 30, 26--0.02%
Advisory Services Network, LLC14.05KJun 30, 26-1.51K0.02%
SOUTH PLAINS FINANCIAL, INC.12.41KJun 30, 26--0.02%
Cetera Investment Advisers10.96KJun 30, 26+10.96K0.01%
FIDELIS CAPITAL PARTNERS, LLC10.11KJun 30, 26--0.01%
Boreal Capital Management LLC8.64KJun 30, 26--0.01%
Steward Partners Investment Advisory, LLC3.54KJun 30, 26--0.00%
BFC Planning, Inc.1.95KJun 30, 26+1.95K0.00%
Ameritas Advisory Services, LLC200Jun 30, 26+2000.00%
Keating Financial Advisory Services, Inc.113Jun 30, 26-80.00%
JANE STREET GROUP, LLC--Jun 30, 26-320.52K--
WealthShield Partners, LLC--Jun 30, 26-10.89K--
AE Wealth Management LLC--Jun 30, 26-412--
SUSQUEHANNA INTERNATIONAL GROUP, LLP--Jun 30, 26-46.49K--
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC--Jun 30, 26-500--
U.S. Capital Wealth Advisors, LLC38.33KMar 31, 26-3990.05%
2UniFi Bank11.86KMar 31, 26--0.02%
CWM, LLC10.94KMar 31, 26+930.01%
Evelyn Partners Asset Management Ltd1.50KMar 31, 26--0.00%
COMERICA BANK108.55KDec 31, 25+13.23K0.14%
CIBC Private Wealth Group LLC--Dec 31, 25-1.50K--
PINNACLE FINANCIAL PARTNERS INC27.46KSep 30, 25-2.81K0.04%
Abich Financial Wealth Management LLC204Sep 30, 25+2040.00%
Financial Advocates Investment Management--Sep 30, 25-19.96K--
SCHNIEDERS CAPITAL MANAGEMENT LLC36.65KJun 30, 25--0.05%
Grant/GrossMendelsohn, LLC34.24KMar 31, 25+34.24K0.04%
Orion Portfolio Solutions, LLC17.47KMar 31, 25-50.83K0.02%
RAYMOND JAMES & ASSOCIATES1.08MSep 30, 24+98.82K1.39%
Raymond James Financial Services Advisors, Inc.411.96KSep 30, 24+16.82K0.53%
RAYMOND JAMES TRUST N.A.59.67KSep 30, 24--0.08%
BENJAMIN F. EDWARDS & COMPANY, INC.635.81KJun 30, 24+2.46K0.82%
Greytown Advisors Inc.16.76KJun 30, 24+1.74K0.02%
Private Ocean, LLC--Jun 30, 24-2.48K--
Covington Capital Management604.73KSep 30, 22+9.55K0.78%
MARINER INDEPENDENT ADVISOR NETWORK, LLC156.00KSep 30, 22+16.43K0.20%
American Portfolios Advisors41.12KSep 30, 22-21.33K0.05%
Carroll Financial Associates, Inc.294.12KDec 31, 21+21.16K0.38%
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV14.89KSep 30, 21+1.71K0.02%
Pinnacle Wealth Advisors37.85KJun 30, 21+37.85K0.05%
Advisor Group, Inc.233Dec 31, 19-1470.00%
BB&T SECURITIES, LLC2.36KSep 30, 19-730.00%

Latest holdings as of Funds file quarterly, up to 45 days after quarter end; this page refreshes weeklyAbout this data

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Data is provided for informational purposes only and does not constitute investment advice. Past performance is not indicative of future results.